eth2.0-specs/specs/core/0_beacon-chain.md

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# Ethereum 2.0 Phase 0 -- The Beacon Chain
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**Notice**: This document is a work-in-progress for researchers and implementers.
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## Table of contents
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<!-- TOC -->
- [Ethereum 2.0 Phase 0 -- The Beacon Chain](#ethereum-20-phase-0----the-beacon-chain)
- [Table of contents](#table-of-contents)
- [Introduction](#introduction)
- [Notation](#notation)
- [Terminology](#terminology)
- [Constants](#constants)
- [Misc](#misc)
- [Deposit contract](#deposit-contract)
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- [Gwei values](#gwei-values)
- [Initial values](#initial-values)
- [Time parameters](#time-parameters)
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- [State list lengths](#state-list-lengths)
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- [Rewards and penalties](#rewards-and-penalties)
- [Max operations per block](#max-operations-per-block)
- [Signature domains](#signature-domains)
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- [Data structures](#data-structures)
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- [Misc dependencies](#misc-dependencies)
- [`Fork`](#fork)
- [`Validator`](#validator)
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- [`Crosslink`](#crosslink)
- [`AttestationData`](#attestationdata)
- [`AttestationDataAndCustodyBit`](#attestationdataandcustodybit)
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- [`IndexedAttestation`](#indexedattestation)
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- [`PendingAttestation`](#pendingattestation)
- [`Eth1Data`](#eth1data)
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- [`HistoricalBatch`](#historicalbatch)
- [`DepositData`](#depositdata)
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- [`BeaconBlockHeader`](#beaconblockheader)
- [Beacon operations](#beacon-operations)
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- [`ProposerSlashing`](#proposerslashing)
- [`AttesterSlashing`](#attesterslashing)
- [`Attestation`](#attestation)
- [`Deposit`](#deposit)
- [`VoluntaryExit`](#voluntaryexit)
- [`Transfer`](#transfer)
- [Beacon blocks](#beacon-blocks)
- [`BeaconBlockBody`](#beaconblockbody)
- [`BeaconBlock`](#beaconblock)
- [Beacon state](#beacon-state)
- [`BeaconState`](#beaconstate)
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- [Custom types](#custom-types)
- [Helper functions](#helper-functions)
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- [`xor`](#xor)
- [`hash`](#hash)
- [`hash_tree_root`](#hash_tree_root)
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- [`signing_root`](#signing_root)
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- [`bls_domain`](#bls_domain)
- [`slot_to_epoch`](#slot_to_epoch)
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- [`get_previous_epoch`](#get_previous_epoch)
- [`get_current_epoch`](#get_current_epoch)
- [`get_epoch_start_slot`](#get_epoch_start_slot)
- [`is_active_validator`](#is_active_validator)
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- [`is_slashable_validator`](#is_slashable_validator)
- [`get_active_validator_indices`](#get_active_validator_indices)
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- [`increase_balance`](#increase_balance)
- [`decrease_balance`](#decrease_balance)
- [`get_epoch_committee_count`](#get_epoch_committee_count)
- [`get_shard_delta`](#get_shard_delta)
- [`get_epoch_start_shard`](#get_epoch_start_shard)
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- [`get_attestation_data_slot`](#get_attestation_data_slot)
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- [`get_block_root_at_slot`](#get_block_root_at_slot)
- [`get_block_root`](#get_block_root)
- [`get_randao_mix`](#get_randao_mix)
- [`get_active_index_root`](#get_active_index_root)
- [`generate_seed`](#generate_seed)
- [`get_beacon_proposer_index`](#get_beacon_proposer_index)
- [`verify_merkle_branch`](#verify_merkle_branch)
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- [`get_shuffled_index`](#get_shuffled_index)
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- [`compute_committee`](#compute_committee)
- [`get_crosslink_committee`](#get_crosslink_committee)
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- [`get_attesting_indices`](#get_attesting_indices)
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- [`int_to_bytes`](#int_to_bytes)
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- [`bytes_to_int`](#bytes_to_int)
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- [`get_total_balance`](#get_total_balance)
- [`get_domain`](#get_domain)
- [`get_bitfield_bit`](#get_bitfield_bit)
- [`verify_bitfield`](#verify_bitfield)
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- [`convert_to_indexed`](#convert_to_indexed)
- [`validate_indexed_attestation`](#validate_indexed_attestation)
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- [`is_slashable_attestation_data`](#is_slashable_attestation_data)
- [`integer_squareroot`](#integer_squareroot)
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- [`get_delayed_activation_exit_epoch`](#get_delayed_activation_exit_epoch)
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- [`get_churn_limit`](#get_churn_limit)
- [`bls_verify`](#bls_verify)
- [`bls_verify_multiple`](#bls_verify_multiple)
- [`bls_aggregate_pubkeys`](#bls_aggregate_pubkeys)
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- [Routines for updating validator status](#routines-for-updating-validator-status)
- [`initiate_validator_exit`](#initiate_validator_exit)
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- [`slash_validator`](#slash_validator)
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- [Genesis](#genesis)
- [Genesis trigger](#genesis-trigger)
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- [Genesis state](#genesis-state)
- [Genesis block](#genesis-block)
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- [Beacon chain state transition function](#beacon-chain-state-transition-function)
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- [Epoch processing](#epoch-processing)
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- [Helper functions](#helper-functions-1)
- [Justification and finalization](#justification-and-finalization)
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- [Crosslinks](#crosslinks)
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- [Rewards and penalties](#rewards-and-penalties-1)
- [Registry updates](#registry-updates)
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- [Slashings](#slashings)
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- [Final updates](#final-updates)
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- [Block processing](#block-processing)
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- [Block header](#block-header)
- [RANDAO](#randao)
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- [Eth1 data](#eth1-data)
- [Operations](#operations)
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- [Proposer slashings](#proposer-slashings)
- [Attester slashings](#attester-slashings)
- [Attestations](#attestations)
- [Deposits](#deposits)
- [Voluntary exits](#voluntary-exits)
- [Transfers](#transfers)
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<!-- /TOC -->
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## Introduction
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This document represents the specification for Phase 0 of Ethereum 2.0 -- The Beacon Chain.
At the core of Ethereum 2.0 is a system chain called the "beacon chain". The beacon chain stores and manages the registry of [validators](#dfn-validator). In the initial deployment phases of Ethereum 2.0, the only mechanism to become a [validator](#dfn-validator) is to make a one-way ETH transaction to a deposit contract on Ethereum 1.0. Activation as a [validator](#dfn-validator) happens when Ethereum 1.0 deposit receipts are processed by the beacon chain, the activation balance is reached, and a queuing process is completed. Exit is either voluntary or done forcibly as a penalty for misbehavior.
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The primary source of load on the beacon chain is "attestations". Attestations are simultaneously availability votes for a shard block and proof-of-stake votes for a beacon block. A sufficient number of attestations for the same shard block create a "crosslink", confirming the shard segment up to that shard block into the beacon chain. Crosslinks also serve as infrastructure for asynchronous cross-shard communication.
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## Notation
Code snippets appearing in `this style` are to be interpreted as Python code.
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## Terminology
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* **Validator**<a id="dfn-validator"></a>—a registered participant in the beacon chain. You can become one by sending ether into the Ethereum 1.0 deposit contract.
* **Active validator**<a id="dfn-active-validator"></a>—an active participant in the Ethereum 2.0 consensus invited to, among other things, propose and attest to blocks and vote for crosslinks.
* **Committee**—a (pseudo-) randomly sampled subset of [active validators](#dfn-active-validator). When a committee is referred to collectively, as in "this committee attests to X", this is assumed to mean "some subset of that committee that contains enough [validators](#dfn-validator) that the protocol recognizes it as representing the committee".
* **Proposer**—the [validator](#dfn-validator) that creates a beacon chain block.
* **Attester**—a [validator](#dfn-validator) that is part of a committee that needs to sign off on a beacon chain block while simultaneously creating a link (crosslink) to a recent shard block on a particular shard chain.
* **Beacon chain**—the central PoS chain that is the base of the sharding system.
* **Shard chain**—one of the chains on which user transactions take place and account data is stored.
* **Block root**—a 32-byte Merkle root of a beacon chain block or shard chain block. Previously called "block hash".
* **Crosslink**—a set of signatures from a committee attesting to a block in a shard chain that can be included into the beacon chain. Crosslinks are the main means by which the beacon chain "learns about" the updated state of shard chains.
* **Slot**—a period during which one proposer has the ability to create a beacon chain block and some attesters have the ability to make attestations.
* **Epoch**—an aligned span of slots during which all [validators](#dfn-validator) get exactly one chance to make an attestation.
* **Finalized**, **justified**—see the [Casper FFG paper](https://arxiv.org/abs/1710.09437).
* **Withdrawal period**—the number of slots between a [validator](#dfn-validator) exit and the [validator](#dfn-validator) balance being withdrawable.
* **Genesis time**—the Unix time of the genesis beacon chain block at slot 0.
