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Ethereum 2.0 Phase 0 -- The Beacon Chain

NOTICE: This document is a work-in-progress for researchers and implementers. It reflects recent spec changes and takes precedence over the Python proof-of-concept implementation [python-poc].

Ethereum 2.0 Phase 0 -- The Beacon Chain
References
- Normative
- Informative
Copyright

Introduction

This document represents the specification for Phase 0 of Ethereum 2.0 -- The Beacon Chain.

At the core of Ethereum 2.0 is a system chain called the "beacon chain". The beacon chain stores and manages the registry of validators. In the initial deployment phases of Ethereum 2.0 the only mechanism to become a validator is to make a one-way ETH transaction to a deposit contract on Ethereum 1.0. Activation as a validator happens when Ethereum 1.0 deposit receipts are processed by the beacon chain, the activation balance is reached, and after a queuing process. Exit is either voluntary or done forcibly as a penalty for misbehavior.

The primary source of load on the beacon chain is "attestations". Attestations are availability votes for a shard block, and simultaneously proof of stake votes for a beacon block. A sufficient number of attestations for the same shard block create a "crosslink", confirming the shard segment up to that shard block into the beacon chain. Crosslinks also serve as infrastructure for asynchronous cross-shard communication.

Notation

Code snippets appearing in this style are to be interpreted as Python code.

Terminology

Validator - a registered participant in the beacon chain. You can become one by sending Ether into the Ethereum 1.0 deposit contract.
Active validator - an active participant in the Ethereum 2.0 consensus invited to, among other things, propose and attest to blocks and vote for crosslinks.
Committee - a (pseudo-) randomly sampled subset of active validators. When a committee is referred to collectively, as in "this committee attests to X", this is assumed to mean "some subset of that committee that contains enough validators that the protocol recognizes it as representing the committee".
Proposer - the validator that creates a beacon chain block
Attester - a validator that is part of a committee that needs to sign off on a beacon chain block while simultaneously creating a link (crosslink) to a recent shard block on a particular shard chain.
Beacon chain - the central PoS chain that is the base of the sharding system.
Shard chain - one of the chains on which user transactions take place and account data is stored.
Block root - a 32-byte Merkle root of a beacon chain block or shard chain block. Previously called "block hash".
Crosslink - a set of signatures from a committee attesting to a block in a shard chain, which can be included into the beacon chain. Crosslinks are the main means by which the beacon chain "learns about" the updated state of shard chains.
Slot - a period during which one proposer has the ability to create a beacon chain block and some attesters have the ability to make attestations
Epoch - an aligned span of slots during which all validators get exactly one chance to make an attestation
Finalized, justified - see Casper FFG finalization [casper-ffg]
Withdrawal period - the number of slots between a validator exit and the validator balance being withdrawable
Genesis time - the Unix time of the genesis beacon chain block at slot 0

Constants

Misc

Name	Value
`SHARD_COUNT`	`2**10` (= 1,024)
`TARGET_COMMITTEE_SIZE`	`2**7` (= 128)
`MAX_BALANCE_CHURN_QUOTIENT`	`2**5` (= 32)
`BEACON_CHAIN_SHARD_NUMBER`	`2**64 - 1`
`MAX_INDICES_PER_SLASHABLE_VOTE`	`2**12` (= 4,096)
`MAX_EXIT_DEQUEUES_PER_EPOCH`	`2**2` (= 4)
`SHUFFLE_ROUND_COUNT`	90

For the safety of crosslinks TARGET_COMMITTEE_SIZE exceeds the recommended minimum committee size of 111; with sufficient active validators (at least SLOTS_PER_EPOCH * TARGET_COMMITTEE_SIZE), the shuffling algorithm ensures committee sizes at least TARGET_COMMITTEE_SIZE. (Unbiasable randomness with a Verifiable Delay Function (VDF) will improve committee robustness and lower the safe minimum committee size.)

Deposit contract

Name	Value
`DEPOSIT_CONTRACT_ADDRESS`	TBD
`DEPOSIT_CONTRACT_TREE_DEPTH`	`2**5` (= 32)

Gwei values

Name	Value	Unit
`MIN_DEPOSIT_AMOUNT`	`2*0 1e9` (= 1,000,000,000)	Gwei
`MAX_DEPOSIT_AMOUNT`	`2*5 1e9` (= 32,000,000,000)	Gwei
`FORK_CHOICE_BALANCE_INCREMENT`	`2*0 1e9` (= 1,000,000,000)	Gwei
`EJECTION_BALANCE`	`2*4 1e9` (= 16,000,000,000)	Gwei

Initial values

Name	Value
`GENESIS_FORK_VERSION`	`0`
`GENESIS_SLOT`	`2**32`
`GENESIS_EPOCH`	`slot_to_epoch(GENESIS_SLOT)`
`GENESIS_START_SHARD`	`0`
`FAR_FUTURE_EPOCH`	`2**64 - 1`
`ZERO_HASH`	`int_to_bytes32(0)`
`EMPTY_SIGNATURE`	`int_to_bytes96(0)`
`BLS_WITHDRAWAL_PREFIX_BYTE`	`int_to_bytes1(0)`

GENESIS_SLOT should be at least as large in terms of time as the largest of the time parameters or state list lengths below (ie. it should be at least as large as any value measured in slots, and at least SLOTS_PER_EPOCH times as large as any value measured in epochs).

Time parameters

Name	Value	Unit	Duration
`SECONDS_PER_SLOT`	`6`	seconds	6 seconds
`MIN_ATTESTATION_INCLUSION_DELAY`	`2**2` (= 4)	slots	24 seconds
`SLOTS_PER_EPOCH`	`2**6` (= 64)	slots	6.4 minutes
`MIN_SEED_LOOKAHEAD`	`2**0` (= 1)	epochs	6.4 minutes
`ACTIVATION_EXIT_DELAY`	`2**2` (= 4)	epochs	25.6 minutes
`EPOCHS_PER_ETH1_VOTING_PERIOD`	`2**4` (= 16)	epochs	~1.7 hours
`MIN_VALIDATOR_WITHDRAWABILITY_DELAY`	`2**8` (= 256)	epochs	~27 hours

State list lengths

Name	Value	Unit	Duration
`LATEST_BLOCK_ROOTS_LENGTH`	`2**13` (= 8,192)	slots	~13 hours
`LATEST_RANDAO_MIXES_LENGTH`	`2**13` (= 8,192)	epochs	~36 days
`LATEST_ACTIVE_INDEX_ROOTS_LENGTH`	`2**13` (= 8,192)	epochs	~36 days
`LATEST_SLASHED_EXIT_LENGTH`	`2**13` (= 8,192)	epochs	~36 days

Reward and penalty quotients

Name	Value
`BASE_REWARD_QUOTIENT`	`2**5` (= 32)
`WHISTLEBLOWER_REWARD_QUOTIENT`	`2**9` (= 512)
`ATTESTATION_INCLUSION_REWARD_QUOTIENT`	`2**3` (= 8)
`INACTIVITY_PENALTY_QUOTIENT`	`2**24` (= 16,777,216)
`MIN_PENALTY_QUOTIENT`	`2**5` (= 32)

The BASE_REWARD_QUOTIENT parameter dictates the per-epoch reward. It corresponds to ~2.54% annual interest assuming 10 million participating ETH in every epoch.
The INACTIVITY_PENALTY_QUOTIENT equals INVERSE_SQRT_E_DROP_TIME**2 where INVERSE_SQRT_E_DROP_TIME := 2**12 epochs (~18 days) is the time it takes the inactivity penalty to reduce the balance of non-participating validators to about 1/sqrt(e) ~= 60.6%. Indeed, the balance retained by offline validators after n epochs is about (1-1/INACTIVITY_PENALTY_QUOTIENT)**(n**2/2) so after INVERSE_SQRT_E_DROP_TIME epochs it is roughly (1-1/INACTIVITY_PENALTY_QUOTIENT)**(INACTIVITY_PENALTY_QUOTIENT/2) ~= 1/sqrt(e).

Max transactions per block

Name	Value
`MAX_PROPOSER_SLASHINGS`	`2**4` (= 16)
`MAX_ATTESTER_SLASHINGS`	`2**0` (= 1)
`MAX_ATTESTATIONS`	`2**7` (= 128)
`MAX_DEPOSITS`	`2**4` (= 16)
`MAX_VOLUNTARY_EXITS`	`2**4` (= 16)
`MAX_TRANSFERS`	`2**4` (= 16)

Signature domains

Name	Value
`DOMAIN_DEPOSIT`	`0`
`DOMAIN_ATTESTATION`	`1`
`DOMAIN_PROPOSAL`	`2`
`DOMAIN_EXIT`	`3`
`DOMAIN_RANDAO`	`4`
`DOMAIN_TRANSFER`	`5`

Data structures

The following data structures are defined as SimpleSerialize (SSZ) objects.

