eth2.0-specs/specs/altair/sync-protocol.md

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# Altair -- Minimal Light Client
**Notice**: This document is a work-in-progress for researchers and implementers.
## Table of contents
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- [Introduction](#introduction)
- [Constants](#constants)
- [Preset](#preset)
- [Misc](#misc)
- [Containers](#containers)
- [`LightClientUpdate`](#lightclientupdate)
- [`LightClientStore`](#lightclientstore)
- [Helper functions](#helper-functions)
- [`get_subtree_index`](#get_subtree_index)
- [`get_active_header`](#get_active_header)
- [`get_safety_threshold`](#get_safety_threshold)
- [Light client state updates](#light-client-state-updates)
- [`process_slot_for_light_client_store`](#process_slot_for_light_client_store)
- [`validate_light_client_update`](#validate_light_client_update)
- [`apply_light_client_update`](#apply_light_client_update)
- [`process_light_client_update`](#process_light_client_update)
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## Introduction
The beacon chain is designed to be light client friendly for constrained environments to
access Ethereum with reasonable safety and liveness.
Such environments include resource-constrained devices (e.g. phones for trust-minimised wallets)
and metered VMs (e.g. blockchain VMs for cross-chain bridges).
This document suggests a minimal light client design for the beacon chain that
uses sync committees introduced in [this beacon chain extension](./beacon-chain.md).
## Constants
| Name | Value |
| - | - |
| `FINALIZED_ROOT_INDEX` | `get_generalized_index(BeaconState, 'finalized_checkpoint', 'root')` (= 105) |
| `NEXT_SYNC_COMMITTEE_INDEX` | `get_generalized_index(BeaconState, 'next_sync_committee')` (= 55) |
## Preset
### Misc
| Name | Value | Unit | Duration |
| - | - | - | - |
| `MIN_SYNC_COMMITTEE_PARTICIPANTS` | `1` | validators |
| `UPDATE_TIMEOUT` | `SLOTS_PER_EPOCH * EPOCHS_PER_SYNC_COMMITTEE_PERIOD` | epochs | ~27.3 hours |
## Containers
### `LightClientUpdate`
```python
class LightClientUpdate(Container):
# The beacon block header that is attested to by the sync committee
attested_header: BeaconBlockHeader
# Next sync committee corresponding to the active header
next_sync_committee: SyncCommittee
next_sync_committee_branch: Vector[Bytes32, floorlog2(NEXT_SYNC_COMMITTEE_INDEX)]
# The finalized beacon block header attested to by Merkle branch
finalized_header: BeaconBlockHeader
finality_branch: Vector[Bytes32, floorlog2(FINALIZED_ROOT_INDEX)]
# Sync committee aggregate signature
sync_aggregate: SyncAggregate
# Fork version for the aggregate signature
fork_version: Version
```
### `LightClientStore`
```python
@dataclass
class LightClientStore(object):
# Beacon block header that is finalized
finalized_header: BeaconBlockHeader
# Sync committees corresponding to the header
current_sync_committee: SyncCommittee
next_sync_committee: SyncCommittee
# Best available header to switch finalized head to if we see nothing else
best_valid_update: Optional[LightClientUpdate]
# Most recent available reasonably-safe header
optimistic_header: BeaconBlockHeader
# Max number of active participants in a sync committee (used to calculate safety threshold)
previous_max_active_participants: uint64
current_max_active_participants: uint64
```
## Helper functions
### `get_subtree_index`
```python
def get_subtree_index(generalized_index: GeneralizedIndex) -> uint64:
return uint64(generalized_index % 2**(floorlog2(generalized_index)))
```
### `get_active_header`
```python
def get_active_header(update: LightClientUpdate) -> BeaconBlockHeader:
# The "active header" is the header that the update is trying to convince us
# to accept. If a finalized header is present, it's the finalized header,
# otherwise it's the attested header
if update.finalized_header != BeaconBlockHeader():
return update.finalized_header
else:
return update.attested_header
```
### `get_safety_threshold`
```python
def get_safety_threshold(store: LightClientStore) -> uint64:
return max(
store.previous_max_active_participants,
store.current_max_active_participants,
) // 2
```
## Light client state updates
A light client maintains its state in a `store` object of type `LightClientStore` and receives `update` objects of type `LightClientUpdate`. Every `update` triggers `process_light_client_update(store, update, current_slot, genesis_validators_root)` where `current_slot` is the current slot based on a local clock. `process_slot_for_light_client_store` is triggered every time the current slot increments.