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## Constants
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*Note*: The default mainnet values for the constants are included here for spec-design purposes.
The different configurations for mainnet, testnets, and YAML-based testing can be found in the `configs/constant_presets/` directory.
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These configurations are updated for releases, but may be out of sync during `dev` changes.
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### Misc
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| Name | Value |
| - | - |
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| `SHARD_COUNT` | `2**10` (= 1,024) |
| `TARGET_COMMITTEE_SIZE` | `2**7` (= 128) |
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| `MAX_INDICES_PER_ATTESTATION` | `2**12` (= 4,096) |
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| `MIN_PER_EPOCH_CHURN_LIMIT` | `2**2` (= 4) |
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| `CHURN_LIMIT_QUOTIENT` | `2**16` (= 65,536) |
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| `BASE_REWARDS_PER_EPOCH` | `5` |
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| `SHUFFLE_ROUND_COUNT` | `90` |
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* For the safety of crosslinks `TARGET_COMMITTEE_SIZE` exceeds [the recommended minimum committee size of 111](https://vitalik.ca/files/Ithaca201807_Sharding.pdf); with sufficient active validators (at least `SLOTS_PER_EPOCH * TARGET_COMMITTEE_SIZE`), the shuffling algorithm ensures committee sizes of at least `TARGET_COMMITTEE_SIZE`. (Unbiasable randomness with a Verifiable Delay Function (VDF) will improve committee robustness and lower the safe minimum committee size.)
### Deposit contract
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| Name | Value |
| - | - |
| `DEPOSIT_CONTRACT_TREE_DEPTH` | `2**5` (= 32) |
### Gwei values
| Name | Value | Unit |
| - | - | :-: |
| `MIN_DEPOSIT_AMOUNT` | `2**0 * 10**9` (= 1,000,000,000) | Gwei |
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| `MAX_EFFECTIVE_BALANCE` | `2**5 * 10**9` (= 32,000,000,000) | Gwei |
| `EJECTION_BALANCE` | `2**4 * 10**9` (= 16,000,000,000) | Gwei |
| `EFFECTIVE_BALANCE_INCREMENT` | `2**0 * 10**9` (= 1,000,000,000) | Gwei |
### Initial values
| Name | Value |
| - | - |
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| `GENESIS_SLOT` | `0` |
| `GENESIS_EPOCH` | `0` |
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| `FAR_FUTURE_EPOCH` | `2**64 - 1` |
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| `ZERO_HASH` | `b'\x00' * 32` |
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| `BLS_WITHDRAWAL_PREFIX` | `0` |
### Time parameters
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `MIN_ATTESTATION_INCLUSION_DELAY` | `2**2` (= 4) | slots | 24 seconds |
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| `SLOTS_PER_EPOCH` | `2**6` (= 64) | slots | 6.4 minutes |
| `MIN_SEED_LOOKAHEAD` | `2**0` (= 1) | epochs | 6.4 minutes |
| `ACTIVATION_EXIT_DELAY` | `2**2` (= 4) | epochs | 25.6 minutes |
| `SLOTS_PER_ETH1_VOTING_PERIOD` | `2**10` (= 1,024) | slots | ~1.7 hours |
| `SLOTS_PER_HISTORICAL_ROOT` | `2**13` (= 8,192) | slots | ~13 hours |
| `MIN_VALIDATOR_WITHDRAWABILITY_DELAY` | `2**8` (= 256) | epochs | ~27 hours |
| `PERSISTENT_COMMITTEE_PERIOD` | `2**11` (= 2,048) | epochs | 9 days |
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| `MAX_EPOCHS_PER_CROSSLINK` | `2**6` (= 64) | epochs | ~7 hours |
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| `MIN_EPOCHS_TO_INACTIVITY_PENALTY` | `2**2` (= 4) | epochs | 25.6 minutes |
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* `MAX_EPOCHS_PER_CROSSLINK` should be a small constant times `SHARD_COUNT // SLOTS_PER_EPOCH`
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### State list lengths
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `LATEST_RANDAO_MIXES_LENGTH` | `2**13` (= 8,192) | epochs | ~36 days |
| `LATEST_ACTIVE_INDEX_ROOTS_LENGTH` | `2**13` (= 8,192) | epochs | ~36 days |
| `LATEST_SLASHED_EXIT_LENGTH` | `2**13` (= 8,192) | epochs | ~36 days |
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### Rewards and penalties
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| Name | Value |
| - | - |
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| `BASE_REWARD_FACTOR` | `2**5` (= 32) |
| `WHISTLEBLOWING_REWARD_QUOTIENT` | `2**9` (= 512) |
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| `PROPOSER_REWARD_QUOTIENT` | `2**3` (= 8) |
| `INACTIVITY_PENALTY_QUOTIENT` | `2**25` (= 33,554,432) |
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| `MIN_SLASHING_PENALTY_QUOTIENT` | `2**5` (= 32) |
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* **The `BASE_REWARD_FACTOR` is NOT final. Once all other protocol details are finalized, it will be adjusted to target a theoretical maximum total issuance of `2**21` ETH per year if `2**27` ETH is validating (and therefore `2**20` per year if `2**25` ETH is validating, etc.)**
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* The `INACTIVITY_PENALTY_QUOTIENT` equals `INVERSE_SQRT_E_DROP_TIME**2` where `INVERSE_SQRT_E_DROP_TIME := 2**12 epochs` (~18 days) is the time it takes the inactivity penalty to reduce the balance of non-participating [validators](#dfn-validator) to about `1/sqrt(e) ~= 60.6%`. Indeed, the balance retained by offline [validators](#dfn-validator) after `n` epochs is about `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(n**2/2)` so after `INVERSE_SQRT_E_DROP_TIME` epochs it is roughly `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(INACTIVITY_PENALTY_QUOTIENT/2) ~= 1/sqrt(e)`.
### Max operations per block
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| Name | Value |
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| - | - |
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| `MAX_PROPOSER_SLASHINGS` | `2**4` (= 16) |
| `MAX_ATTESTER_SLASHINGS` | `2**0` (= 1) |
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| `MAX_ATTESTATIONS` | `2**7` (= 128) |
| `MAX_DEPOSITS` | `2**4` (= 16) |
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| `MAX_VOLUNTARY_EXITS` | `2**4` (= 16) |
| `MAX_TRANSFERS` | `0` |
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### Signature domains
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| Name | Value |
| - | - |
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| `DOMAIN_BEACON_PROPOSER` | `0` |
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| `DOMAIN_RANDAO` | `1` |
| `DOMAIN_ATTESTATION` | `2` |
| `DOMAIN_DEPOSIT` | `3` |
| `DOMAIN_VOLUNTARY_EXIT` | `4` |
| `DOMAIN_TRANSFER` | `5` |
## Data structures
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The following data structures are defined as [SimpleSerialize (SSZ)](../simple-serialize.md) objects.
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The types are defined topologically to aid in facilitating an executable version of the spec.