Beacon chain transactions

Proposer slashings

`ProposerSlashing`

{
    # Proposer index
    'proposer_index': 'uint64',
    # First proposal
    'proposal_1': Proposal,
    # Second proposal
    'proposal_2': Proposal,
}

Attester slashings

`AttesterSlashing`

{
    # First slashable attestation
    'slashable_attestation_1': SlashableAttestation,
    # Second slashable attestation
    'slashable_attestation_2': SlashableAttestation,
}

`SlashableAttestation`

{
    # Validator indices
    'validator_indices': ['uint64'],
    # Attestation data
    'data': AttestationData,
    # Custody bitfield
    'custody_bitfield': 'bytes',
    # Aggregate signature
    'aggregate_signature': 'bytes96',
}

Attestations

`Attestation`

{
    # Attester aggregation bitfield
    'aggregation_bitfield': 'bytes',
    # Attestation data
    'data': AttestationData,
    # Custody bitfield
    'custody_bitfield': 'bytes',
    # BLS aggregate signature
    'aggregate_signature': 'bytes96',
}

`AttestationData`

{
    # Slot number
    'slot': 'uint64',
    # Shard number
    'shard': 'uint64',
    # Root of the signed beacon block
    'beacon_block_root': 'bytes32',
    # Root of the ancestor at the epoch boundary
    'epoch_boundary_root': 'bytes32',
    # Data from the shard since the last attestation
    'crosslink_data_root': 'bytes32',
    # Last crosslink
    'latest_crosslink': Crosslink,
    # Last justified epoch in the beacon state
    'justified_epoch': 'uint64',
    # Hash of the last justified beacon block
    'justified_block_root': 'bytes32',
}

`AttestationDataAndCustodyBit`

{
    # Attestation data
    'data': AttestationData,
    # Custody bit
    'custody_bit': 'bool',
}

Deposits

`Deposit`

{
    # Branch in the deposit tree
    'branch': ['bytes32'],
    # Index in the deposit tree
    'index': 'uint64',
    # Data
    'deposit_data': DepositData,
}

`DepositData`

{
    # Amount in Gwei
    'amount': 'uint64',
    # Timestamp from deposit contract
    'timestamp': 'uint64',
    # Deposit input
    'deposit_input': DepositInput,
}

`DepositInput`

{
    # BLS pubkey
    'pubkey': 'bytes48',
    # Withdrawal credentials
    'withdrawal_credentials': 'bytes32',
    # A BLS signature of this `DepositInput`
    'proof_of_possession': 'bytes96',
}

Voluntary exits

`VoluntaryExit`

{
    # Minimum epoch for processing exit
    'epoch': 'uint64',
    # Index of the exiting validator
    'validator_index': 'uint64',
    # Validator signature
    'signature': 'bytes96',
}

Transfers

`Transfer`

{
    # Sender index
    'from': 'uint64',
    # Recipient index
    'to': 'uint64',
    # Amount in Gwei
    'amount': 'uint64',
    # Fee in Gwei for block proposer
    'fee': 'uint64',
    # Inclusion slot
    'slot': 'uint64',
    # Sender withdrawal pubkey
    'pubkey': 'bytes48',
    # Sender signature
    'signature': 'bytes96',
}

Beacon chain blocks

`BeaconBlock`

{
    # Header
    'slot': 'uint64',
    'parent_root': 'bytes32',
    'state_root': 'bytes32',
    'randao_reveal': 'bytes96',
    'eth1_data': Eth1Data,

    # Body
    'body': BeaconBlockBody,
    # Signature
    'signature': 'bytes96',
}

`BeaconBlockBody`

{
    'proposer_slashings': [ProposerSlashing],
    'attester_slashings': [AttesterSlashing],
    'attestations': [Attestation],
    'deposits': [Deposit],
    'voluntary_exits': [VoluntaryExit],
    'transfers': [Transfer],
}

`Proposal`

{
    # Slot number
    'slot': 'uint64',
    # Shard number (`BEACON_CHAIN_SHARD_NUMBER` for beacon chain)
    'shard': 'uint64',
    # Block root
    'block_root': 'bytes32',
    # Signature
    'signature': 'bytes96',
}

Beacon chain state

`BeaconState`

{
    # Misc
    'slot': 'uint64',
    'genesis_time': 'uint64',
    'fork': Fork,  # For versioning hard forks

    # Validator registry
    'validator_registry': [Validator],
    'validator_balances': ['uint64'],
    'validator_registry_update_epoch': 'uint64',

    # Randomness and committees
    'latest_randao_mixes': ['bytes32'],
    'previous_shuffling_start_shard': 'uint64',
    'current_shuffling_start_shard': 'uint64',
    'previous_shuffling_epoch': 'uint64',
    'current_shuffling_epoch': 'uint64',
    'previous_shuffling_seed': 'bytes32',
    'current_shuffling_seed': 'bytes32',

    # Finality
    'previous_justified_epoch': 'uint64',
    'justified_epoch': 'uint64',
    'justification_bitfield': 'uint64',
    'finalized_epoch': 'uint64',

    # Recent state
    'latest_crosslinks': [Crosslink],
    'latest_block_roots': ['bytes32'],
    'latest_active_index_roots': ['bytes32'],
    'latest_slashed_balances': ['uint64'],  # Balances slashed at every withdrawal period
    'latest_attestations': [PendingAttestation],
    'batched_block_roots': ['bytes32'],

    # Ethereum 1.0 chain data
    'latest_eth1_data': Eth1Data,
    'eth1_data_votes': [Eth1DataVote],
    'deposit_index': 'uint64'
}

`Validator`

{
    # BLS public key
    'pubkey': 'bytes48',
    # Withdrawal credentials
    'withdrawal_credentials': 'bytes32',
    # Epoch when validator activated
    'activation_epoch': 'uint64',
    # Epoch when validator exited
    'exit_epoch': 'uint64',
    # Epoch when validator is eligible to withdraw
    'withdrawable_epoch': 'uint64',
    # Did the validator initiate an exit
    'initiated_exit': 'bool',
    # Was the validator slashed
    'slashed': 'bool',
}

`Crosslink`

{
    # Epoch number
    'epoch': 'uint64',
    # Shard data since the previous crosslink
    'crosslink_data_root': 'bytes32',
}

`PendingAttestation`

{
    # Attester aggregation bitfield
    'aggregation_bitfield': 'bytes',
    # Attestation data
    'data': AttestationData,
    # Custody bitfield
    'custody_bitfield': 'bytes',
    # Inclusion slot
    'inclusion_slot': 'uint64',
}

`Fork`

{
    # Previous fork version
    'previous_version': 'uint64',
    # Current fork version
    'current_version': 'uint64',
    # Fork epoch number
    'epoch': 'uint64',
}

`Eth1Data`

{
    # Root of the deposit tree
    'deposit_root': 'bytes32',
    # Block hash
    'block_hash': 'bytes32',
}

`Eth1DataVote`

{
    # Data being voted for
    'eth1_data': Eth1Data,
    # Vote count
    'vote_count': 'uint64',
}

Custom Types

We define the following Python custom types for type hinting and readability:

Name	SSZ equivalent	Description
`Slot`	`uint64`	a slot number
`Epoch`	`uint64`	an epoch number
`Shard`	`uint64`	a shard number
`ValidatorIndex`	`uint64`	a validator registry index
`Gwei`	`uint64`	an amount in Gwei
`Bytes32`	`bytes32`	32 bytes of binary data
`BLSPubkey`	`bytes48`	a BLS12-381 public key
`BLSSignature`	`bytes96`	a BLS12-381 signature

Helper functions

Note: The definitions below are for specification purposes and are not necessarily optimal implementations.

`hash`

The hash function is denoted by hash. In Phase 0 the beacon chain is deployed with the same hash function as Ethereum 1.0, i.e. Keccak-256 (also incorrectly known as SHA3).

Note: We aim to migrate to a S[T/N]ARK-friendly hash function in a future Ethereum 2.0 deployment phase.

`hash_tree_root`

def hash_tree_root(object: SSZSerializable) -> Bytes32 is a function for hashing objects into a single root utilizing a hash tree structure. hash_tree_root is defined in the SimpleSerialize spec.

`signed_root`

def signed_root(object: SSZContainer) -> Bytes32 is a function defined in the SimpleSerialize spec to compute signed messages.

`slot_to_epoch`

def slot_to_epoch(slot: Slot) -> Epoch:
    """
    Return the epoch number of the given ``slot``.
    """
    return slot // SLOTS_PER_EPOCH

`get_previous_epoch`

def get_previous_epoch(state: BeaconState) -> Epoch:
    """`
    Return the previous epoch of the given ``state``.
    """
    return max(get_current_epoch(state) - 1, GENESIS_EPOCH)

`get_current_epoch`

def get_current_epoch(state: BeaconState) -> Epoch:
    """
    Return the current epoch of the given ``state``.
    """
    return slot_to_epoch(state.slot)

`get_epoch_start_slot`

def get_epoch_start_slot(epoch: Epoch) -> Slot:
    """
    Return the starting slot of the given ``epoch``.
    """
    return epoch * SLOTS_PER_EPOCH

`is_active_validator`

def is_active_validator(validator: Validator, epoch: Epoch) -> bool:
    """
    Check if ``validator`` is active.
    """
    return validator.activation_epoch <= epoch < validator.exit_epoch

`get_active_validator_indices`

def get_active_validator_indices(validators: List[Validator], epoch: Epoch) -> List[ValidatorIndex]:
    """
    Get indices of active validators from ``validators``.
    """
    return [i for i, v in enumerate(validators) if is_active_validator(v, epoch)]

`get_permuted_index`

def get_permuted_index(index: int, list_size: int, seed: Bytes32) -> int:
    """
    Return `p(index)` in a pseudorandom permutation `p` of `0...list_size-1` with ``seed`` as entropy.

    Utilizes 'swap or not' shuffling found in
    https://link.springer.com/content/pdf/10.1007%2F978-3-642-32009-5_1.pdf
    See the 'generalized domain' algorithm on page 3.
    """
    assert index < list_size
    assert list_size <= 2**40
    
    for round in range(SHUFFLE_ROUND_COUNT):
        pivot = bytes_to_int(hash(seed + int_to_bytes1(round))[0:8]) % list_size
        flip = (pivot - index) % list_size
        position = max(index, flip)
        source = hash(seed + int_to_bytes1(round) + int_to_bytes4(position // 256))
        byte = source[(position % 256) // 8]
        bit = (byte >> (position % 8)) % 2
        index = flip if bit else index

    return index

`split`

def split(values: List[Any], split_count: int) -> List[List[Any]]:
    """
    Splits ``values`` into ``split_count`` pieces.
    """
    list_length = len(values)
    return [
        values[(list_length * i // split_count): (list_length * (i + 1) // split_count)]
        for i in range(split_count)
    ]

`get_epoch_committee_count`

def get_epoch_committee_count(active_validator_count: int) -> int:
    """
    Return the number of committees in one epoch.
    """
    return max(
        1,
        min(
            SHARD_COUNT // SLOTS_PER_EPOCH,
            active_validator_count // SLOTS_PER_EPOCH // TARGET_COMMITTEE_SIZE,
        )
    ) * SLOTS_PER_EPOCH

`get_shuffling`

def get_shuffling(seed: Bytes32,
                  validators: List[Validator],
                  epoch: Epoch) -> List[List[ValidatorIndex]]
    """
    Shuffle active validators and split into crosslink committees.
    Return a list of committees (each a list of validator indices).
    """
    # Shuffle active validator indices
    active_validator_indices = get_active_validator_indices(validators, epoch)
    length = len(active_validator_indices)
    shuffled_indices = [active_validator_indices[get_permuted_index(i, length, seed)] for i in range(length)]

    # Split the shuffled active validator indices
    return split(shuffled_indices, get_epoch_committee_count(length))

Invariant: if get_shuffling(seed, validators, epoch) returns some value x for some epoch <= get_current_epoch(state) + ACTIVATION_EXIT_DELAY, it should return the same value x for the same seed and epoch and possible future modifications of validators forever in phase 0, and until the ~1 year deletion delay in phase 2 and in the future.