#### `process_slot_for_light_client_store`
```python
def process_slot_for_light_client_store(store: LightClientStore, current_slot: Slot) -> None:
if current_slot % UPDATE_TIMEOUT == 0:
store.previous_max_active_participants = store.current_max_active_participants
store.current_max_active_participants = 0
if (
current_slot > store.finalized_header.slot + UPDATE_TIMEOUT
and store.best_valid_update is not None
):
# Forced best update when the update timeout has elapsed
apply_light_client_update(store, store.best_valid_update)
store.best_valid_update = None
```
#### `validate_light_client_update`
```python
def validate_light_client_update(store: LightClientStore,
update: LightClientUpdate,
current_slot: Slot,
genesis_validators_root: Root) -> None:
# Verify update slot is larger than slot of current best finalized header
active_header = get_active_header(update)
assert current_slot >= active_header.slot > store.finalized_header.slot
# Verify update does not skip a sync committee period
finalized_period = compute_epoch_at_slot(store.finalized_header.slot) // EPOCHS_PER_SYNC_COMMITTEE_PERIOD
update_period = compute_epoch_at_slot(active_header.slot) // EPOCHS_PER_SYNC_COMMITTEE_PERIOD
assert update_period in (finalized_period, finalized_period + 1)
# Verify that the `finalized_header`, if present, actually is the finalized header saved in the
# state of the `attested header`
if update.finalized_header == BeaconBlockHeader():
assert update.finality_branch == [Bytes32() for _ in range(floorlog2(FINALIZED_ROOT_INDEX))]
else:
assert is_valid_merkle_branch(
leaf=hash_tree_root(update.finalized_header),
branch=update.finality_branch,
depth=floorlog2(FINALIZED_ROOT_INDEX),
index=get_subtree_index(FINALIZED_ROOT_INDEX),
root=update.attested_header.state_root,
)
# Verify update next sync committee if the update period incremented
if update_period == finalized_period:
sync_committee = store.current_sync_committee
assert update.next_sync_committee_branch == [Bytes32() for _ in range(floorlog2(NEXT_SYNC_COMMITTEE_INDEX))]
else:
sync_committee = store.next_sync_committee
assert is_valid_merkle_branch(
leaf=hash_tree_root(update.next_sync_committee),
branch=update.next_sync_committee_branch,
depth=floorlog2(NEXT_SYNC_COMMITTEE_INDEX),
index=get_subtree_index(NEXT_SYNC_COMMITTEE_INDEX),
root=active_header.state_root,
)
sync_aggregate = update.sync_aggregate
# Verify sync committee has sufficient participants
assert sum(sync_aggregate.sync_committee_bits) >= MIN_SYNC_COMMITTEE_PARTICIPANTS
# Verify sync committee aggregate signature
participant_pubkeys = [
pubkey for (bit, pubkey) in zip(sync_aggregate.sync_committee_bits, sync_committee.pubkeys)
if bit
]
domain = compute_domain(DOMAIN_SYNC_COMMITTEE, update.fork_version, genesis_validators_root)
signing_root = compute_signing_root(update.attested_header, domain)
assert bls.FastAggregateVerify(participant_pubkeys, signing_root, sync_aggregate.sync_committee_signature)
```
#### `apply_light_client_update`
```python
def apply_light_client_update(store: LightClientStore, update: LightClientUpdate) -> None:
active_header = get_active_header(update)
finalized_period = compute_epoch_at_slot(store.finalized_header.slot) // EPOCHS_PER_SYNC_COMMITTEE_PERIOD
update_period = compute_epoch_at_slot(active_header.slot) // EPOCHS_PER_SYNC_COMMITTEE_PERIOD
if update_period == finalized_period + 1:
store.current_sync_committee = store.next_sync_committee
store.next_sync_committee = update.next_sync_committee
store.finalized_header = active_header
```
#### `process_light_client_update`
```python
def process_light_client_update(store: LightClientStore,
update: LightClientUpdate,
current_slot: Slot,
genesis_validators_root: Root) -> None:
validate_light_client_update(store, update, current_slot, genesis_validators_root)
sync_committee_bits = update.sync_aggregate.sync_committee_bits
# Update the best update in case we have to force-update to it if the timeout elapses
if (
store.best_valid_update is None
or sum(sync_committee_bits) > sum(store.best_valid_update.sync_aggregate.sync_committee_bits)
):
store.best_valid_update = update
# Track the maximum number of active participants in the committee signatures
store.current_max_active_participants = max(
store.current_max_active_participants,
sum(sync_committee_bits),
)
# Update the optimistic header
if (
sum(sync_committee_bits) > get_safety_threshold(store)
and update.attested_header.slot > store.optimistic_header.slot
):
store.optimistic_header = update.attested_header
# Update finalized header
if (
sum(sync_committee_bits) * 3 >= len(sync_committee_bits) * 2
and update.finalized_header != BeaconBlockHeader()
):
# Normal update through 2/3 threshold
apply_light_client_update(store, update)
store.best_valid_update = None
```