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### Misc dependencies
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#### `Fork`
```python
class Fork(Container):
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# Previous fork version
previous_version: Bytes4
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# Current fork version
current_version: Bytes4
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# Fork epoch number
epoch: uint64
```
#### `Validator`
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```python
class Validator(Container):
# BLS public key
pubkey: Bytes48
# Withdrawal credentials
withdrawal_credentials: Bytes32
# Epoch when became eligible for activation
activation_eligibility_epoch: uint64
# Epoch when validator activated
activation_epoch: uint64
# Epoch when validator exited
exit_epoch: uint64
# Epoch when validator is eligible to withdraw
withdrawable_epoch: uint64
# Was the validator slashed
slashed: bool
# Effective balance
effective_balance: uint64
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```
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#### `Crosslink`
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```python
class Crosslink(Container):
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# Shard number
shard: uint64
# Crosslinking data from epochs [start....end-1]
start_epoch: uint64
end_epoch: uint64
# Root of the previous crosslink
parent_root: Bytes32
# Root of the crosslinked shard data since the previous crosslink
data_root: Bytes32
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```
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#### `AttestationData`
```python
class AttestationData(Container):
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# LMD GHOST vote
beacon_block_root: Bytes32
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# FFG vote
source_epoch: uint64
source_root: Bytes32
target_epoch: uint64
target_root: Bytes32
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# Crosslink vote
crosslink: Crosslink
```
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#### `AttestationDataAndCustodyBit`
```python
class AttestationDataAndCustodyBit(Container):
# Attestation data
data: AttestationData
# Custody bit
custody_bit: bool
```
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#### `IndexedAttestation`
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```python
class IndexedAttestation(Container):
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# Validator indices
custody_bit_0_indices: List[uint64]
custody_bit_1_indices: List[uint64]
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# Attestation data
data: AttestationData
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# Aggregate signature
signature: Bytes96
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```
#### `PendingAttestation`
```python
class PendingAttestation(Container):
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# Attester aggregation bitfield
aggregation_bitfield: bytes
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# Attestation data
data: AttestationData
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# Inclusion delay
inclusion_delay: uint64
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# Proposer index
proposer_index: uint64
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```
#### `Eth1Data`
```python
class Eth1Data(Container):
# Block hash
block_hash: Bytes32
# Root of the deposit tree
deposit_root: Bytes32
# Total number of deposits
deposit_count: uint64
```
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#### `HistoricalBatch`
```python
class HistoricalBatch(Container):
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# Block roots
block_roots: Vector[Bytes32, SLOTS_PER_HISTORICAL_ROOT]
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# State roots
state_roots: Vector[Bytes32, SLOTS_PER_HISTORICAL_ROOT]
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```
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#### `DepositData`
```python
class DepositData(Container):
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# BLS pubkey
pubkey: Bytes48
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# Withdrawal credentials
withdrawal_credentials: Bytes32
# Amount in Gwei
amount: uint64
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# Container self-signature
signature: Bytes96
```
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#### `BeaconBlockHeader`
```python
class BeaconBlockHeader(Container):
slot: uint64
parent_root: Bytes32
state_root: Bytes32
body_root: Bytes32
signature: Bytes96
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```
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### Beacon operations
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#### `ProposerSlashing`
```python
class ProposerSlashing(Container):
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# Proposer index
proposer_index: uint64
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# First block header
header_1: BeaconBlockHeader
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# Second block header
header_2: BeaconBlockHeader
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```
#### `AttesterSlashing`
```python
class AttesterSlashing(Container):
# First attestation
attestation_1: IndexedAttestation
# Second attestation
attestation_2: IndexedAttestation
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```
#### `Attestation`
```python
class Attestation(Container):
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# Attester aggregation bitfield
aggregation_bitfield: bytes
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# Attestation data
data: AttestationData
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# Custody bitfield
custody_bitfield: bytes
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# BLS aggregate signature
signature: Bytes96
```
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#### `Deposit`
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```python
class Deposit(Container):
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# Branch in the deposit tree
proof: Vector[Bytes32, DEPOSIT_CONTRACT_TREE_DEPTH]
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# Data
data: DepositData
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```
#### `VoluntaryExit`
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```python
class VoluntaryExit(Container):
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# Minimum epoch for processing exit
epoch: uint64
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# Index of the exiting validator
validator_index: uint64
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# Validator signature
signature: Bytes96
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```
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#### `Transfer`
```python
class Transfer(Container):
# Sender index
sender: uint64
# Recipient index
recipient: uint64
# Amount in Gwei
amount: uint64
# Fee in Gwei for block proposer
fee: uint64
# Inclusion slot
slot: uint64
# Sender withdrawal pubkey
pubkey: Bytes48
# Sender signature
signature: Bytes96
```
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### Beacon blocks
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#### `BeaconBlockBody`
```python
class BeaconBlockBody(Container):
randao_reveal: Bytes96
eth1_data: Eth1Data
graffiti: Bytes32
proposer_slashings: List[ProposerSlashing]
attester_slashings: List[AttesterSlashing]
attestations: List[Attestation]
deposits: List[Deposit]
voluntary_exits: List[VoluntaryExit]
transfers: List[Transfer]
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```
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#### `BeaconBlock`
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```python
class BeaconBlock(Container):
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# Header
slot: uint64
parent_root: Bytes32
state_root: Bytes32
body: BeaconBlockBody
signature: Bytes96
```
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### Beacon state
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#### `BeaconState`
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```python
class BeaconState(Container):
# Misc
slot: uint64
genesis_time: uint64
fork: Fork # For versioning hard forks
# Validator registry
validator_registry: List[Validator]
balances: List[uint64]
# Randomness and committees
latest_randao_mixes: Vector[Bytes32, LATEST_RANDAO_MIXES_LENGTH]
latest_start_shard: uint64
# Finality
previous_epoch_attestations: List[PendingAttestation]
current_epoch_attestations: List[PendingAttestation]
previous_justified_epoch: uint64
current_justified_epoch: uint64
previous_justified_root: Bytes32
current_justified_root: Bytes32
justification_bitfield: uint64
finalized_epoch: uint64
finalized_root: Bytes32
# Recent state
current_crosslinks: Vector[Crosslink, SHARD_COUNT]
previous_crosslinks: Vector[Crosslink, SHARD_COUNT]
latest_block_roots: Vector[Bytes32, SLOTS_PER_HISTORICAL_ROOT]
latest_state_roots: Vector[Bytes32, SLOTS_PER_HISTORICAL_ROOT]
latest_active_index_roots: Vector[Bytes32, LATEST_ACTIVE_INDEX_ROOTS_LENGTH]
latest_slashed_balances: Vector[uint64, LATEST_SLASHED_EXIT_LENGTH]
latest_block_header: BeaconBlockHeader
historical_roots: List[Bytes32]
# Ethereum 1.0 chain data
latest_eth1_data: Eth1Data
eth1_data_votes: List[Eth1Data]
deposit_index: uint64
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```
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## Custom types
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We define the following Python custom types for type hinting and readability:
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| Name | SSZ equivalent | Description |
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| - | - | - |
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| `Slot` | `uint64` | a slot number |
| `Epoch` | `uint64` | an epoch number |
| `Shard` | `uint64` | a shard number |
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| `ValidatorIndex` | `uint64` | a validator registry index |
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| `Gwei` | `uint64` | an amount in Gwei |
| `BLSPubkey` | `Bytes48` | a BLS12-381 public key |
| `BLSSignature` | `Bytes96` | a BLS12-381 signature |
## Helper functions
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*Note*: The definitions below are for specification purposes and are not necessarily optimal implementations.
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### `xor`
```python
def xor(bytes1: Bytes32, bytes2: Bytes32) -> Bytes32:
return Bytes32(a ^ b for a, b in zip(bytes1, bytes2))
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```
### `hash`
The `hash` function is SHA256.
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*Note*: We aim to migrate to a S[T/N]ARK-friendly hash function in a future Ethereum 2.0 deployment phase.
### `hash_tree_root`
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`def hash_tree_root(object: SSZSerializable) -> Bytes32` is a function for hashing objects into a single root utilizing a hash tree structure. `hash_tree_root` is defined in the [SimpleSerialize spec](../simple-serialize.md#merkleization).
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### `signing_root`
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`def signing_root(object: Container) -> Bytes32` is a function defined in the [SimpleSerialize spec](../simple-serialize.md#self-signed-containers) to compute signing messages.
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### `bls_domain`
```python
def bls_domain(domain_type: int, fork_version: bytes=b'\x00\x00\x00\x00') -> int:
"""
Return the bls domain given by the ``domain_type`` and optional 4 byte ``fork_version`` (defaults to zero).
"""
return bytes_to_int(int_to_bytes(domain_type, length=4) + fork_version)
```
### `slot_to_epoch`
```python
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def slot_to_epoch(slot: Slot) -> Epoch:
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"""
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Return the epoch number of the given ``slot``.
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"""
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return slot // SLOTS_PER_EPOCH
```
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### `get_previous_epoch`
```python
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def get_previous_epoch(state: BeaconState) -> Epoch:
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"""`
Return the previous epoch of the given ``state``.
Return the current epoch if it's genesis epoch.
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"""
current_epoch = get_current_epoch(state)
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return GENESIS_EPOCH if current_epoch == GENESIS_EPOCH else current_epoch - 1
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```
### `get_current_epoch`
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```python
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def get_current_epoch(state: BeaconState) -> Epoch:
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"""
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Return the current epoch of the given ``state``.
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"""
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return slot_to_epoch(state.slot)
```
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### `get_epoch_start_slot`
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```python
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def get_epoch_start_slot(epoch: Epoch) -> Slot:
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"""
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Return the starting slot of the given ``epoch``.
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"""
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return epoch * SLOTS_PER_EPOCH
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```
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### `is_active_validator`
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```python
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def is_active_validator(validator: Validator, epoch: Epoch) -> bool:
"""
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Check if ``validator`` is active.
"""
return validator.activation_epoch <= epoch < validator.exit_epoch
```
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### `is_slashable_validator`
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```python
def is_slashable_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is slashable.
"""
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return validator.slashed is False and (validator.activation_epoch <= epoch < validator.withdrawable_epoch)
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```
### `get_active_validator_indices`
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```python
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def get_active_validator_indices(state: BeaconState, epoch: Epoch) -> List[ValidatorIndex]:
"""
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Get active validator indices at ``epoch``.
"""
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return [i for i, v in enumerate(state.validator_registry) if is_active_validator(v, epoch)]
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```
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### `increase_balance`
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```python
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def increase_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Increase validator balance by ``delta``.
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"""
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state.balances[index] += delta
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```
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### `decrease_balance`
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```python
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def decrease_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Decrease validator balance by ``delta`` with underflow protection.
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"""
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state.balances[index] = 0 if delta > state.balances[index] else state.balances[index] - delta
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```
### `get_epoch_committee_count`
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```python
def get_epoch_committee_count(state: BeaconState, epoch: Epoch) -> int:
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"""
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Return the number of committees at ``epoch``.
