eth2.0-specs/specs/merge/fork-choice.md

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# The Merge -- Fork Choice
**Notice**: This document is a work-in-progress for researchers and implementers.
## Table of contents
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- [Introduction](#introduction)
- [Custom types](#custom-types)
- [Protocols](#protocols)
- [`ExecutionEngine`](#executionengine)
- [`notify_forkchoice_updated`](#notify_forkchoice_updated)
- [Helpers](#helpers)
- [`PayloadAttributes`](#payloadattributes)
- [`PowBlock`](#powblock)
- [`get_pow_block`](#get_pow_block)
- [`is_valid_terminal_pow_block`](#is_valid_terminal_pow_block)
- [`validate_merge_block`](#validate_merge_block)
- [Updated fork-choice handlers](#updated-fork-choice-handlers)
- [`on_block`](#on_block)
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## Introduction
This is the modification of the fork choice according to the executable beacon chain proposal.
*Note*: It introduces the process of transition from the last PoW block to the first PoS block.
## Custom types
| Name | SSZ equivalent | Description |
| - | - | - |
| `PayloadId` | `Bytes8` | Identifier of a payload building process |
## Protocols
### `ExecutionEngine`
*Note*: The `notify_forkchoice_updated` function is added to the `ExecutionEngine` protocol to signal the fork choice updates.
The body of this function is implementation dependent.
The Engine API may be used to implement it with an external execution engine.
#### `notify_forkchoice_updated`
This function performs two actions *atomically*:
* Re-organizes the execution payload chain and corresponding state to make `head_block_hash` the head.
* Applies finality to the execution state: it irreversibly persists the chain of all execution payloads
and corresponding state, up to and including `finalized_block_hash`.
Additionally, if `payload_attributes` is provided, this function sets in motion a payload build process on top of
`head_block_hash` and returns an identifier of initiated process.
```python
def notify_forkchoice_updated(self: ExecutionEngine,
head_block_hash: Hash32,
finalized_block_hash: Hash32,
payload_attributes: Optional[PayloadAttributes]) -> Optional[PayloadId]:
...
```
*Note*: The call of the `notify_forkchoice_updated` function maps on the `POS_FORKCHOICE_UPDATED` event defined in the [EIP-3675](https://eips.ethereum.org/EIPS/eip-3675#definitions).
As per EIP-3675, before a post-transition block is finalized, `notify_forkchoice_updated` must be called with `finalized_block_hash = Hash32()`.
## Helpers
### `PayloadAttributes`
Used to signal to initiate the payload build process via `notify_forkchoice_updated`.
```python
@dataclass
class PayloadAttributes(object):
timestamp: uint64
random: Bytes32
fee_recipient: ExecutionAddress
```
### `PowBlock`
```python
class PowBlock(Container):
block_hash: Hash32
parent_hash: Hash32
total_difficulty: uint256
difficulty: uint256
```
### `get_pow_block`
Let `get_pow_block(block_hash: Hash32) -> Optional[PowBlock]` be the function that given the hash of the PoW block returns its data.
It may result in `None` if the requested block is not yet available.
*Note*: The `eth_getBlockByHash` JSON-RPC method may be used to pull this information from an execution client.
### `is_valid_terminal_pow_block`
Used by fork-choice handler, `on_block`.
```python
def is_valid_terminal_pow_block(block: PowBlock, parent: PowBlock) -> bool:
is_total_difficulty_reached = block.total_difficulty >= TERMINAL_TOTAL_DIFFICULTY
is_parent_total_difficulty_valid = parent.total_difficulty < TERMINAL_TOTAL_DIFFICULTY
return is_total_difficulty_reached and is_parent_total_difficulty_valid
```
### `validate_merge_block`
```python
def validate_merge_block(block: BeaconBlock) -> None:
"""
Check the parent PoW block of execution payload is a valid terminal PoW block.
Note: Unavailable PoW block(s) may later become available,
and a client software MAY delay a call to ``validate_merge_block``
until the PoW block(s) become available.
"""
if TERMINAL_BLOCK_HASH != Hash32():
# If `TERMINAL_BLOCK_HASH` is used as an override, the activation epoch must be reached.
assert compute_epoch_at_slot(block.slot) >= TERMINAL_BLOCK_HASH_ACTIVATION_EPOCH
assert block.body.execution_payload.parent_hash == TERMINAL_BLOCK_HASH
return
pow_block = get_pow_block(block.body.execution_payload.parent_hash)
# Check if `pow_block` is available
assert pow_block is not None
pow_parent = get_pow_block(pow_block.parent_hash)
# Check if `pow_parent` is available
assert pow_parent is not None
# Check if `pow_block` is a valid terminal PoW block
assert is_valid_terminal_pow_block(pow_block, pow_parent)
```
## Updated fork-choice handlers
### `on_block`
*Note*: The only modification is the addition of the verification of transition block conditions.
```python
def on_block(store: Store, signed_block: SignedBeaconBlock) -> None:
"""
Run ``on_block`` upon receiving a new block.
A block that is asserted as invalid due to unavailable PoW block may be valid at a later time,
consider scheduling it for later processing in such case.
"""
block = signed_block.message
# Parent block must be known
assert block.parent_root in store.block_states
# Make a copy of the state to avoid mutability issues
pre_state = copy(store.block_states[block.parent_root])
# Blocks cannot be in the future. If they are, their consideration must be delayed until the are in the past.
assert get_current_slot(store) >= block.slot
# Check that block is later than the finalized epoch slot (optimization to reduce calls to get_ancestor)
finalized_slot = compute_start_slot_at_epoch(store.finalized_checkpoint.epoch)
assert block.slot > finalized_slot
# Check block is a descendant of the finalized block at the checkpoint finalized slot
assert get_ancestor(store, block.parent_root, finalized_slot) == store.finalized_checkpoint.root
# Check the block is valid and compute the post-state
state = pre_state.copy()
state_transition(state, signed_block, True)
# [New in Merge]
if is_merge_block(pre_state, block.body):
validate_merge_block(block)
# Add new block to the store
store.blocks[hash_tree_root(block)] = block
# Add new state for this block to the store
store.block_states[hash_tree_root(block)] = state
# Update justified checkpoint
if state.current_justified_checkpoint.epoch > store.justified_checkpoint.epoch:
if state.current_justified_checkpoint.epoch > store.best_justified_checkpoint.epoch:
store.best_justified_checkpoint = state.current_justified_checkpoint
if should_update_justified_checkpoint(store, state.current_justified_checkpoint):
store.justified_checkpoint = state.current_justified_checkpoint
# Update finalized checkpoint
if state.finalized_checkpoint.epoch > store.finalized_checkpoint.epoch:
store.finalized_checkpoint = state.finalized_checkpoint
# Potentially update justified if different from store
if store.justified_checkpoint != state.current_justified_checkpoint:
# Update justified if new justified is later than store justified
if state.current_justified_checkpoint.epoch > store.justified_checkpoint.epoch:
store.justified_checkpoint = state.current_justified_checkpoint
return
# Update justified if store justified is not in chain with finalized checkpoint
finalized_slot = compute_start_slot_at_epoch(store.finalized_checkpoint.epoch)
ancestor_at_finalized_slot = get_ancestor(store, store.justified_checkpoint.root, finalized_slot)
if ancestor_at_finalized_slot != store.finalized_checkpoint.root:
store.justified_checkpoint = state.current_justified_checkpoint
```