Note: this definition and the next few definitions make heavy use of repetitive computing. Production implementations are expected to appropriately use caching/memoization to avoid redoing work.

`get_previous_epoch_committee_count`

def get_previous_epoch_committee_count(state: BeaconState) -> int:
    """
    Return the number of committees in the previous epoch of the given ``state``.
    """
    previous_active_validators = get_active_validator_indices(
        state.validator_registry,
        state.previous_shuffling_epoch,
    )
    return get_epoch_committee_count(len(previous_active_validators))

`get_current_epoch_committee_count`

def get_current_epoch_committee_count(state: BeaconState) -> int:
    """
    Return the number of committees in the current epoch of the given ``state``.
    """
    current_active_validators = get_active_validator_indices(
        state.validator_registry,
        state.current_shuffling_epoch,
    )
    return get_epoch_committee_count(len(current_active_validators))

`get_next_epoch_committee_count`

def get_next_epoch_committee_count(state: BeaconState) -> int:
    """
    Return the number of committees in the next epoch of the given ``state``.
    """
    next_active_validators = get_active_validator_indices(
        state.validator_registry,
        get_current_epoch(state) + 1,
    )
    return get_epoch_committee_count(len(next_active_validators))

`get_crosslink_committees_at_slot`

def get_crosslink_committees_at_slot(state: BeaconState,
                                     slot: Slot,
                                     registry_change: bool=False) -> List[Tuple[List[ValidatorIndex], Shard]]:
    """
    Return the list of ``(committee, shard)`` tuples for the ``slot``.

    Note: There are two possible shufflings for crosslink committees for a
    ``slot`` in the next epoch -- with and without a `registry_change`
    """
    epoch = slot_to_epoch(slot)
    current_epoch = get_current_epoch(state)
    previous_epoch = get_previous_epoch(state)
    next_epoch = current_epoch + 1

    assert previous_epoch <= epoch <= next_epoch

    if epoch == current_epoch:
        committees_per_epoch = get_current_epoch_committee_count(state)
        seed = state.current_shuffling_seed
        shuffling_epoch = state.current_shuffling_epoch
        shuffling_start_shard = state.current_shuffling_start_shard
    elif epoch == previous_epoch:
        committees_per_epoch = get_previous_epoch_committee_count(state)
        seed = state.previous_shuffling_seed
        shuffling_epoch = state.previous_shuffling_epoch
        shuffling_start_shard = state.previous_shuffling_start_shard
    elif epoch == next_epoch:
        current_committees_per_epoch = get_current_epoch_committee_count(state)
        committees_per_epoch = get_next_epoch_committee_count(state)
        shuffling_epoch = next_epoch

        epochs_since_last_registry_update = current_epoch - state.validator_registry_update_epoch
        if registry_change:
            seed = generate_seed(state, next_epoch)
            shuffling_start_shard = (state.current_shuffling_start_shard + current_committees_per_epoch) % SHARD_COUNT
        elif epochs_since_last_registry_update > 1 and is_power_of_two(epochs_since_last_registry_update):
            seed = generate_seed(state, next_epoch)
            shuffling_start_shard = state.current_shuffling_start_shard
        else:
            seed = state.current_shuffling_seed
            shuffling_start_shard = state.current_shuffling_start_shard

    shuffling = get_shuffling(
        seed,
        state.validator_registry,
        shuffling_epoch,
    )
    offset = slot % SLOTS_PER_EPOCH
    committees_per_slot = committees_per_epoch // SLOTS_PER_EPOCH
    slot_start_shard = (shuffling_start_shard + committees_per_slot * offset) % SHARD_COUNT

    return [
        (
            shuffling[committees_per_slot * offset + i],
            (slot_start_shard + i) % SHARD_COUNT,
        )
        for i in range(committees_per_slot)
    ]

`get_block_root`

def get_block_root(state: BeaconState,
                   slot: Slot) -> Bytes32:
    """
    Return the block root at a recent ``slot``.
    """
    assert state.slot <= slot + LATEST_BLOCK_ROOTS_LENGTH
    assert slot < state.slot
    return state.latest_block_roots[slot % LATEST_BLOCK_ROOTS_LENGTH]

get_block_root(_, s) should always return hash_tree_root of the block in the beacon chain at slot s, and get_crosslink_committees_at_slot(_, s) should not change unless the validator registry changes.

`get_randao_mix`

def get_randao_mix(state: BeaconState,
                   epoch: Epoch) -> Bytes32:
    """
    Return the randao mix at a recent ``epoch``.
    """
    assert get_current_epoch(state) - LATEST_RANDAO_MIXES_LENGTH < epoch <= get_current_epoch(state)
    return state.latest_randao_mixes[epoch % LATEST_RANDAO_MIXES_LENGTH]

`get_active_index_root`

def get_active_index_root(state: BeaconState,
                          epoch: Epoch) -> Bytes32:
    """
    Return the index root at a recent ``epoch``.
    """
    assert get_current_epoch(state) - LATEST_ACTIVE_INDEX_ROOTS_LENGTH + ACTIVATION_EXIT_DELAY < epoch <= get_current_epoch(state) + ACTIVATION_EXIT_DELAY
    return state.latest_active_index_roots[epoch % LATEST_ACTIVE_INDEX_ROOTS_LENGTH]

`generate_seed`

def generate_seed(state: BeaconState,
                  epoch: Epoch) -> Bytes32:
    """
    Generate a seed for the given ``epoch``.
    """
    return hash(
        get_randao_mix(state, epoch - MIN_SEED_LOOKAHEAD) +
        get_active_index_root(state, epoch) +
        int_to_bytes32(epoch)
    )

`get_beacon_proposer_index`

def get_beacon_proposer_index(state: BeaconState,
                              slot: Slot) -> ValidatorIndex:
    """
    Return the beacon proposer index for the ``slot``.
    """
    first_committee, _ = get_crosslink_committees_at_slot(state, slot)[0]
    return first_committee[slot % len(first_committee)]

`merkle_root`

def merkle_root(values: List[Bytes32]) -> Bytes32:
    """
    Merkleize ``values`` (where ``len(values)`` is a power of two) and return the Merkle root.
    Note that the leaves are not hashed.
    """
    o = [0] * len(values) + values
    for i in range(len(values) - 1, 0, -1):
        o[i] = hash(o[i * 2] + o[i * 2 + 1])
    return o[1]

`get_attestation_participants`

def get_attestation_participants(state: BeaconState,
                                 attestation_data: AttestationData,
                                 bitfield: bytes) -> List[ValidatorIndex]:
    """
    Return the participant indices at for the ``attestation_data`` and ``bitfield``.
    """
    # Find the committee in the list with the desired shard
    crosslink_committees = get_crosslink_committees_at_slot(state, attestation_data.slot)

    assert attestation_data.shard in [shard for _, shard in crosslink_committees]
    crosslink_committee = [committee for committee, shard in crosslink_committees if shard == attestation_data.shard][0]

    assert verify_bitfield(bitfield, len(crosslink_committee))

    # Find the participating attesters in the committee
    participants = []
    for i, validator_index in enumerate(crosslink_committee):
        aggregation_bit = get_bitfield_bit(bitfield, i)
        if aggregation_bit == 0b1:
            participants.append(validator_index)
    return participants

`is_power_of_two`

def is_power_of_two(value: int) -> bool:
    """
    Check if ``value`` is a power of two integer.
    """
    return (value > 0) and (value & (value - 1) == 0)

`int_to_bytes1`, `int_to_bytes2`, ...

int_to_bytes1(x): return x.to_bytes(1, 'little'), int_to_bytes2(x): return x.to_bytes(2, 'little'), and so on for all integers, particularly 1, 2, 3, 4, 8, 32, 48, 96.

`bytes_to_int`

def bytes_to_int(data: bytes) -> int:
    return int.from_bytes(data, 'little')

`get_effective_balance`

def get_effective_balance(state: State, index: ValidatorIndex) -> Gwei:
    """
    Return the effective balance (also known as "balance at stake") for a validator with the given ``index``.
    """
    return min(state.validator_balances[index], MAX_DEPOSIT_AMOUNT)

`get_total_balance`

def get_total_balance(state: BeaconState, validators: List[ValidatorIndex]) -> Gwei:
    """
    Return the combined effective balance of an array of validators.
    """
    return sum([get_effective_balance(state, i) for i in validators])

`get_fork_version`

def get_fork_version(fork: Fork,
                     epoch: Epoch) -> int:
    """
    Return the fork version of the given ``epoch``.
    """
    if epoch < fork.epoch:
        return fork.previous_version
    else:
        return fork.current_version

`get_domain`

def get_domain(fork: Fork,
               epoch: Epoch,
               domain_type: int) -> int:
    """
    Get the domain number that represents the fork meta and signature domain.
    """
    fork_version = get_fork_version(fork, epoch)
    return fork_version * 2**32 + domain_type

`get_bitfield_bit`

def get_bitfield_bit(bitfield: bytes, i: int) -> int:
    """
    Extract the bit in ``bitfield`` at position ``i``.
    """
    return (bitfield[i // 8] >> (i % 8)) % 2

`verify_bitfield`

def verify_bitfield(bitfield: bytes, committee_size: int) -> bool:
    """
    Verify ``bitfield`` against the ``committee_size``.
    """
    if len(bitfield) != (committee_size + 7) // 8:
        return False