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"""
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active_validator_indices = get_active_validator_indices(state, epoch)
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return max(
1,
min(
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SHARD_COUNT // SLOTS_PER_EPOCH,
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len(active_validator_indices) // SLOTS_PER_EPOCH // TARGET_COMMITTEE_SIZE,
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)
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) * SLOTS_PER_EPOCH
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```
### `get_shard_delta`
```python
def get_shard_delta(state: BeaconState, epoch: Epoch) -> int:
"""
Return the number of shards to increment ``state.latest_start_shard`` during ``epoch``.
"""
return min(get_epoch_committee_count(state, epoch), SHARD_COUNT - SHARD_COUNT // SLOTS_PER_EPOCH)
```
### `get_epoch_start_shard`
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```python
def get_epoch_start_shard(state: BeaconState, epoch: Epoch) -> Shard:
assert epoch <= get_current_epoch(state) + 1
check_epoch = get_current_epoch(state) + 1
shard = (state.latest_start_shard + get_shard_delta(state, get_current_epoch(state))) % SHARD_COUNT
while check_epoch > epoch:
check_epoch -= 1
shard = (shard + SHARD_COUNT - get_shard_delta(state, check_epoch)) % SHARD_COUNT
return shard
```
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### `get_attestation_data_slot`
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```python
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def get_attestation_data_slot(state: BeaconState, data: AttestationData) -> Slot:
committee_count = get_epoch_committee_count(state, data.target_epoch)
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offset = (data.crosslink.shard + SHARD_COUNT - get_epoch_start_shard(state, data.target_epoch)) % SHARD_COUNT
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return get_epoch_start_slot(data.target_epoch) + offset // (committee_count // SLOTS_PER_EPOCH)
```
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### `get_block_root_at_slot`
```python
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def get_block_root_at_slot(state: BeaconState,
slot: Slot) -> Bytes32:
"""
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Return the block root at a recent ``slot``.
"""
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assert slot < state.slot <= slot + SLOTS_PER_HISTORICAL_ROOT
return state.latest_block_roots[slot % SLOTS_PER_HISTORICAL_ROOT]
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```
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### `get_block_root`
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```python
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def get_block_root(state: BeaconState,
epoch: Epoch) -> Bytes32:
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"""
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Return the block root at a recent ``epoch``.
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"""
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return get_block_root_at_slot(state, get_epoch_start_slot(epoch))
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```
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### `get_randao_mix`
```python
def get_randao_mix(state: BeaconState,
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epoch: Epoch) -> Bytes32:
"""
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Return the randao mix at a recent ``epoch``.
``epoch`` expected to be between (current_epoch - LATEST_RANDAO_MIXES_LENGTH, current_epoch].
"""
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return state.latest_randao_mixes[epoch % LATEST_RANDAO_MIXES_LENGTH]
```
### `get_active_index_root`
```python
def get_active_index_root(state: BeaconState,
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epoch: Epoch) -> Bytes32:
"""
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Return the index root at a recent ``epoch``.
``epoch`` expected to be between
(current_epoch - LATEST_ACTIVE_INDEX_ROOTS_LENGTH + ACTIVATION_EXIT_DELAY, current_epoch + ACTIVATION_EXIT_DELAY].
"""
return state.latest_active_index_roots[epoch % LATEST_ACTIVE_INDEX_ROOTS_LENGTH]
```
### `generate_seed`
```python
def generate_seed(state: BeaconState,
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epoch: Epoch) -> Bytes32:
"""
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Generate a seed for the given ``epoch``.
"""
return hash(
get_randao_mix(state, epoch + LATEST_RANDAO_MIXES_LENGTH - MIN_SEED_LOOKAHEAD) +
get_active_index_root(state, epoch) +
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int_to_bytes(epoch, length=32)
)
```
### `get_beacon_proposer_index`
```python
def get_beacon_proposer_index(state: BeaconState) -> ValidatorIndex:
"""
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Return the current beacon proposer index.
"""
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epoch = get_current_epoch(state)
committees_per_slot = get_epoch_committee_count(state, epoch) // SLOTS_PER_EPOCH
offset = committees_per_slot * (state.slot % SLOTS_PER_EPOCH)
shard = (get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT
first_committee = get_crosslink_committee(state, epoch, shard)
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MAX_RANDOM_BYTE = 2**8 - 1
seed = generate_seed(state, epoch)
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i = 0
while True:
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candidate_index = first_committee[(epoch + i) % len(first_committee)]
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random_byte = hash(seed + int_to_bytes(i // 32, length=8))[i % 32]
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effective_balance = state.validator_registry[candidate_index].effective_balance
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if effective_balance * MAX_RANDOM_BYTE >= MAX_EFFECTIVE_BALANCE * random_byte:
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return candidate_index
i += 1
```
### `verify_merkle_branch`
```python
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def verify_merkle_branch(leaf: Bytes32, proof: List[Bytes32], depth: int, index: int, root: Bytes32) -> bool:
"""
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Verify that the given ``leaf`` is on the merkle branch ``proof``
starting with the given ``root``.
"""
value = leaf
for i in range(depth):
if index // (2**i) % 2:
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value = hash(proof[i] + value)
else:
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value = hash(value + proof[i])
return value == root
```
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### `get_shuffled_index`
```python
def get_shuffled_index(index: ValidatorIndex, index_count: int, seed: Bytes32) -> ValidatorIndex:
"""
Return the shuffled validator index corresponding to ``seed`` (and ``index_count``).
"""
assert index < index_count
assert index_count <= 2**40
# Swap or not (https://link.springer.com/content/pdf/10.1007%2F978-3-642-32009-5_1.pdf)
# See the 'generalized domain' algorithm on page 3
for round in range(SHUFFLE_ROUND_COUNT):
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pivot = bytes_to_int(hash(seed + int_to_bytes(round, length=1))[0:8]) % index_count
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flip = (pivot + index_count - index) % index_count
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position = max(index, flip)
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source = hash(seed + int_to_bytes(round, length=1) + int_to_bytes(position // 256, length=4))
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byte = source[(position % 256) // 8]
bit = (byte >> (position % 8)) % 2
index = flip if bit else index
return index
```
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### `compute_committee`
```python
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def compute_committee(indices: List[ValidatorIndex], seed: Bytes32, index: int, count: int) -> List[ValidatorIndex]:
start = (len(indices) * index) // count
end = (len(indices) * (index + 1)) // count
return [indices[get_shuffled_index(i, len(indices), seed)] for i in range(start, end)]
```
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### `get_crosslink_committee`
```python
def get_crosslink_committee(state: BeaconState, epoch: Epoch, shard: Shard) -> List[ValidatorIndex]:
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return compute_committee(
indices=get_active_validator_indices(state, epoch),
seed=generate_seed(state, epoch),
index=(shard + SHARD_COUNT - get_epoch_start_shard(state, epoch)) % SHARD_COUNT,
count=get_epoch_committee_count(state, epoch),
)
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```
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### `get_attesting_indices`
```python
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def get_attesting_indices(state: BeaconState,
attestation_data: AttestationData,
bitfield: bytes) -> List[ValidatorIndex]:
"""
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Return the sorted attesting indices corresponding to ``attestation_data`` and ``bitfield``.
"""
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committee = get_crosslink_committee(state, attestation_data.target_epoch, attestation_data.crosslink.shard)
assert verify_bitfield(bitfield, len(committee))
return sorted([index for i, index in enumerate(committee) if get_bitfield_bit(bitfield, i) == 0b1])
```
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### `int_to_bytes`
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```python
def int_to_bytes(integer: int, length: int) -> bytes:
return integer.to_bytes(length, 'little')
```
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### `bytes_to_int`
```python
def bytes_to_int(data: bytes) -> int:
return int.from_bytes(data, 'little')
```
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### `get_total_balance`
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```python
def get_total_balance(state: BeaconState, indices: List[ValidatorIndex]) -> Gwei:
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"""
Return the combined effective balance of the ``indices``. (1 Gwei minimum to avoid divisions by zero.)
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"""
return max(sum([state.validator_registry[index].effective_balance for index in indices]), 1)
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```
### `get_domain`
```python
def get_domain(state: BeaconState,
domain_type: int,
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message_epoch: int=None) -> int:
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"""
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Return the signature domain (fork version concatenated with domain type) of a message.
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"""
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epoch = get_current_epoch(state) if message_epoch is None else message_epoch
fork_version = state.fork.previous_version if epoch < state.fork.epoch else state.fork.current_version
return bls_domain(domain_type, fork_version)
```
### `get_bitfield_bit`
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```python
def get_bitfield_bit(bitfield: bytes, i: int) -> int:
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"""
Extract the bit in ``bitfield`` at position ``i``.
"""
return (bitfield[i // 8] >> (i % 8)) % 2
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```
### `verify_bitfield`
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```python
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def verify_bitfield(bitfield: bytes, committee_size: int) -> bool:
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"""
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Verify ``bitfield`` against the ``committee_size``.
