eth2.0-specs/specs/merge/fork-choice.md

160 lines
6.1 KiB
Markdown

# Ethereum 2.0 The Merge
**Notice**: This document is a work-in-progress for researchers and implementers.
## Table of contents
<!-- TOC -->
<!-- START doctoc generated TOC please keep comment here to allow auto update -->
<!-- DON'T EDIT THIS SECTION, INSTEAD RE-RUN doctoc TO UPDATE -->
- [Introduction](#introduction)
- [Protocols](#protocols)
- [`ExecutionEngine`](#executionengine)
- [`set_head`](#set_head)
- [`finalize_block`](#finalize_block)
- [Containers](#containers)
- [`PowBlock`](#powblock)
- [Helper functions](#helper-functions)
- [`get_pow_block`](#get_pow_block)
- [`is_valid_transition_block`](#is_valid_transition_block)
- [Updated fork-choice handlers](#updated-fork-choice-handlers)
- [`on_block`](#on_block)
<!-- END doctoc generated TOC please keep comment here to allow auto update -->
<!-- /TOC -->
## Introduction
This is the modification of the fork choice according to the executable beacon chain proposal.
*Note*: It introduces the process of transition from the last PoW block to the first PoS block.
## Protocols
### `ExecutionEngine`
The following methods are added to the `ExecutionEngine` protocol for use in the fork choice:
#### `set_head`
Re-organizes the execution payload chain and corresponding state to make `block_hash` the head.
The body of this function is implementation dependent.
The Consensus API may be used to implement this with an external execution engine.
```python
def set_head(self: ExecutionEngine, block_hash: Hash32) -> bool:
"""
Returns True if the ``block_hash`` was successfully set as head of the execution payload chain.
"""
...
```
#### `finalize_block`
Applies finality to the execution state: it irreversibly persists the chain of all execution payloads
and corresponding state, up to and including `block_hash`.
The body of this function is implementation dependent.
The Consensus API may be used to implement this with an external execution engine.
```python
def finalize_block(self: ExecutionEngine, block_hash: Hash32) -> bool:
"""
Returns True if the data up to and including ``block_hash`` was successfully finalized.
"""
...
```
## Containers
#### `PowBlock`
```python
class PowBlock(Container):
block_hash: Hash32
is_processed: boolean
is_valid: boolean
total_difficulty: uint256
```
## Helper functions
#### `get_pow_block`
Let `get_pow_block(block_hash: Hash32) -> PowBlock` be the function that given the hash of the PoW block returns its data.
*Note*: The `eth_getBlockByHash` JSON-RPC method does not distinguish invalid blocks from blocks that haven't been processed yet. Either extending this existing method or implementing a new one is required.
#### `is_valid_transition_block`
Used by fork-choice handler, `on_block`.
```python
def is_valid_transition_block(block: PowBlock) -> bool:
is_total_difficulty_reached = block.total_difficulty >= TRANSITION_TOTAL_DIFFICULTY
return block.is_valid and is_total_difficulty_reached
```
## Updated fork-choice handlers
#### `on_block`
*Note*: The only modification is the addition of the verification of transition block conditions.
```python
def on_block(store: Store, signed_block: SignedBeaconBlock) -> None:
block = signed_block.message
# Parent block must be known
assert block.parent_root in store.block_states
# Make a copy of the state to avoid mutability issues
pre_state = copy(store.block_states[block.parent_root])
# Blocks cannot be in the future. If they are, their consideration must be delayed until the are in the past.
assert get_current_slot(store) >= block.slot
# Check that block is later than the finalized epoch slot (optimization to reduce calls to get_ancestor)
finalized_slot = compute_start_slot_at_epoch(store.finalized_checkpoint.epoch)
assert block.slot > finalized_slot
# Check block is a descendant of the finalized block at the checkpoint finalized slot
assert get_ancestor(store, block.parent_root, finalized_slot) == store.finalized_checkpoint.root
# [New in Merge]
if is_transition_block(pre_state, block):
# Delay consideration of block until PoW block is processed by the PoW node
pow_block = get_pow_block(block.body.execution_payload.parent_hash)
assert pow_block.is_processed
assert is_valid_transition_block(pow_block)
# Check the block is valid and compute the post-state
state = pre_state.copy()
state_transition(state, signed_block, True)
# Add new block to the store
store.blocks[hash_tree_root(block)] = block
# Add new state for this block to the store
store.block_states[hash_tree_root(block)] = state
# Update justified checkpoint
if state.current_justified_checkpoint.epoch > store.justified_checkpoint.epoch:
if state.current_justified_checkpoint.epoch > store.best_justified_checkpoint.epoch:
store.best_justified_checkpoint = state.current_justified_checkpoint
if should_update_justified_checkpoint(store, state.current_justified_checkpoint):
store.justified_checkpoint = state.current_justified_checkpoint
# Update finalized checkpoint
if state.finalized_checkpoint.epoch > store.finalized_checkpoint.epoch:
store.finalized_checkpoint = state.finalized_checkpoint
# Potentially update justified if different from store
if store.justified_checkpoint != state.current_justified_checkpoint:
# Update justified if new justified is later than store justified
if state.current_justified_checkpoint.epoch > store.justified_checkpoint.epoch:
store.justified_checkpoint = state.current_justified_checkpoint
return
# Update justified if store justified is not in chain with finalized checkpoint
finalized_slot = compute_start_slot_at_epoch(store.finalized_checkpoint.epoch)
ancestor_at_finalized_slot = get_ancestor(store, store.justified_checkpoint.root, finalized_slot)
if ancestor_at_finalized_slot != store.finalized_checkpoint.root:
store.justified_checkpoint = state.current_justified_checkpoint
```