    # Check `bitfield` is padded with zero bits only
    for i in range(committee_size, len(bitfield) * 8):
        if get_bitfield_bit(bitfield, i) == 0b1:
            return False

    return True

`verify_slashable_attestation`

def verify_slashable_attestation(state: BeaconState, slashable_attestation: SlashableAttestation) -> bool:
    """
    Verify validity of ``slashable_attestation`` fields.
    """
    if slashable_attestation.custody_bitfield != b'\x00' * len(slashable_attestation.custody_bitfield):  # [TO BE REMOVED IN PHASE 1]
        return False

    if len(slashable_attestation.validator_indices) == 0:
        return False

    for i in range(len(slashable_attestation.validator_indices) - 1):
        if slashable_attestation.validator_indices[i] >= slashable_attestation.validator_indices[i + 1]:
            return False

    if not verify_bitfield(slashable_attestation.custody_bitfield, len(slashable_attestation.validator_indices)):
        return False

    if len(slashable_attestation.validator_indices) > MAX_INDICES_PER_SLASHABLE_VOTE:
        return False

    custody_bit_0_indices = []
    custody_bit_1_indices = []
    for i, validator_index in enumerate(slashable_attestation.validator_indices):
        if get_bitfield_bit(slashable_attestation.custody_bitfield, i) == 0b0:
            custody_bit_0_indices.append(validator_index)
        else:
            custody_bit_1_indices.append(validator_index)

    return bls_verify_multiple(
        pubkeys=[
            bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in custody_bit_0_indices]),
            bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in custody_bit_1_indices]),
        ],
        message_hashes=[
            hash_tree_root(AttestationDataAndCustodyBit(data=slashable_attestation.data, custody_bit=0b0)),
            hash_tree_root(AttestationDataAndCustodyBit(data=slashable_attestation.data, custody_bit=0b1)),
        ],
        signature=slashable_attestation.aggregate_signature,
        domain=get_domain(state.fork, slot_to_epoch(slashable_attestation.data.slot), DOMAIN_ATTESTATION),
    )

`is_double_vote`

def is_double_vote(attestation_data_1: AttestationData,
                   attestation_data_2: AttestationData) -> bool:
    """
    Check if ``attestation_data_1`` and ``attestation_data_2`` have the same target.
    """
    target_epoch_1 = slot_to_epoch(attestation_data_1.slot)
    target_epoch_2 = slot_to_epoch(attestation_data_2.slot)
    return target_epoch_1 == target_epoch_2

`is_surround_vote`

def is_surround_vote(attestation_data_1: AttestationData,
                     attestation_data_2: AttestationData) -> bool:
    """
    Check if ``attestation_data_1`` surrounds ``attestation_data_2``.
    """
    source_epoch_1 = attestation_data_1.justified_epoch
    source_epoch_2 = attestation_data_2.justified_epoch
    target_epoch_1 = slot_to_epoch(attestation_data_1.slot)
    target_epoch_2 = slot_to_epoch(attestation_data_2.slot)

    return source_epoch_1 < source_epoch_2 and target_epoch_2 < target_epoch_1

`integer_squareroot`

def integer_squareroot(n: int) -> int:
    """
    The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``.
    """
    assert n >= 0
    x = n
    y = (x + 1) // 2
    while y < x:
        x = y
        y = (x + n // x) // 2
    return x

`get_delayed_activation_exit_epoch`

def get_delayed_activation_exit_epoch(epoch: Epoch) -> Epoch:
    """
    Return the epoch at which an activation or exit triggered in ``epoch`` takes effect.
    """
    return epoch + 1 + ACTIVATION_EXIT_DELAY

`bls_verify`

bls_verify is a function for verifying a BLS signature, defined in the BLS Signature spec.

`bls_verify_multiple`

bls_verify_multiple is a function for verifying a BLS signature constructed from multiple messages, defined in the BLS Signature spec.

`bls_aggregate_pubkeys`

bls_aggregate_pubkeys is a function for aggregating multiple BLS public keys into a single aggregate key, defined in the BLS Signature spec.

`process_deposit`

Used to add a validator or top up an existing validator's balance by some deposit amount:

def process_deposit(state: BeaconState, deposit: Deposit) -> None:
    """
    Process a deposit from Ethereum 1.0.
    Note that this function mutates ``state``.
    """
    deposit_input = deposit.deposit_data.deposit_input

    proof_is_valid = bls_verify(
        pubkey=deposit_input.pubkey,
        message_hash=signed_root(deposit_input, "proof_of_possession"),
        signature=deposit_input.proof_of_possession,
        domain=get_domain(
            state.fork,
            get_current_epoch(state),
            DOMAIN_DEPOSIT,
        )
    )
    
    if not proof_is_valid:
        return

    validator_pubkeys = [v.pubkey for v in state.validator_registry]
    pubkey = deposit_input.pubkey
    amount = deposit.deposit_data.amount
    withdrawal_credentials = deposit_input.withdrawal_credentials

    if pubkey not in validator_pubkeys:
        # Add new validator
        validator = Validator(
            pubkey=pubkey,
            withdrawal_credentials=withdrawal_credentials,
            activation_epoch=FAR_FUTURE_EPOCH,
            exit_epoch=FAR_FUTURE_EPOCH,
            withdrawable_epoch=FAR_FUTURE_EPOCH,
            initiated_exit=False,
            slashed=False,
        )

        # Note: In phase 2 registry indices that have been withdrawn for a long time will be recycled.
        state.validator_registry.append(validator)
        state.validator_balances.append(amount)
    else:
        # Increase balance by deposit amount
        index = validator_pubkeys.index(pubkey)
        assert state.validator_registry[index].withdrawal_credentials == withdrawal_credentials

        state.validator_balances[index] += amount

Routines for updating validator status

Note: All functions in this section mutate state.

`activate_validator`

def activate_validator(state: BeaconState, index: ValidatorIndex, is_genesis: bool) -> None:
    """
    Activate the validator of the given ``index``.
    Note that this function mutates ``state``.
    """
    validator = state.validator_registry[index]

    validator.activation_epoch = GENESIS_EPOCH if is_genesis else get_delayed_activation_exit_epoch(get_current_epoch(state))

`initiate_validator_exit`

def initiate_validator_exit(state: BeaconState, index: ValidatorIndex) -> None:
    """
    Initiate the validator of the given ``index``.
    Note that this function mutates ``state``.
    """
    validator = state.validator_registry[index]
    validator.initiated_exit = True

`exit_validator`

def exit_validator(state: BeaconState, index: ValidatorIndex) -> None:
    """
    Exit the validator of the given ``index``.
    Note that this function mutates ``state``.
    """
    validator = state.validator_registry[index]
    delayed_activation_exit_epoch = get_delayed_activation_exit_epoch(get_current_epoch(state))

    # The following updates only occur if not previous exited
    if validator.exit_epoch <= delayed_activation_exit_epoch:
        return
    else:
        validator.exit_epoch = delayed_activation_exit_epoch

`slash_validator`

def slash_validator(state: BeaconState, index: ValidatorIndex) -> None:
    """
    Slash the validator with index ``index``.
    Note that this function mutates ``state``.
    """
    validator = state.validator_registry[index]
    assert state.slot < get_epoch_start_slot(validator.withdrawable_epoch)  # [TO BE REMOVED IN PHASE 2]
    exit_validator(state, index)
    state.latest_slashed_balances[get_current_epoch(state) % LATEST_SLASHED_EXIT_LENGTH] += get_effective_balance(state, index)

    whistleblower_index = get_beacon_proposer_index(state, state.slot)
    whistleblower_reward = get_effective_balance(state, index) // WHISTLEBLOWER_REWARD_QUOTIENT
    state.validator_balances[whistleblower_index] += whistleblower_reward
    state.validator_balances[index] -= whistleblower_reward
    validator.slashed = True
    validator.withdrawable_epoch = get_current_epoch(state) + LATEST_SLASHED_EXIT_LENGTH

`prepare_validator_for_withdrawal`

def prepare_validator_for_withdrawal(state: BeaconState, index: ValidatorIndex) -> None:
    """
    Set the validator with the given ``index`` as withdrawable
    ``MIN_VALIDATOR_WITHDRAWABILITY_DELAY`` after the current epoch.
    Note that this function mutates ``state``.
    """
    validator = state.validator_registry[index]
    validator.withdrawable_epoch = get_current_epoch(state) + MIN_VALIDATOR_WITHDRAWABILITY_DELAY

Ethereum 1.0 deposit contract

The initial deployment phases of Ethereum 2.0 are implemented without consensus changes to Ethereum 1.0. A deposit contract at address DEPOSIT_CONTRACT_ADDRESS is added to Ethereum 1.0 for deposits of ETH to the beacon chain. Validator balances will be withdrawable to the shards in phase 2, i.e. when the EVM2.0 is deployed and the shards have state.

Deposit arguments

The deposit contract has a single deposit function which takes as argument a SimpleSerialize'd DepositInput.

Withdrawal credentials

One of the DepositInput fields is withdrawal_credentials. It is a commitment to credentials for withdrawals to shards. The first byte of withdrawal_credentials is a version number. As of now the only expected format is as follows:

withdrawal_credentials[:1] == BLS_WITHDRAWAL_PREFIX_BYTE
withdrawal_credentials[1:] == hash(withdrawal_pubkey)[1:] where withdrawal_pubkey is a BLS pubkey

The private key corresponding to withdrawal_pubkey will be required to initiate a withdrawal. It can be stored separately until a withdrawal is required, e.g. in cold storage.

`Deposit` logs

Every Ethereum 1.0 deposit, of size between MIN_DEPOSIT_AMOUNT and MAX_DEPOSIT_AMOUNT, emits a Deposit log for consumption by the beacon chain. The deposit contract does little validation, pushing most of the validator onboarding logic to the beacon chain. In particular, the proof of possession (a BLS12 signature) is not verified by the deposit contract.

`Eth2Genesis` log

When sufficiently many full deposits have been made the deposit contract emits the Eth2Genesis log. The beacon chain state may then be initialized by calling the get_genesis_beacon_state function (defined below) where:

genesis_time equals time in the Eth2Genesis log
latest_eth1_data.deposit_root equals deposit_root in the Eth2Genesis log
latest_eth1_data.block_hash equals the hash of the block that included the log
genesis_validator_deposits is a list of Deposit objects built according to the Deposit logs up to the deposit that triggered the Eth2Genesis log, processed in the order in which they were emitted (oldest to newest)

Vyper code

The source for the Vyper contract lives in a separate repository at https://github.com/ethereum/deposit_contract/blob/master/deposit_contract/contracts/validator_registration.v.py.