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"""
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if len(bitfield) != (committee_size + 7) // 8:
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return False
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# Check `bitfield` is padded with zero bits only
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for i in range(committee_size, len(bitfield) * 8):
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if get_bitfield_bit(bitfield, i) == 0b1:
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return False
return True
```
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### `convert_to_indexed`
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```python
def convert_to_indexed(state: BeaconState, attestation: Attestation) -> IndexedAttestation:
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"""
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Convert ``attestation`` to (almost) indexed-verifiable form.
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"""
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attesting_indices = get_attesting_indices(state, attestation.data, attestation.aggregation_bitfield)
custody_bit_1_indices = get_attesting_indices(state, attestation.data, attestation.custody_bitfield)
assert set(custody_bit_1_indices).issubset(attesting_indices)
custody_bit_0_indices = [index for index in attesting_indices if index not in custody_bit_1_indices]
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return IndexedAttestation(
custody_bit_0_indices=custody_bit_0_indices,
custody_bit_1_indices=custody_bit_1_indices,
data=attestation.data,
signature=attestation.signature,
)
```
### `validate_indexed_attestation`
```python
def validate_indexed_attestation(state: BeaconState, indexed_attestation: IndexedAttestation) -> None:
"""
Verify validity of ``indexed_attestation``.
"""
bit_0_indices = indexed_attestation.custody_bit_0_indices
bit_1_indices = indexed_attestation.custody_bit_1_indices
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# Verify no index has custody bit equal to 1 [to be removed in phase 1]
assert len(bit_1_indices) == 0
# Verify max number of indices
assert len(bit_0_indices) + len(bit_1_indices) <= MAX_INDICES_PER_ATTESTATION
# Verify index sets are disjoint
assert len(set(bit_0_indices).intersection(bit_1_indices)) == 0
# Verify indices are sorted
assert bit_0_indices == sorted(bit_0_indices) and bit_1_indices == sorted(bit_1_indices)
# Verify aggregate signature
assert bls_verify_multiple(
pubkeys=[
bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in bit_0_indices]),
bls_aggregate_pubkeys([state.validator_registry[i].pubkey for i in bit_1_indices]),
],
message_hashes=[
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hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b0)),
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b1)),
],
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signature=indexed_attestation.signature,
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domain=get_domain(state, DOMAIN_ATTESTATION, indexed_attestation.data.target_epoch),
)
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```
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### `is_slashable_attestation_data`
```python
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def is_slashable_attestation_data(data_1: AttestationData, data_2: AttestationData) -> bool:
"""
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Check if ``data_1`` and ``data_2`` are slashable according to Casper FFG rules.
"""
return (
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# Double vote
(data_1 != data_2 and data_1.target_epoch == data_2.target_epoch) or
# Surround vote
(data_1.source_epoch < data_2.source_epoch and data_2.target_epoch < data_1.target_epoch)
)
```
### `integer_squareroot`
```python
def integer_squareroot(n: int) -> int:
"""
The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``.
"""
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assert n >= 0
x = n
y = (x + 1) // 2
while y < x:
x = y
y = (x + n // x) // 2
return x
```
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### `get_delayed_activation_exit_epoch`
```python
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def get_delayed_activation_exit_epoch(epoch: Epoch) -> Epoch:
"""
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Return the epoch at which an activation or exit triggered in ``epoch`` takes effect.
"""
return epoch + 1 + ACTIVATION_EXIT_DELAY
```
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### `get_churn_limit`
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```python
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def get_churn_limit(state: BeaconState) -> int:
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"""
Return the churn limit based on the active validator count.
"""
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return max(
MIN_PER_EPOCH_CHURN_LIMIT,
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len(get_active_validator_indices(state, get_current_epoch(state))) // CHURN_LIMIT_QUOTIENT
)
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```
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### `bls_verify`
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`bls_verify` is a function for verifying a BLS signature, defined in the [BLS Signature spec](../bls_signature.md#bls_verify).
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### `bls_verify_multiple`
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`bls_verify_multiple` is a function for verifying a BLS signature constructed from multiple messages, defined in the [BLS Signature spec](../bls_signature.md#bls_verify_multiple).
### `bls_aggregate_pubkeys`
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`bls_aggregate_pubkeys` is a function for aggregating multiple BLS public keys into a single aggregate key, defined in the [BLS Signature spec](../bls_signature.md#bls_aggregate_pubkeys).
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### Routines for updating validator status
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*Note*: All functions in this section mutate `state`.
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#### `initiate_validator_exit`
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```python
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def initiate_validator_exit(state: BeaconState, index: ValidatorIndex) -> None:
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"""
Initiate the exit of the validator of the given ``index``.
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"""
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# Return if validator already initiated exit
validator = state.validator_registry[index]
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if validator.exit_epoch != FAR_FUTURE_EPOCH:
return
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# Compute exit queue epoch
exit_epochs = [v.exit_epoch for v in state.validator_registry if v.exit_epoch != FAR_FUTURE_EPOCH]
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exit_queue_epoch = max(exit_epochs + [get_delayed_activation_exit_epoch(get_current_epoch(state))])
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exit_queue_churn = len([v for v in state.validator_registry if v.exit_epoch == exit_queue_epoch])
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if exit_queue_churn >= get_churn_limit(state):
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exit_queue_epoch += 1
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# Set validator exit epoch and withdrawable epoch
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validator.exit_epoch = exit_queue_epoch
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validator.withdrawable_epoch = validator.exit_epoch + MIN_VALIDATOR_WITHDRAWABILITY_DELAY
```
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#### `slash_validator`
```python
def slash_validator(state: BeaconState,
slashed_index: ValidatorIndex,
whistleblower_index: ValidatorIndex=None) -> None:
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"""
Slash the validator with index ``slashed_index``.
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"""
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current_epoch = get_current_epoch(state)
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initiate_validator_exit(state, slashed_index)
state.validator_registry[slashed_index].slashed = True
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state.validator_registry[slashed_index].withdrawable_epoch = current_epoch + LATEST_SLASHED_EXIT_LENGTH
slashed_balance = state.validator_registry[slashed_index].effective_balance
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state.latest_slashed_balances[current_epoch % LATEST_SLASHED_EXIT_LENGTH] += slashed_balance
proposer_index = get_beacon_proposer_index(state)
if whistleblower_index is None:
whistleblower_index = proposer_index
whistleblowing_reward = slashed_balance // WHISTLEBLOWING_REWARD_QUOTIENT
proposer_reward = whistleblowing_reward // PROPOSER_REWARD_QUOTIENT
increase_balance(state, proposer_index, proposer_reward)
increase_balance(state, whistleblower_index, whistleblowing_reward - proposer_reward)
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decrease_balance(state, slashed_index, whistleblowing_reward)
```
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## Genesis
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### Genesis trigger
Before genesis has been triggered and whenever the deposit contract emits a `Deposit` log, call the function `is_genesis_trigger(deposits: List[Deposit], timestamp: uint64) -> bool` where:
* `deposits` is the list of all deposits, ordered chronologically, up to and including the deposit triggering the latest `Deposit` log
* `timestamp` is the Unix timestamp in the Ethereum 1.0 block that emitted the latest `Deposit` log
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When `is_genesis_trigger(deposits, timestamp) is True` for the first time let:
* `genesis_deposits = deposits`
* `genesis_time = timestamp - timestamp % SECONDS_PER_DAY + 2 * SECONDS_PER_DAY` where `SECONDS_PER_DAY = 86400`
* `genesis_eth1_data` be the object of type `Eth1Data` where:
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* `genesis_eth1_data.block_hash` is the Ethereum 1.0 block hash that emitted the log for the last deposit in `deposits`
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* `genesis_eth1_data.deposit_root` is the deposit root for the last deposit in `deposits`
* `genesis_eth1_data.deposit_count = len(genesis_deposits)`
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*Note*: The function `is_genesis_trigger` has yet to be agreed by the community, and can be updated as necessary. We define the following testing placeholder:
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```python
def is_genesis_trigger(deposits: List[Deposit], timestamp: uint64) -> bool:
# Process deposits
state = BeaconState()
for deposit in deposits:
process_deposit(state, deposit)
# Count active validators at genesis
active_validator_count = 0
for validator in state.validator_registry:
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if validator.effective_balance == MAX_EFFECTIVE_BALANCE:
active_validator_count += 1
# Check effective balance to trigger genesis
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GENESIS_ACTIVE_VALIDATOR_COUNT = 2**16
return active_validator_count == GENESIS_ACTIVE_VALIDATOR_COUNT
```
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### Genesis state
Let `genesis_state = get_genesis_beacon_state(genesis_deposits, genesis_time, genesis_eth1_data)`.
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```python
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def get_genesis_beacon_state(deposits: List[Deposit], genesis_time: int, genesis_eth1_data: Eth1Data) -> BeaconState:
state = BeaconState(
genesis_time=genesis_time,
latest_eth1_data=genesis_eth1_data,
latest_block_header=BeaconBlockHeader(body_root=hash_tree_root(BeaconBlockBody())),
)
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# Process genesis deposits
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for deposit in deposits:
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process_deposit(state, deposit)
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# Process genesis activations
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for validator in state.validator_registry:
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if validator.effective_balance >= MAX_EFFECTIVE_BALANCE:
validator.activation_eligibility_epoch = GENESIS_EPOCH
validator.activation_epoch = GENESIS_EPOCH
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# Populate latest_active_index_roots
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genesis_active_index_root = hash_tree_root(get_active_validator_indices(state, GENESIS_EPOCH))
for index in range(LATEST_ACTIVE_INDEX_ROOTS_LENGTH):
state.latest_active_index_roots[index] = genesis_active_index_root
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return state
```
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### Genesis block
Let `genesis_block = BeaconBlock(state_root=hash_tree_root(genesis_state))`.
## Beacon chain state transition function
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The post-state corresponding to a pre-state `state` and a block `block` is defined as `state_transition(state, block)`. State transitions that trigger an unhandled excpetion (e.g. a failed `assert` or an out-of-range list access) are considered invalid.
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```python
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def state_transition(state: BeaconState, block: BeaconBlock, validate_state_root: bool=False) -> BeaconState:
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# Process slots (including those with no blocks) since block
process_slots(state, block.slot)
# Process block
process_block(state, block)
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# Validate state root (`validate_state_root == True` in production)
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if validate_state_root:
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assert block.state_root == hash_tree_root(state)
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# Return post-state
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return state
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```
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```python
def process_slots(state: BeaconState, slot: Slot) -> None:
assert state.slot <= slot
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while state.slot < slot:
process_slot(state)
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# Process epoch on the first slot of the next epoch
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if (state.slot + 1) % SLOTS_PER_EPOCH == 0:
process_epoch(state)
state.slot += 1
```
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```python
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def process_slot(state: BeaconState) -> None:
# Cache state root
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previous_state_root = hash_tree_root(state)
state.latest_state_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_state_root
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# Cache latest block header state root
if state.latest_block_header.state_root == ZERO_HASH:
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state.latest_block_header.state_root = previous_state_root
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# Cache block root
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previous_block_root = signing_root(state.latest_block_header)
state.latest_block_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_block_root
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```
2018-09-20 05:20:49 +00:00
2019-05-01 12:29:03 +00:00
### Epoch processing
*Note*: the `# @LabelHere` lines below are placeholders to show that code will be inserted here in a future phase.
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```python
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def process_epoch(state: BeaconState) -> None:
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process_justification_and_finalization(state)
process_crosslinks(state)
process_rewards_and_penalties(state)
process_registry_updates(state)
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# @process_reveal_deadlines
# @process_challenge_deadlines
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process_slashings(state)
process_final_updates(state)
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# @after_process_final_updates
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```
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#### Helper functions
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```python
def get_total_active_balance(state: BeaconState) -> Gwei:
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return get_total_balance(state, get_active_validator_indices(state, get_current_epoch(state)))
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```
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```python
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def get_matching_source_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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assert epoch in (get_current_epoch(state), get_previous_epoch(state))
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return state.current_epoch_attestations if epoch == get_current_epoch(state) else state.previous_epoch_attestations
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```
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```python
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def get_matching_target_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.target_root == get_block_root(state, epoch)
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]
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```
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```python
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def get_matching_head_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.beacon_block_root == get_block_root_at_slot(state, get_attestation_data_slot(state, a.data))
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]
```
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```python
def get_unslashed_attesting_indices(state: BeaconState,
attestations: List[PendingAttestation]) -> List[ValidatorIndex]:
output = set()
for a in attestations:
output = output.union(get_attesting_indices(state, a.data, a.aggregation_bitfield))
return sorted(filter(lambda index: not state.validator_registry[index].slashed, list(output)))
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```
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```python
def get_attesting_balance(state: BeaconState, attestations: List[PendingAttestation]) -> Gwei:
return get_total_balance(state, get_unslashed_attesting_indices(state, attestations))
```
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```python
def get_winning_crosslink_and_attesting_indices(state: BeaconState,
epoch: Epoch,
shard: Shard) -> Tuple[Crosslink, List[ValidatorIndex]]:
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attestations = [a for a in get_matching_source_attestations(state, epoch) if a.data.crosslink.shard == shard]
crosslinks = list(filter(
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lambda c: hash_tree_root(state.current_crosslinks[shard]) in (c.parent_root, hash_tree_root(c)),
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[a.data.crosslink for a in attestations]
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))
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# Winning crosslink has the crosslink data root with the most balance voting for it (ties broken lexicographically)
winning_crosslink = max(crosslinks, key=lambda c: (
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get_attesting_balance(state, [a for a in attestations if a.data.crosslink == c]), c.data_root
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), default=Crosslink())
winning_attestations = [a for a in attestations if a.data.crosslink == winning_crosslink]
return winning_crosslink, get_unslashed_attesting_indices(state, winning_attestations)
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```
#### Justification and finalization
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```python
def process_justification_and_finalization(state: BeaconState) -> None:
if get_current_epoch(state) <= GENESIS_EPOCH + 1:
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return
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previous_epoch = get_previous_epoch(state)
current_epoch = get_current_epoch(state)
old_previous_justified_epoch = state.previous_justified_epoch
old_current_justified_epoch = state.current_justified_epoch
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# Process justifications
state.previous_justified_epoch = state.current_justified_epoch
state.previous_justified_root = state.current_justified_root
state.justification_bitfield = (state.justification_bitfield << 1) % 2**64
previous_epoch_matching_target_balance = get_attesting_balance(
state, get_matching_target_attestations(state, previous_epoch)
)
if previous_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = previous_epoch
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state.current_justified_root = get_block_root(state, state.current_justified_epoch)
state.justification_bitfield |= (1 << 1)
current_epoch_matching_target_balance = get_attesting_balance(
state, get_matching_target_attestations(state, current_epoch)
)
if current_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = current_epoch
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state.current_justified_root = get_block_root(state, state.current_justified_epoch)
state.justification_bitfield |= (1 << 0)
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# Process finalizations
bitfield = state.justification_bitfield
# The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th as source
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if (bitfield >> 1) % 8 == 0b111 and old_previous_justified_epoch + 3 == current_epoch:
state.finalized_epoch = old_previous_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as source
2019-05-17 10:07:38 +00:00
if (bitfield >> 1) % 4 == 0b11 and old_previous_justified_epoch + 2 == current_epoch:
state.finalized_epoch = old_previous_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as source
2019-05-17 10:07:38 +00:00
if (bitfield >> 0) % 8 == 0b111 and old_current_justified_epoch + 2 == current_epoch:
state.finalized_epoch = old_current_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 1st/2nd most recent epochs are justified, the 1st using the 2nd as source
2019-05-17 10:07:38 +00:00
if (bitfield >> 0) % 4 == 0b11 and old_current_justified_epoch + 1 == current_epoch:
state.finalized_epoch = old_current_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
```
2018-09-20 05:20:49 +00:00
2019-03-07 19:05:34 +00:00
#### Crosslinks
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```python
def process_crosslinks(state: BeaconState) -> None:
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state.previous_crosslinks = [c for c in state.current_crosslinks]
for epoch in (get_previous_epoch(state), get_current_epoch(state)):
for offset in range(get_epoch_committee_count(state, epoch)):
shard = (get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT
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crosslink_committee = get_crosslink_committee(state, epoch, shard)
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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if 3 * get_total_balance(state, attesting_indices) >= 2 * get_total_balance(state, crosslink_committee):
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state.current_crosslinks[shard] = winning_crosslink
```
2018-12-05 11:22:15 +00:00
#### Rewards and penalties
```python
def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
total_balance = get_total_active_balance(state)
effective_balance = state.validator_registry[index].effective_balance
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return effective_balance * BASE_REWARD_FACTOR // integer_squareroot(total_balance) // BASE_REWARDS_PER_EPOCH
```
```python
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def get_attestation_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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previous_epoch = get_previous_epoch(state)
total_balance = get_total_active_balance(state)
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rewards = [0 for _ in range(len(state.validator_registry))]
penalties = [0 for _ in range(len(state.validator_registry))]
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eligible_validator_indices = [
index for index, v in enumerate(state.validator_registry)
if is_active_validator(v, previous_epoch) or (v.slashed and previous_epoch + 1 < v.withdrawable_epoch)
]