Note: to save ~10x on gas this contract uses a somewhat unintuitive progressive Merkle root calculation algo that requires only O(log(n)) storage. See https://github.com/ethereum/research/blob/master/beacon_chain_impl/progressive_merkle_tree.py for an implementation of the same algo in python tested for correctness.

For convenience, we provide the interface to the contract here:

__init__(): initializes the contract
get_deposit_root() -> bytes32: returns the current root of the deposit tree
deposit(bytes[512]): adds a deposit instance to the deposit tree, incorporating the input argument and the value transferred in the given call. Note: the amount of value transferred must be within MIN_DEPOSIT_AMOUNT and MAX_DEPOSIT_AMOUNT, inclusive. Each of these constants are specified in units of Gwei.

On genesis

A valid block with slot GENESIS_SLOT (a "genesis block") has the following values. Other validity rules (e.g. requiring a signature) do not apply.

{
    slot=GENESIS_SLOT,
    parent_root=ZERO_HASH,
    state_root=GENESIS_STATE_ROOT,
    randao_reveal=EMPTY_SIGNATURE,
    eth1_data=Eth1Data(
        deposit_root=ZERO_HASH,
        block_hash=ZERO_HASH
    ),
    signature=EMPTY_SIGNATURE,
    body=BeaconBlockBody(
        proposer_slashings=[],
        attester_slashings=[],
        attestations=[],
        deposits=[],
        exits=[],
    ),
}

GENESIS_STATE_ROOT (in the above "genesis block") is generated from the get_genesis_beacon_state function below. When enough full deposits have been made to the deposit contract and the Eth2Genesis log has been emitted, get_genesis_beacon_state will execute to compute the hash_tree_root of BeaconState.

def get_genesis_beacon_state(genesis_validator_deposits: List[Deposit],
                             genesis_time: int,
                             latest_eth1_data: Eth1Data) -> BeaconState:
    """
    Get the genesis ``BeaconState``.
    """
    state = BeaconState(
        # Misc
        slot=GENESIS_SLOT,
        genesis_time=genesis_time,
        fork=Fork(
            previous_version=GENESIS_FORK_VERSION,
            current_version=GENESIS_FORK_VERSION,
            epoch=GENESIS_EPOCH,
        ),

        # Validator registry
        validator_registry=[],
        validator_balances=[],
        validator_registry_update_epoch=GENESIS_EPOCH,

        # Randomness and committees
        latest_randao_mixes=[EMPTY_SIGNATURE for _ in range(LATEST_RANDAO_MIXES_LENGTH)],
        previous_shuffling_start_shard=GENESIS_START_SHARD,
        current_shuffling_start_shard=GENESIS_START_SHARD,
        previous_shuffling_epoch=GENESIS_EPOCH,
        current_shuffling_epoch=GENESIS_EPOCH,
        previous_shuffling_seed=ZERO_HASH,
        current_shuffling_seed=ZERO_HASH,

        # Finality
        previous_justified_epoch=GENESIS_EPOCH,
        justified_epoch=GENESIS_EPOCH,
        justification_bitfield=0,
        finalized_epoch=GENESIS_EPOCH,

        # Recent state
        latest_crosslinks=[Crosslink(epoch=GENESIS_EPOCH, crosslink_data_root=ZERO_HASH) for _ in range(SHARD_COUNT)],
        latest_block_roots=[ZERO_HASH for _ in range(LATEST_BLOCK_ROOTS_LENGTH)],
        latest_active_index_roots=[ZERO_HASH for _ in range(LATEST_ACTIVE_INDEX_ROOTS_LENGTH)],
        latest_slashed_balances=[0 for _ in range(LATEST_SLASHED_EXIT_LENGTH)],
        latest_attestations=[],
        batched_block_roots=[],

        # Ethereum 1.0 chain data
        latest_eth1_data=latest_eth1_data,
        eth1_data_votes=[],
        deposit_index=len(genesis_validator_deposits)
    )

    # Process genesis deposits
    for deposit in genesis_validator_deposits:
        process_deposit(state, deposit)

    # Process genesis activations
    for validator_index, _ in enumerate(state.validator_registry):
        if get_effective_balance(state, validator_index) >= MAX_DEPOSIT_AMOUNT:
            activate_validator(state, validator_index, is_genesis=True)

    genesis_active_index_root = hash_tree_root(get_active_validator_indices(state.validator_registry, GENESIS_EPOCH))
    for index in range(LATEST_ACTIVE_INDEX_ROOTS_LENGTH):
        state.latest_active_index_roots[index] = genesis_active_index_root
    state.current_shuffling_seed = generate_seed(state, GENESIS_EPOCH)

    return state

Beacon chain processing

The beacon chain is the system chain for Ethereum 2.0. The main responsibilities of the beacon chain are:

Store and maintain the registry of validators
Process crosslinks (see above)
Process its per-block consensus, as well as the finality gadget

Processing the beacon chain is similar to processing the Ethereum 1.0 chain. Clients download and process blocks, and maintain a view of what is the current "canonical chain", terminating at the current "head". However, because of the beacon chain's relationship with Ethereum 1.0, and because it is a proof-of-stake chain, there are differences.

For a beacon chain block, block, to be processed by a node, the following conditions must be met:

The parent block with root block.parent_root has been processed and accepted.
An Ethereum 1.0 block pointed to by the state.latest_eth1_data.block_hash has been processed and accepted.
The node's Unix time is greater than or equal to state.genesis_time + (block.slot - GENESIS_SLOT) * SECONDS_PER_SLOT. (Note that leap seconds mean that slots will occasionally last SECONDS_PER_SLOT + 1 or SECONDS_PER_SLOT - 1 seconds, possibly several times a year.)

If these conditions are not met, the client should delay processing the beacon block until the conditions are all satisfied.

Beacon block production is significantly different because of the proof of stake mechanism. A client simply checks what it thinks is the canonical chain when it should create a block, and looks up what its slot number is; when the slot arrives, it either proposes or attests to a block as required. Note that this requires each node to have a clock that is roughly (i.e. within SECONDS_PER_SLOT seconds) synchronized with the other nodes.

Beacon chain fork choice rule

The beacon chain fork choice rule is a hybrid that combines justification and finality with Latest Message Driven (LMD) Greediest Heaviest Observed SubTree (GHOST). At any point in time a validator v subjectively calculates the beacon chain head as follows.

Abstractly define Store as the type of storage object for the chain data and store be the set of attestations and blocks that the validator v has observed and verified (in particular, block ancestors must be recursively verified). Attestations not yet included in any chain are still included in store.
Let finalized_head be the finalized block with the highest epoch. (A block B is finalized if there is a descendant of B in store the processing of which sets B as finalized.)
Let justified_head be the descendant of finalized_head with the highest epoch that has been justified for at least 1 epoch. (A block B is justified if there is a descendant of B in store the processing of which sets B as justified.) If no such descendant exists set justified_head to finalized_head.
Let get_ancestor(store: Store, block: BeaconBlock, slot: Slot) -> BeaconBlock be the ancestor of block with slot number slot. The get_ancestor function can be defined recursively as:

def get_ancestor(store: Store, block: BeaconBlock, slot: Slot) -> BeaconBlock:
    """
    Get the ancestor of ``block`` with slot number ``slot``; return ``None`` if not found.
    """
    if block.slot == slot:
        return block
    elif block.slot < slot:
        return None
    else:
        return get_ancestor(store, store.get_parent(block), slot)

Let get_latest_attestation(store: Store, validator_index: ValidatorIndex) -> Attestation be the attestation with the highest slot number in store from the validator with the given validator_index. If several such attestations exist, use the one the validator v observed first.
Let get_latest_attestation_target(store: Store, validator_index: ValidatorIndex) -> BeaconBlock be the target block in the attestation get_latest_attestation(store, validator_index).
Let get_children(store: Store, block: BeaconBlock) -> List[BeaconBlock] returns the child blocks of the given block.
Let justified_head_state be the resulting BeaconState object from processing the chain up to the justified_head.
The head is lmd_ghost(store, justified_head_state, justified_head) where the function lmd_ghost is defined below. Note that the implementation below is suboptimal; there are implementations that compute the head in time logarithmic in slot count.

def lmd_ghost(store: Store, start_state: BeaconState, start_block: BeaconBlock) -> BeaconBlock:
    """
    Execute the LMD-GHOST algorithm to find the head ``BeaconBlock``.
    """
    validators = start_state.validator_registry
    active_validator_indices = get_active_validator_indices(validators, slot_to_epoch(start_state.slot))
    attestation_targets = [
        (validator_index, get_latest_attestation_target(store, validator_index))
        for validator_index in active_validator_indices
    ]

    def get_vote_count(block: BeaconBlock) -> int:
        return sum(
            get_effective_balance(start_state.validator_balances[validator_index]) // FORK_CHOICE_BALANCE_INCREMENT
            for validator_index, target in attestation_targets
            if get_ancestor(store, target, block.slot) == block
        )

    head = start_block
    while 1:
        children = get_children(store, head)
        if len(children) == 0:
            return head
        head = max(children, key=get_vote_count)

Beacon chain state transition function

We now define the state transition function. At a high level the state transition is made up of three parts:

The per-slot transitions, which happens at the start of every slot.
The per-block transitions, which happens at every block.
The per-epoch transitions, which happens at the end of the last slot of every epoch (i.e. (state.slot + 1) % SLOTS_PER_EPOCH == 0).

The per-slot transitions focus on the slot counter and block roots records updates; the per-block transitions generally focus on verifying aggregate signatures and saving temporary records relating to the per-block activity in the BeaconState; the per-epoch transitions focus on the validator registry, including adjusting balances and activating and exiting validators, as well as processing crosslinks and managing block justification/finalization.

Beacon blocks that trigger unhandled Python exceptions (e.g. out-of-range list accesses) and failed asserts during the state transition are considered invalid.

Note: If there are skipped slots between a block and its parent block, run the steps in the per-slot and per-epoch sections once for each skipped slot and then once for the slot containing the new block.

Per-slot processing

Below are the processing steps that happen at every slot.

Slot

Set state.slot += 1.

Block roots

Let previous_block_root be the hash_tree_root of the previous beacon block processed in the chain.
Set state.latest_block_roots[(state.slot - 1) % LATEST_BLOCK_ROOTS_LENGTH] = previous_block_root.
If state.slot % LATEST_BLOCK_ROOTS_LENGTH == 0 append merkle_root(state.latest_block_roots) to state.batched_block_roots.