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# Micro-incentives for matching FFG source, FFG target, and head
matching_source_attestations = get_matching_source_attestations(state, previous_epoch)
matching_target_attestations = get_matching_target_attestations(state, previous_epoch)
matching_head_attestations = get_matching_head_attestations(state, previous_epoch)
for attestations in (matching_source_attestations, matching_target_attestations, matching_head_attestations):
unslashed_attesting_indices = get_unslashed_attesting_indices(state, attestations)
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attesting_balance = get_total_balance(state, unslashed_attesting_indices)
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for index in eligible_validator_indices:
if index in unslashed_attesting_indices:
rewards[index] += get_base_reward(state, index) * attesting_balance // total_balance
else:
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penalties[index] += get_base_reward(state, index)
# Proposer and inclusion delay micro-rewards
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for index in get_unslashed_attesting_indices(state, matching_source_attestations):
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attestation = min([
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a for a in matching_source_attestations
if index in get_attesting_indices(state, a.data, a.aggregation_bitfield)
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], key=lambda a: a.inclusion_delay)
rewards[attestation.proposer_index] += get_base_reward(state, index) // PROPOSER_REWARD_QUOTIENT
rewards[index] += get_base_reward(state, index) * MIN_ATTESTATION_INCLUSION_DELAY // attestation.inclusion_delay
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# Inactivity penalty
finality_delay = previous_epoch - state.finalized_epoch
if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY:
matching_target_attesting_indices = get_unslashed_attesting_indices(state, matching_target_attestations)
for index in eligible_validator_indices:
penalties[index] += BASE_REWARDS_PER_EPOCH * get_base_reward(state, index)
if index not in matching_target_attesting_indices:
penalties[index] += (
state.validator_registry[index].effective_balance * finality_delay // INACTIVITY_PENALTY_QUOTIENT
)
return rewards, penalties
```
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```python
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def get_crosslink_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
rewards = [0 for index in range(len(state.validator_registry))]
penalties = [0 for index in range(len(state.validator_registry))]
epoch = get_previous_epoch(state)
for offset in range(get_epoch_committee_count(state, epoch)):
shard = (get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT
crosslink_committee = get_crosslink_committee(state, epoch, shard)
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
attesting_balance = get_total_balance(state, attesting_indices)
committee_balance = get_total_balance(state, crosslink_committee)
for index in crosslink_committee:
base_reward = get_base_reward(state, index)
if index in attesting_indices:
rewards[index] += base_reward * attesting_balance // committee_balance
else:
penalties[index] += base_reward
return rewards, penalties
```
```python
def process_rewards_and_penalties(state: BeaconState) -> None:
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if get_current_epoch(state) == GENESIS_EPOCH:
return
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rewards1, penalties1 = get_attestation_deltas(state)
rewards2, penalties2 = get_crosslink_deltas(state)
for i in range(len(state.validator_registry)):
increase_balance(state, i, rewards1[i] + rewards2[i])
decrease_balance(state, i, penalties1[i] + penalties2[i])
```
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#### Registry updates
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```python
def process_registry_updates(state: BeaconState) -> None:
# Process activation eligibility and ejections
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for index, validator in enumerate(state.validator_registry):
if (
validator.activation_eligibility_epoch == FAR_FUTURE_EPOCH and
validator.effective_balance >= MAX_EFFECTIVE_BALANCE
):
validator.activation_eligibility_epoch = get_current_epoch(state)
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if is_active_validator(validator, get_current_epoch(state)) and validator.effective_balance <= EJECTION_BALANCE:
initiate_validator_exit(state, index)
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2019-04-22 05:16:34 +00:00
# Queue validators eligible for activation and not dequeued for activation prior to finalized epoch
activation_queue = sorted([
index for index, validator in enumerate(state.validator_registry) if
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validator.activation_eligibility_epoch != FAR_FUTURE_EPOCH and
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validator.activation_epoch >= get_delayed_activation_exit_epoch(state.finalized_epoch)
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], key=lambda index: state.validator_registry[index].activation_eligibility_epoch)
# Dequeued validators for activation up to churn limit (without resetting activation epoch)
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for index in activation_queue[:get_churn_limit(state)]:
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validator = state.validator_registry[index]
if validator.activation_epoch == FAR_FUTURE_EPOCH:
validator.activation_epoch = get_delayed_activation_exit_epoch(get_current_epoch(state))
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```
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#### Slashings
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```python
def process_slashings(state: BeaconState) -> None:
current_epoch = get_current_epoch(state)
total_balance = get_total_active_balance(state)
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# Compute slashed balances in the current epoch
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total_at_start = state.latest_slashed_balances[(current_epoch + 1) % LATEST_SLASHED_EXIT_LENGTH]
total_at_end = state.latest_slashed_balances[current_epoch % LATEST_SLASHED_EXIT_LENGTH]
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total_penalties = total_at_end - total_at_start
for index, validator in enumerate(state.validator_registry):
if validator.slashed and current_epoch == validator.withdrawable_epoch - LATEST_SLASHED_EXIT_LENGTH // 2:
penalty = max(
validator.effective_balance * min(total_penalties * 3, total_balance) // total_balance,
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validator.effective_balance // MIN_SLASHING_PENALTY_QUOTIENT
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)
decrease_balance(state, index, penalty)
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```
#### Final updates
```python
def process_final_updates(state: BeaconState) -> None:
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current_epoch = get_current_epoch(state)
next_epoch = current_epoch + 1
# Reset eth1 data votes
if (state.slot + 1) % SLOTS_PER_ETH1_VOTING_PERIOD == 0:
state.eth1_data_votes = []
# Update effective balances with hysteresis
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for index, validator in enumerate(state.validator_registry):
balance = state.balances[index]
HALF_INCREMENT = EFFECTIVE_BALANCE_INCREMENT // 2
if balance < validator.effective_balance or validator.effective_balance + 3 * HALF_INCREMENT < balance:
validator.effective_balance = min(balance - balance % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
# Update start shard
state.latest_start_shard = (state.latest_start_shard + get_shard_delta(state, current_epoch)) % SHARD_COUNT
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# Set active index root
index_root_position = (next_epoch + ACTIVATION_EXIT_DELAY) % LATEST_ACTIVE_INDEX_ROOTS_LENGTH
state.latest_active_index_roots[index_root_position] = hash_tree_root(
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get_active_validator_indices(state, next_epoch + ACTIVATION_EXIT_DELAY)
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)
# Set total slashed balances
state.latest_slashed_balances[next_epoch % LATEST_SLASHED_EXIT_LENGTH] = (
state.latest_slashed_balances[current_epoch % LATEST_SLASHED_EXIT_LENGTH]
)
# Set randao mix
state.latest_randao_mixes[next_epoch % LATEST_RANDAO_MIXES_LENGTH] = get_randao_mix(state, current_epoch)
# Set historical root accumulator
if next_epoch % (SLOTS_PER_HISTORICAL_ROOT // SLOTS_PER_EPOCH) == 0:
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historical_batch = HistoricalBatch(
block_roots=state.latest_block_roots,
state_roots=state.latest_state_roots,
)
state.historical_roots.append(hash_tree_root(historical_batch))
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# Rotate current/previous epoch attestations
state.previous_epoch_attestations = state.current_epoch_attestations
state.current_epoch_attestations = []
```
2019-05-01 12:29:03 +00:00
### Block processing
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```python
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def process_block(state: BeaconState, block: BeaconBlock) -> None:
process_block_header(state, block)
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process_randao(state, block.body)
process_eth1_data(state, block.body)
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process_operations(state, block.body)
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```
#### Block header
```python
def process_block_header(state: BeaconState, block: BeaconBlock) -> None:
# Verify that the slots match
assert block.slot == state.slot
# Verify that the parent matches
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assert block.parent_root == signing_root(state.latest_block_header)
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# Save current block as the new latest block
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state.latest_block_header = BeaconBlockHeader(
slot=block.slot,
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parent_root=block.parent_root,
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body_root=hash_tree_root(block.body),
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)
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# Verify proposer is not slashed
proposer = state.validator_registry[get_beacon_proposer_index(state)]
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assert not proposer.slashed
# Verify proposer signature
assert bls_verify(proposer.pubkey, signing_root(block), block.signature, get_domain(state, DOMAIN_BEACON_PROPOSER))
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```
#### RANDAO
```python
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def process_randao(state: BeaconState, body: BeaconBlockBody) -> None:
proposer = state.validator_registry[get_beacon_proposer_index(state)]
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# Verify that the provided randao value is valid
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assert bls_verify(
proposer.pubkey,
hash_tree_root(get_current_epoch(state)),
body.randao_reveal,
get_domain(state, DOMAIN_RANDAO),
)
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# Mix it in
state.latest_randao_mixes[get_current_epoch(state) % LATEST_RANDAO_MIXES_LENGTH] = (
xor(get_randao_mix(state, get_current_epoch(state)),
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hash(body.randao_reveal))
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)
```
#### Eth1 data
```python
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def process_eth1_data(state: BeaconState, body: BeaconBlockBody) -> None:
state.eth1_data_votes.append(body.eth1_data)
if state.eth1_data_votes.count(body.eth1_data) * 2 > SLOTS_PER_ETH1_VOTING_PERIOD:
state.latest_eth1_data = body.eth1_data
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```
#### Operations
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```python
def process_operations(state: BeaconState, body: BeaconBlockBody) -> None:
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# Verify that outstanding deposits are processed up to the maximum number of deposits
assert len(body.deposits) == min(MAX_DEPOSITS, state.latest_eth1_data.deposit_count - state.deposit_index)
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# Verify that there are no duplicate transfers
assert len(body.transfers) == len(set(body.transfers))
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2019-05-01 11:08:15 +00:00
for operations, max_operations, function in (
(body.proposer_slashings, MAX_PROPOSER_SLASHINGS, process_proposer_slashing),
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(body.attester_slashings, MAX_ATTESTER_SLASHINGS, process_attester_slashing),
(body.attestations, MAX_ATTESTATIONS, process_attestation),
(body.deposits, MAX_DEPOSITS, process_deposit),
(body.voluntary_exits, MAX_VOLUNTARY_EXITS, process_voluntary_exit),
(body.transfers, MAX_TRANSFERS, process_transfer),
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):
assert len(operations) <= max_operations
for operation in operations:
function(state, operation)
```
2019-03-07 19:05:34 +00:00
##### Proposer slashings
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```python
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def process_proposer_slashing(state: BeaconState, proposer_slashing: ProposerSlashing) -> None:
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"""
Process ``ProposerSlashing`` operation.
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"""
proposer = state.validator_registry[proposer_slashing.proposer_index]
# Verify that the epoch is the same
assert slot_to_epoch(proposer_slashing.header_1.slot) == slot_to_epoch(proposer_slashing.header_2.slot)
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# But the headers are different
assert proposer_slashing.header_1 != proposer_slashing.header_2
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# Check proposer is slashable
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assert is_slashable_validator(proposer, get_current_epoch(state))
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# Signatures are valid
for header in (proposer_slashing.header_1, proposer_slashing.header_2):
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domain = get_domain(state, DOMAIN_BEACON_PROPOSER, slot_to_epoch(header.slot))
assert bls_verify(proposer.pubkey, signing_root(header), header.signature, domain)
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slash_validator(state, proposer_slashing.proposer_index)
```
##### Attester slashings
2018-12-10 21:16:06 +00:00
2019-03-02 01:49:28 +00:00
```python
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def process_attester_slashing(state: BeaconState, attester_slashing: AttesterSlashing) -> None:
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"""
Process ``AttesterSlashing`` operation.
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"""
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attestation_1 = attester_slashing.attestation_1
attestation_2 = attester_slashing.attestation_2
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assert is_slashable_attestation_data(attestation_1.data, attestation_2.data)
validate_indexed_attestation(state, attestation_1)
validate_indexed_attestation(state, attestation_2)
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slashed_any = False
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attesting_indices_1 = attestation_1.custody_bit_0_indices + attestation_1.custody_bit_1_indices
attesting_indices_2 = attestation_2.custody_bit_0_indices + attestation_2.custody_bit_1_indices
for index in sorted(set(attesting_indices_1).intersection(attesting_indices_2)):
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if is_slashable_validator(state.validator_registry[index], get_current_epoch(state)):
slash_validator(state, index)
slashed_any = True
assert slashed_any
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```
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##### Attestations
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```python
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def process_attestation(state: BeaconState, attestation: Attestation) -> None:
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"""
Process ``Attestation`` operation.
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"""
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data = attestation.data
assert data.crosslink.shard < SHARD_COUNT
assert data.target_epoch in (get_previous_epoch(state), get_current_epoch(state))
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attestation_slot = get_attestation_data_slot(state, data)
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assert attestation_slot + MIN_ATTESTATION_INCLUSION_DELAY <= state.slot <= attestation_slot + SLOTS_PER_EPOCH
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pending_attestation = PendingAttestation(
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data=data,
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aggregation_bitfield=attestation.aggregation_bitfield,
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inclusion_delay=state.slot - attestation_slot,
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proposer_index=get_beacon_proposer_index(state),
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)
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if data.target_epoch == get_current_epoch(state):
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ffg_data = (state.current_justified_epoch, state.current_justified_root, get_current_epoch(state))
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parent_crosslink = state.current_crosslinks[data.crosslink.shard]
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state.current_epoch_attestations.append(pending_attestation)
else:
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ffg_data = (state.previous_justified_epoch, state.previous_justified_root, get_previous_epoch(state))
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parent_crosslink = state.previous_crosslinks[data.crosslink.shard]
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state.previous_epoch_attestations.append(pending_attestation)
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# Check FFG data, crosslink data, and signature
assert ffg_data == (data.source_epoch, data.source_root, data.target_epoch)
assert data.crosslink.start_epoch == parent_crosslink.end_epoch
assert data.crosslink.end_epoch == min(data.target_epoch, parent_crosslink.end_epoch + MAX_EPOCHS_PER_CROSSLINK)
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assert data.crosslink.parent_root == hash_tree_root(parent_crosslink)
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assert data.crosslink.data_root == ZERO_HASH # [to be removed in phase 1]
validate_indexed_attestation(state, convert_to_indexed(state, attestation))
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```
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##### Deposits
```python
def process_deposit(state: BeaconState, deposit: Deposit) -> None:
"""
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Process an Eth1 deposit, registering a validator or increasing its balance.
"""
# Verify the Merkle branch
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assert verify_merkle_branch(
leaf=hash_tree_root(deposit.data),
proof=deposit.proof,
depth=DEPOSIT_CONTRACT_TREE_DEPTH,
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index=state.deposit_index,
root=state.latest_eth1_data.deposit_root,
)
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# Deposits must be processed in order
state.deposit_index += 1
pubkey = deposit.data.pubkey
amount = deposit.data.amount
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validator_pubkeys = [v.pubkey for v in state.validator_registry]
if pubkey not in validator_pubkeys:
# Verify the deposit signature (proof of possession).
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# Invalid signatures are allowed by the deposit contract,
# and hence included on-chain, but must not be processed.
# Note: deposits are valid across forks, hence the deposit domain is retrieved directly from `bls_domain`
if not bls_verify(
pubkey, signing_root(deposit.data), deposit.data.signature, bls_domain(DOMAIN_DEPOSIT)
):
return
# Add validator and balance entries
state.validator_registry.append(Validator(
pubkey=pubkey,
withdrawal_credentials=deposit.data.withdrawal_credentials,
activation_eligibility_epoch=FAR_FUTURE_EPOCH,
activation_epoch=FAR_FUTURE_EPOCH,
exit_epoch=FAR_FUTURE_EPOCH,
withdrawable_epoch=FAR_FUTURE_EPOCH,
effective_balance=min(amount - amount % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
))
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state.balances.append(amount)
else:
# Increase balance by deposit amount
index = validator_pubkeys.index(pubkey)
increase_balance(state, index, amount)
```
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##### Voluntary exits
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```python
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def process_voluntary_exit(state: BeaconState, exit: VoluntaryExit) -> None:
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"""
Process ``VoluntaryExit`` operation.
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"""
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validator = state.validator_registry[exit.validator_index]
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# Verify the validator is active
assert is_active_validator(validator, get_current_epoch(state))
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# Verify the validator has not yet exited
assert validator.exit_epoch == FAR_FUTURE_EPOCH
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# Exits must specify an epoch when they become valid; they are not valid before then
assert get_current_epoch(state) >= exit.epoch
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# Verify the validator has been active long enough
assert get_current_epoch(state) >= validator.activation_epoch + PERSISTENT_COMMITTEE_PERIOD
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# Verify signature
domain = get_domain(state, DOMAIN_VOLUNTARY_EXIT, exit.epoch)
assert bls_verify(validator.pubkey, signing_root(exit), exit.signature, domain)
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# Initiate exit
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initiate_validator_exit(state, exit.validator_index)
```
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##### Transfers
2018-09-20 05:20:49 +00:00
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```python
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def process_transfer(state: BeaconState, transfer: Transfer) -> None:
"""
Process ``Transfer`` operation.
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"""
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# Verify the amount and fee are not individually too big (for anti-overflow purposes)
assert state.balances[transfer.sender] >= max(transfer.amount, transfer.fee)
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# A transfer is valid in only one slot
assert state.slot == transfer.slot
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# Sender must be not yet eligible for activation, withdrawn, or transfer balance over MAX_EFFECTIVE_BALANCE
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assert (
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state.validator_registry[transfer.sender].activation_eligibility_epoch == FAR_FUTURE_EPOCH or
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get_current_epoch(state) >= state.validator_registry[transfer.sender].withdrawable_epoch or
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transfer.amount + transfer.fee + MAX_EFFECTIVE_BALANCE <= state.balances[transfer.sender]
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)
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# Verify that the pubkey is valid
assert (
state.validator_registry[transfer.sender].withdrawal_credentials ==
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int_to_bytes(BLS_WITHDRAWAL_PREFIX, length=1) + hash(transfer.pubkey)[1:]
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)
# Verify that the signature is valid
assert bls_verify(transfer.pubkey, signing_root(transfer), transfer.signature, get_domain(state, DOMAIN_TRANSFER))
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# Process the transfer
decrease_balance(state, transfer.sender, transfer.amount + transfer.fee)
increase_balance(state, transfer.recipient, transfer.amount)
increase_balance(state, get_beacon_proposer_index(state), transfer.fee)
# Verify balances are not dust
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assert not (0 < state.balances[transfer.sender] < MIN_DEPOSIT_AMOUNT)
assert not (0 < state.balances[transfer.recipient] < MIN_DEPOSIT_AMOUNT)
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```