Per-block processing

Below are the processing steps that happen at every block.

Slot

Verify that block.slot == state.slot.

Block signature

Let proposer = state.validator_registry[get_beacon_proposer_index(state, state.slot)].
Let proposal = Proposal(block.slot, BEACON_CHAIN_SHARD_NUMBER, signed_root(block, "signature"), block.signature).
Verify that bls_verify(pubkey=proposer.pubkey, message_hash=signed_root(proposal, "signature"), signature=proposal.signature, domain=get_domain(state.fork, get_current_epoch(state), DOMAIN_PROPOSAL)).

RANDAO

Verify that bls_verify(pubkey=proposer.pubkey, message_hash=hash_tree_root(get_current_epoch(state)), signature=block.randao_reveal, domain=get_domain(state.fork, get_current_epoch(state), DOMAIN_RANDAO)).
Set state.latest_randao_mixes[get_current_epoch(state) % LATEST_RANDAO_MIXES_LENGTH] = xor(get_randao_mix(state, get_current_epoch(state)), hash(block.randao_reveal)).

Eth1 data

If there exists an eth1_data_vote in state.eth1_data_votes for which eth1_data_vote.eth1_data == block.eth1_data (there will be at most one), set eth1_data_vote.vote_count += 1.
Otherwise, append to state.eth1_data_votes a new Eth1DataVote(eth1_data=block.eth1_data, vote_count=1).

Transactions

Proposer slashings

Verify that len(block.body.proposer_slashings) <= MAX_PROPOSER_SLASHINGS.

For each proposer_slashing in block.body.proposer_slashings:

Let proposer = state.validator_registry[proposer_slashing.proposer_index].
Verify that proposer_slashing.proposal_1.slot == proposer_slashing.proposal_2.slot.
Verify that proposer_slashing.proposal_1.shard == proposer_slashing.proposal_2.shard.
Verify that proposer_slashing.proposal_1.block_root != proposer_slashing.proposal_2.block_root.
Verify that proposer.slashed is False.
Verify that bls_verify(pubkey=proposer.pubkey, message_hash=signed_root(proposer_slashing.proposal_1, "signature"), signature=proposer_slashing.proposal_1.signature, domain=get_domain(state.fork, slot_to_epoch(proposer_slashing.proposal_1.slot), DOMAIN_PROPOSAL)).
Verify that bls_verify(pubkey=proposer.pubkey, message_hash=signed_root(proposer_slashing.proposal_2, "signature"), signature=proposer_slashing.proposal_2.signature, domain=get_domain(state.fork, slot_to_epoch(proposer_slashing.proposal_2.slot), DOMAIN_PROPOSAL)).
Run slash_validator(state, proposer_slashing.proposer_index).

Attester slashings

Verify that len(block.body.attester_slashings) <= MAX_ATTESTER_SLASHINGS.

For each attester_slashing in block.body.attester_slashings:

Let slashable_attestation_1 = attester_slashing.slashable_attestation_1.
Let slashable_attestation_2 = attester_slashing.slashable_attestation_2.
Verify that slashable_attestation_1.data != slashable_attestation_2.data.
Verify that is_double_vote(slashable_attestation_1.data, slashable_attestation_2.data) or is_surround_vote(slashable_attestation_1.data, slashable_attestation_2.data).
Verify that verify_slashable_attestation(state, slashable_attestation_1).
Verify that verify_slashable_attestation(state, slashable_attestation_2).
Let slashable_indices = [index for index in slashable_attestation_1.validator_indices if index in slashable_attestation_2.validator_indices and state.validator_registry[index].slashed is False].
Verify that len(slashable_indices) >= 1.
Run slash_validator(state, index) for each index in slashable_indices.

Attestations

Verify that len(block.body.attestations) <= MAX_ATTESTATIONS.

For each attestation in block.body.attestations:

Verify that attestation.data.slot >= GENESIS_SLOT.
Verify that attestation.data.slot + MIN_ATTESTATION_INCLUSION_DELAY <= state.slot.
Verify that `state.slot < attestation.data.slot + SLOTS_PER_EPOCH.
Verify that attestation.data.justified_epoch is equal to state.justified_epoch if slot_to_epoch(attestation.data.slot + 1) >= get_current_epoch(state) else state.previous_justified_epoch.
Verify that attestation.data.justified_block_root is equal to get_block_root(state, get_epoch_start_slot(attestation.data.justified_epoch)).
Verify that either (i) state.latest_crosslinks[attestation.data.shard] == attestation.data.latest_crosslink or (ii) state.latest_crosslinks[attestation.data.shard] == Crosslink(crosslink_data_root=attestation.data.crosslink_data_root, epoch=slot_to_epoch(attestation.data.slot)).
Verify bitfields and aggregate signature:

    assert attestation.custody_bitfield == b'\x00' * len(attestation.custody_bitfield)  # [TO BE REMOVED IN PHASE 1]
    assert attestation.aggregation_bitfield != b'\x00' * len(attestation.aggregation_bitfield)

    crosslink_committee = [
        committee for committee, shard in get_crosslink_committees_at_slot(state, attestation.data.slot)
        if shard == attestation.data.shard
    ][0]
    for i in range(len(crosslink_committee)):
        if get_bitfield_bit(attestation.aggregation_bitfield, i) == 0b0:
            assert get_bitfield_bit(attestation.custody_bitfield, i) == 0b0

    participants = get_attestation_participants(state, attestation.data, attestation.aggregation_bitfield)
    custody_bit_1_participants = get_attestation_participants(state, attestation.data, attestation.custody_bitfield)
    custody_bit_0_participants = [i in participants for i not in custody_bit_1_participants]

    assert bls_verify_multiple(
        pubkeys=[
            bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in custody_bit_0_participants]),
            bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in custody_bit_1_participants]),
        ],
        message_hashes=[
            hash_tree_root(AttestationDataAndCustodyBit(data=attestation.data, custody_bit=0b0)),
            hash_tree_root(AttestationDataAndCustodyBit(data=attestation.data, custody_bit=0b1)),
        ],
        signature=attestation.aggregate_signature,
        domain=get_domain(state.fork, slot_to_epoch(attestation.data.slot), DOMAIN_ATTESTATION),
    )

[TO BE REMOVED IN PHASE 1] Verify that attestation.data.crosslink_data_root == ZERO_HASH.
Append PendingAttestation(data=attestation.data, aggregation_bitfield=attestation.aggregation_bitfield, custody_bitfield=attestation.custody_bitfield, inclusion_slot=state.slot) to state.latest_attestations.

Deposits

Verify that len(block.body.deposits) <= MAX_DEPOSITS.

[TODO: update the call to verify_merkle_branch below if it needs to change after we process deposits in order]

For each deposit in block.body.deposits:

Let serialized_deposit_data be the serialized form of deposit.deposit_data. It should be 8 bytes for deposit_data.amount followed by 8 bytes for deposit_data.timestamp and then the DepositInput bytes. That is, it should match deposit_data in the Ethereum 1.0 deposit contract of which the hash was placed into the Merkle tree.
Verify that deposit.index == state.deposit_index.
Verify that verify_merkle_branch(hash(serialized_deposit_data), deposit.branch, DEPOSIT_CONTRACT_TREE_DEPTH, deposit.index, state.latest_eth1_data.deposit_root) is True.

def verify_merkle_branch(leaf: Bytes32, branch: List[Bytes32], depth: int, index: int, root: Bytes32) -> bool:
    """
    Verify that the given ``leaf`` is on the merkle branch ``branch``.
    """
    value = leaf
    for i in range(depth):
        if index // (2**i) % 2:
            value = hash(branch[i] + value)
        else:
            value = hash(value + branch[i])
    return value == root

Run the following:

process_deposit(state, deposit)

Set state.deposit_index += 1.

Voluntary exits

Verify that len(block.body.voluntary_exits) <= MAX_VOLUNTARY_EXITS.

For each exit in block.body.voluntary_exits:

Let validator = state.validator_registry[exit.validator_index].
Verify that validator.exit_epoch > get_delayed_activation_exit_epoch(get_current_epoch(state)).
Verify that get_current_epoch(state) >= exit.epoch.
Verify that bls_verify(pubkey=validator.pubkey, message_hash=signed_root(exit, "signature"), signature=exit.signature, domain=get_domain(state.fork, exit.epoch, DOMAIN_EXIT)).
Run initiate_validator_exit(state, exit.validator_index).

Transfers

Note: Transfers are a temporary functionality for phases 0 and 1, to be removed in phase 2.

Verify that len(block.body.transfers) <= MAX_TRANSFERS and that all transfers are distinct.

For each transfer in block.body.transfers:

Verify that state.validator_balances[transfer.from] >= transfer.amount.
Verify that state.validator_balances[transfer.from] >= transfer.fee.
Verify that state.validator_balances[transfer.from] == transfer.amount + transfer.fee or state.validator_balances[transfer.from] >= transfer.amount + transfer.fee + MIN_DEPOSIT_AMOUNT.
Verify that state.slot == transfer.slot.
Verify that get_current_epoch(state) >= state.validator_registry[transfer.from].withdrawable_epoch or state.validator_registry[transfer.from].activation_epoch == FAR_FUTURE_EPOCH.
Verify that state.validator_registry[transfer.from].withdrawal_credentials == BLS_WITHDRAWAL_PREFIX_BYTE + hash(transfer.pubkey)[1:].
Verify that bls_verify(pubkey=transfer.pubkey, message_hash=signed_root(transfer, "signature"), signature=transfer.signature, domain=get_domain(state.fork, slot_to_epoch(transfer.slot), DOMAIN_TRANSFER)).
Set state.validator_balances[transfer.from] -= transfer.amount + transfer.fee.
Set state.validator_balances[transfer.to] += transfer.amount.
Set state.validator_balances[get_beacon_proposer_index(state, state.slot)] += transfer.fee.

Per-epoch processing

The steps below happen when (state.slot + 1) % SLOTS_PER_EPOCH == 0.

Helper variables

Let current_epoch = get_current_epoch(state).
Let previous_epoch = get_previous_epoch(state).
Let next_epoch = current_epoch + 1.

Validators attesting during the current epoch:

Let current_total_balance = get_total_balance(state, get_active_validator_indices(state.validator_registry, current_epoch)).
Let current_epoch_attestations = [a for a in state.latest_attestations if current_epoch == slot_to_epoch(a.data.slot)]. (Note: Each of these attestations votes for the current justified epoch/block root because of the attestation block validity rules.)
Validators justifying the epoch boundary block at the start of the current epoch:
- Let current_epoch_boundary_attestations = [a for a in current_epoch_attestations if a.data.epoch_boundary_root == get_block_root(state, get_epoch_start_slot(current_epoch))].
- Let current_epoch_boundary_attester_indices be the union of the validator index sets given by [get_attestation_participants(state, a.data, a.aggregation_bitfield) for a in current_epoch_boundary_attestations].
- Let current_epoch_boundary_attesting_balance = get_total_balance(state, current_epoch_boundary_attester_indices).

Validators attesting during the previous epoch:

Let previous_total_balance = get_total_balance(state, get_active_validator_indices(state.validator_registry, previous_epoch)).
Validators that made an attestation during the previous epoch, targeting the previous justified slot:
- Let previous_epoch_attestations = [a for a in state.latest_attestations if previous_epoch == slot_to_epoch(a.data.slot)]. (Note: Each of these attestations votes for the previous justified epoch/block root because of the attestation block validity rules.)
- Let previous_epoch_attester_indices be the union of the validator index sets given by [get_attestation_participants(state, a.data, a.aggregation_bitfield) for a in previous_epoch_attestations].
- Let previous_epoch_attesting_balance = get_total_balance(state, previous_epoch_attester_indices).
Validators justifying the epoch boundary block at the start of the previous epoch:
- Let previous_epoch_boundary_attestations = [a for a in previous_epoch_attestations if a.data.epoch_boundary_root == get_block_root(state, get_epoch_start_slot(previous_epoch))].
- Let previous_epoch_boundary_attester_indices be the union of the validator index sets given by [get_attestation_participants(state, a.data, a.aggregation_bitfield) for a in previous_epoch_boundary_attestations].
- Let previous_epoch_boundary_attesting_balance = get_total_balance(state, previous_epoch_boundary_attester_indices).
Validators attesting to the expected beacon chain head during the previous epoch:
- Let previous_epoch_head_attestations = [a for a in previous_epoch_attestations if a.data.beacon_block_root == get_block_root(state, a.data.slot)].
- Let previous_epoch_head_attester_indices be the union of the validator index sets given by [get_attestation_participants(state, a.data, a.aggregation_bitfield) for a in previous_epoch_head_attestations].
- Let previous_epoch_head_attesting_balance = get_total_balance(state, previous_epoch_head_attester_indices).

Note: previous_total_balance and previous_epoch_boundary_attesting_balance balance might be marginally different than the actual balances during previous epoch transition. Due to the tight bound on validator churn each epoch and small per-epoch rewards/penalties, the potential balance difference is very low and only marginally affects consensus safety.

For every slot in range(get_epoch_start_slot(previous_epoch), get_epoch_start_slot(next_epoch)), let crosslink_committees_at_slot = get_crosslink_committees_at_slot(state, slot). For every (crosslink_committee, shard) in crosslink_committees_at_slot, compute:

Let crosslink_data_root be state.latest_crosslinks[shard].crosslink_data_root
Let attesting_validator_indices(crosslink_committee, crosslink_data_root) be the union of the validator index sets given by [get_attestation_participants(state, a.data, a.aggregation_bitfield) for a in current_epoch_attestations + previous_epoch_attestations if a.data.shard == shard and a.data.crosslink_data_root == crosslink_data_root].
Let winning_root(crosslink_committee) be equal to the value of crosslink_data_root such that get_total_balance(state, attesting_validator_indices(crosslink_committee, crosslink_data_root)) is maximized (ties broken by favoring lexicographically smallest crosslink_data_root).
Let attesting_validators(crosslink_committee) be equal to attesting_validator_indices(crosslink_committee, winning_root(crosslink_committee)) for convenience.
Let total_attesting_balance(crosslink_committee) = get_total_balance(state, attesting_validators(crosslink_committee)).

Define the following helpers to process attestation inclusion rewards and inclusion distance reward/penalty. For every attestation a in previous_epoch_attestations:

Let inclusion_slot(state, index) = a.inclusion_slot for the attestation a where index is in get_attestation_participants(state, a.data, a.aggregation_bitfield). If multiple attestations are applicable, the attestation with lowest inclusion_slot is considered.
Let inclusion_distance(state, index) = a.inclusion_slot - a.data.slot where a is the above attestation.

Eth1 data

If next_epoch % EPOCHS_PER_ETH1_VOTING_PERIOD == 0:

If eth1_data_vote.vote_count * 2 > EPOCHS_PER_ETH1_VOTING_PERIOD * SLOTS_PER_EPOCH for some eth1_data_vote in state.eth1_data_votes (ie. more than half the votes in this voting period were for that value), set state.latest_eth1_data = eth1_data_vote.eth1_data.
Set state.eth1_data_votes = [].

Justification

First, update the justification bitfield:

Let new_justified_epoch = state.justified_epoch.
Set state.justification_bitfield = state.justification_bitfield << 1.
Set state.justification_bitfield |= 2 and new_justified_epoch = previous_epoch if 3 * previous_epoch_boundary_attesting_balance >= 2 * previous_total_balance.
Set state.justification_bitfield |= 1 and new_justified_epoch = current_epoch if 3 * current_epoch_boundary_attesting_balance >= 2 * current_total_balance.

Next, update last finalized epoch if possible:

Set state.finalized_epoch = state.previous_justified_epoch if (state.justification_bitfield >> 1) % 8 == 0b111 and state.previous_justified_epoch == previous_epoch - 2.
Set state.finalized_epoch = state.previous_justified_epoch if (state.justification_bitfield >> 1) % 4 == 0b11 and state.previous_justified_epoch == previous_epoch - 1.
Set state.finalized_epoch = state.justified_epoch if (state.justification_bitfield >> 0) % 8 == 0b111 and state.justified_epoch == previous_epoch - 1.
Set state.finalized_epoch = state.justified_epoch if (state.justification_bitfield >> 0) % 4 == 0b11 and state.justified_epoch == previous_epoch.

Finally, update the following:

Set state.previous_justified_epoch = state.justified_epoch.
Set state.justified_epoch = new_justified_epoch.

Crosslinks

Set state.latest_crosslinks[shard] = Crosslink(epoch=slot_to_epoch(slot), crosslink_data_root=winning_root(crosslink_committee)) if 3 * total_attesting_balance(crosslink_committee) >= 2 * get_total_balance(crosslink_committee).

Rewards and penalties

First, we define some additional helpers:

Let base_reward_quotient = integer_squareroot(previous_total_balance) // BASE_REWARD_QUOTIENT.
Let base_reward(state, index) = get_effective_balance(state, index) // base_reward_quotient // 5 for any validator with the given index.
Let inactivity_penalty(state, index, epochs_since_finality) = base_reward(state, index) + get_effective_balance(state, index) * epochs_since_finality // INACTIVITY_PENALTY_QUOTIENT // 2 for any validator with the given index.

Note: When applying penalties in the following balance recalculations implementers should make sure the uint64 does not underflow.

Justification and finalization

Let previous_active_validator_indices = get_active_validator_indices(state.validator_registry, previous_epoch)
Let epochs_since_finality = next_epoch - state.finalized_epoch.

Case 1: epochs_since_finality <= 4:

Expected FFG source:
- Any validator index in previous_epoch_attester_indices gains base_reward(state, index) * previous_epoch_attesting_balance // previous_total_balance.
- Any active validator index from previous_active_validator_indices not in previous_epoch_attester_indices loses base_reward(state, index).
Expected FFG target:
- Any validator index in previous_epoch_boundary_attester_indices gains base_reward(state, index) * previous_epoch_boundary_attesting_balance // previous_total_balance.
- Any active validator index from previous_active_validator_indices not in previous_epoch_boundary_attester_indices loses base_reward(state, index).
Expected beacon chain head:
- Any validator index in previous_epoch_head_attester_indices gains base_reward(state, index) * previous_epoch_head_attesting_balance // previous_total_balance).
- Any active validator index from previous_active_validator_indices not in previous_epoch_head_attester_indices loses base_reward(state, index).
Inclusion distance:
- Any validator index in previous_epoch_attester_indices gains base_reward(state, index) * MIN_ATTESTATION_INCLUSION_DELAY // inclusion_distance(state, index)

Case 2: epochs_since_finality > 4:

Any active validator index from previous_active_validator_indices not in previous_epoch_attester_indices, loses inactivity_penalty(state, index, epochs_since_finality).
Any active validator index from previous_active_validator_indices not in previous_epoch_boundary_attester_indices, loses inactivity_penalty(state, index, epochs_since_finality).
Any active validator index from previous_active_validator_indices not in previous_epoch_head_attester_indices, loses base_reward(state, index).
Any active validator index with validator.slashed is True, loses 2 * inactivity_penalty(state, index, epochs_since_finality) + base_reward(state, index).
Any validator index in previous_epoch_attester_indices loses base_reward(state, index) - base_reward(state, index) * MIN_ATTESTATION_INCLUSION_DELAY // inclusion_distance(state, index)

Attestation inclusion

For each index in previous_epoch_attester_indices, we determine the proposer proposer_index = get_beacon_proposer_index(state, inclusion_slot(state, index)) and set state.validator_balances[proposer_index] += base_reward(state, index) // ATTESTATION_INCLUSION_REWARD_QUOTIENT.

Crosslinks

For every slot in range(get_epoch_start_slot(previous_epoch), get_epoch_start_slot(current_epoch)):

Let crosslink_committees_at_slot = get_crosslink_committees_at_slot(state, slot).
For every (crosslink_committee, shard) in crosslink_committees_at_slot and every index in crosslink_committee:
- If index in attesting_validators(crosslink_committee), state.validator_balances[index] += base_reward(state, index) * total_attesting_balance(crosslink_committee) // get_total_balance(state, crosslink_committee)).
- If index not in attesting_validators(crosslink_committee), state.validator_balances[index] -= base_reward(state, index).

Ejections

Run process_ejections(state).

def process_ejections(state: BeaconState) -> None:
    """
    Iterate through the validator registry
    and eject active validators with balance below ``EJECTION_BALANCE``.
    """
    for index in get_active_validator_indices(state.validator_registry, current_epoch(state)):
        if state.validator_balances[index] < EJECTION_BALANCE:
            exit_validator(state, index)

Validator registry and shuffling seed data

First, update the following:

Set state.previous_shuffling_epoch = state.current_shuffling_epoch.
Set state.previous_shuffling_start_shard = state.current_shuffling_start_shard.
Set state.previous_shuffling_seed = state.current_shuffling_seed.

If the following are satisfied:

state.finalized_epoch > state.validator_registry_update_epoch
state.latest_crosslinks[shard].epoch > state.validator_registry_update_epoch for every shard number shard in [(state.current_shuffling_start_shard + i) % SHARD_COUNT for i in range(get_current_epoch_committee_count(state))] (that is, for every shard in the current committees)

update the validator registry and associated fields by running

def update_validator_registry(state: BeaconState) -> None:
    """
    Update validator registry.
    Note that this function mutates ``state``.
    """
    current_epoch = get_current_epoch(state)
    # The active validators
    active_validator_indices = get_active_validator_indices(state.validator_registry, current_epoch)
    # The total effective balance of active validators
    total_balance = get_total_balance(state, active_validator_indices)

    # The maximum balance churn in Gwei (for deposits and exits separately)
    max_balance_churn = max(
        MAX_DEPOSIT_AMOUNT,
        total_balance // (2 * MAX_BALANCE_CHURN_QUOTIENT)
    )

    # Activate validators within the allowable balance churn
    balance_churn = 0
    for index, validator in enumerate(state.validator_registry):
        if validator.activation_epoch == FAR_FUTURE_EPOCH and state.validator_balances[index] >= MAX_DEPOSIT_AMOUNT:
            # Check the balance churn would be within the allowance
            balance_churn += get_effective_balance(state, index)
            if balance_churn > max_balance_churn:
                break

            # Activate validator
            activate_validator(state, index, is_genesis=False)

    # Exit validators within the allowable balance churn
    balance_churn = 0
    for index, validator in enumerate(state.validator_registry):
        if validator.exit_epoch == FAR_FUTURE_EPOCH and validator.initiated_exit:
            # Check the balance churn would be within the allowance
            balance_churn += get_effective_balance(state, index)
            if balance_churn > max_balance_churn:
                break

            # Exit validator
            exit_validator(state, index)

    state.validator_registry_update_epoch = current_epoch

and perform the following updates:

Set state.current_shuffling_epoch = next_epoch
Set state.current_shuffling_start_shard = (state.current_shuffling_start_shard + get_current_epoch_committee_count(state)) % SHARD_COUNT
Set state.current_shuffling_seed = generate_seed(state, state.current_shuffling_epoch)

If a validator registry update does not happen do the following:

Let epochs_since_last_registry_update = current_epoch - state.validator_registry_update_epoch.
If epochs_since_last_registry_update > 1 and is_power_of_two(epochs_since_last_registry_update):
- Set state.current_shuffling_epoch = next_epoch.
- Set state.current_shuffling_seed = generate_seed(state, state.current_shuffling_epoch)
- Note that state.current_shuffling_start_shard is left unchanged.

Invariant: the active index root that is hashed into the shuffling seed actually is the hash_tree_root of the validator set that is used for that epoch.

Regardless of whether or not a validator set change happens run process_slashings(state) and process_exit_queue(state):

def process_slashings(state: BeaconState) -> None:
    """
    Process the slashings.
    Note that this function mutates ``state``.
    """
    current_epoch = get_current_epoch(state)
    active_validator_indices = get_active_validator_indices(state.validator_registry, current_epoch)
    total_balance = sum(get_effective_balance(state, i) for i in active_validator_indices)

    for index, validator in enumerate(state.validator_registry):
        if validator.slashed and current_epoch == validator.withdrawable_epoch - LATEST_SLASHED_EXIT_LENGTH // 2:
            epoch_index = current_epoch % LATEST_SLASHED_EXIT_LENGTH
            total_at_start = state.latest_slashed_balances[(epoch_index + 1) % LATEST_SLASHED_EXIT_LENGTH]
            total_at_end = state.latest_slashed_balances[epoch_index]
            total_penalties = total_at_end - total_at_start
            penalty = max(
                get_effective_balance(state, index) * min(total_penalties * 3, total_balance) // total_balance,
                get_effective_balance(state, index) // MIN_PENALTY_QUOTIENT
            )
            state.validator_balances[index] -= penalty

def process_exit_queue(state: BeaconState) -> None:
    """
    Process the exit queue.
    Note that this function mutates ``state``.
    """
    def eligible(index):
        validator = state.validator_registry[index]
        # Filter out dequeued validators
        if validator.withdrawable_epoch != FAR_FUTURE_EPOCH:
            return False
        # Dequeue if the minimum amount of time has passed
        else:
            return get_current_epoch(state) >= validator.exit_epoch + MIN_VALIDATOR_WITHDRAWABILITY_DELAY

    eligible_indices = filter(eligible, list(range(len(state.validator_registry))))
    # Sort in order of exit epoch, and validators that exit within the same epoch exit in order of validator index
    sorted_indices = sorted(eligible_indices, key=lambda index: state.validator_registry[index].exit_epoch)
    for dequeues, index in enumerate(sorted_indices):
        if dequeues >= MAX_EXIT_DEQUEUES_PER_EPOCH:
            break
        prepare_validator_for_withdrawal(state, index)

Final updates

Set state.latest_active_index_roots[(next_epoch + ACTIVATION_EXIT_DELAY) % LATEST_ACTIVE_INDEX_ROOTS_LENGTH] = hash_tree_root(get_active_validator_indices(state.validator_registry, next_epoch + ACTIVATION_EXIT_DELAY)).
Set state.latest_slashed_balances[next_epoch % LATEST_SLASHED_EXIT_LENGTH] = state.latest_slashed_balances[current_epoch % LATEST_SLASHED_EXIT_LENGTH].
Set state.latest_randao_mixes[next_epoch % LATEST_RANDAO_MIXES_LENGTH] = get_randao_mix(state, current_epoch).
Remove any attestation in state.latest_attestations such that slot_to_epoch(attestation.data.slot) < current_epoch.

State root verification

Verify block.state_root == hash_tree_root(state) if there exists a block for the slot being processed.

References

This section is divided into Normative and Informative references. Normative references are those that must be read in order to implement this specification, while Informative references are merely that, information. An example of the former might be the details of a required consensus algorithm, and an example of the latter might be a pointer to research that demonstrates why a particular consensus algorithm might be better suited for inclusion in the standard than another.

Normative

Informative

casper-ffg
Casper the Friendly Finality Gadget. V. Buterin and V. Griffith. URL: https://arxiv.org/abs/1710.09437

python-poc
Python proof-of-concept implementation. Ethereum Foundation. URL: https://github.com/ethereum/beacon_chain

89 KiB Raw Blame History

Ethereum 2.0 Phase 0 -- The Beacon Chain

Table of contents

Introduction

Notation

Terminology

Constants

Misc

Deposit contract

Gwei values

Initial values

Time parameters

State list lengths

Reward and penalty quotients

Max transactions per block

Signature domains

Data structures

Beacon chain transactions

Proposer slashings

ProposerSlashing

Attester slashings

AttesterSlashing

SlashableAttestation

Attestations

Attestation

AttestationData

AttestationDataAndCustodyBit

Deposits

Deposit

DepositData

DepositInput

Voluntary exits

VoluntaryExit

Transfers

Transfer

Beacon chain blocks

BeaconBlock

BeaconBlockBody

Proposal

Beacon chain state

BeaconState

Validator

Crosslink

PendingAttestation

Fork

Eth1Data

Eth1DataVote

Custom Types

Helper functions

hash

hash_tree_root

signed_root

slot_to_epoch

get_previous_epoch

get_current_epoch

get_epoch_start_slot

is_active_validator

get_active_validator_indices

get_permuted_index

split

get_epoch_committee_count

get_shuffling

get_previous_epoch_committee_count

get_current_epoch_committee_count

get_next_epoch_committee_count

get_crosslink_committees_at_slot

get_block_root

get_randao_mix

get_active_index_root

generate_seed

get_beacon_proposer_index

merkle_root

get_attestation_participants

is_power_of_two

int_to_bytes1, int_to_bytes2, ...

bytes_to_int

get_effective_balance

get_total_balance

get_fork_version

get_domain

89 KiB

Raw Blame History

`ProposerSlashing`

`AttesterSlashing`

`SlashableAttestation`

`Attestation`

`AttestationData`

`AttestationDataAndCustodyBit`

`Deposit`

`DepositData`

`DepositInput`

`VoluntaryExit`

`Transfer`

`BeaconBlock`

`BeaconBlockBody`

`Proposal`

`BeaconState`

`Validator`

`Crosslink`

`PendingAttestation`

`Fork`

`Eth1Data`

`Eth1DataVote`

`hash`

`hash_tree_root`

`signed_root`

`slot_to_epoch`

`get_previous_epoch`

`get_current_epoch`

`get_epoch_start_slot`

`is_active_validator`

`get_active_validator_indices`

`get_permuted_index`

`split`

`get_epoch_committee_count`

`get_shuffling`

`get_previous_epoch_committee_count`

`get_current_epoch_committee_count`

`get_next_epoch_committee_count`

`get_crosslink_committees_at_slot`

`get_block_root`

`get_randao_mix`

`get_active_index_root`

`generate_seed`

`get_beacon_proposer_index`

`merkle_root`

`get_attestation_participants`

`is_power_of_two`

`int_to_bytes1`, `int_to_bytes2`, ...

`bytes_to_int`

`get_effective_balance`

`get_total_balance`

`get_fork_version`

`get_domain`

`get_bitfield_bit`

`verify_bitfield`

`verify_slashable_attestation`

`is_double_vote`

`is_surround_vote`

`integer_squareroot`

`get_delayed_activation_exit_epoch`

`bls_verify`

`bls_verify_multiple`

`bls_aggregate_pubkeys`

`process_deposit`

`activate_validator`

`initiate_validator_exit`

`exit_validator`

`slash_validator`

`prepare_validator_for_withdrawal`

`Deposit` logs

`Eth2Genesis` log