wip shard fork choice rule

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Hsiao-Wei Wang 2020-04-28 23:55:46 +08:00
parent 71dc744f42
commit dab5a936c4
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5 changed files with 335 additions and 29 deletions

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@ -378,6 +378,7 @@ class PySpecCommand(Command):
specs/phase1/shard-transition.md
specs/phase1/fork-choice.md
specs/phase1/phase1-fork.md
specs/phase1/shard-fork-choice.md
"""
else:
raise Exception('no markdown files specified, and spec fork "%s" is unknown', self.spec_fork)

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@ -0,0 +1,209 @@
# Ethereum 2.0 Phase 1 -- Beacon Chain + Shard Chain Fork Choice
**Notice**: This document is a work-in-progress for researchers and implementers.
## Table of contents
<!-- START doctoc generated TOC please keep comment here to allow auto update -->
<!-- DON'T EDIT THIS SECTION, INSTEAD RE-RUN doctoc TO UPDATE -->
**Table of Contents** *generated with [DocToc](https://github.com/thlorenz/doctoc)*
- [Introduction](#introduction)
- [Fork choice](#fork-choice)
- [Helpers](#helpers)
- [Extended `Store`](#extended-store)
- [Updated `get_forkchoice_store`](#updated-get_forkchoice_store)
- [`get_shard_latest_attesting_balance`](#get_shard_latest_attesting_balance)
- [`get_shard_head`](#get_shard_head)
- [`get_shard_ancestor`](#get_shard_ancestor)
- [`filter_shard_block_tree`](#filter_shard_block_tree)
- [`get_filtered_block_tree`](#get_filtered_block_tree)
- [Handlers](#handlers)
- [`on_shard_block`](#on_shard_block)
<!-- END doctoc generated TOC please keep comment here to allow auto update -->
## Introduction
This document is the shard chain fork choice spec for part of Ethereum 2.0 Phase 1.
## Fork choice
### Helpers
#### Extended `Store`
```python
@dataclass
class Store(object):
time: uint64
genesis_time: uint64
justified_checkpoint: Checkpoint
finalized_checkpoint: Checkpoint
best_justified_checkpoint: Checkpoint
blocks: Dict[Root, BeaconBlock] = field(default_factory=dict)
block_states: Dict[Root, BeaconState] = field(default_factory=dict)
checkpoint_states: Dict[Checkpoint, BeaconState] = field(default_factory=dict)
latest_messages: Dict[ValidatorIndex, LatestMessage] = field(default_factory=dict)
# shard chain
shard_init_slots: Dict[Shard, Slot] = field(default_factory=dict)
shard_blocks: Dict[Shard, Dict[Root, ShardBlock]] = field(default_factory=dict)
shard_block_states: Dict[Shard, Dict[Root, ShardState]] = field(default_factory=dict)
```
#### Updated `get_forkchoice_store`
```python
def get_forkchoice_store(anchor_state: BeaconState,
shard_init_slots: Dict[Shard, Slot],
anchor_state_shard_blocks: Dict[Shard, Dict[Root, ShardBlock]]) -> Store:
shard_count = len(anchor_state.shard_states)
anchor_block_header = anchor_state.latest_block_header.copy()
if anchor_block_header.state_root == Bytes32():
anchor_block_header.state_root = hash_tree_root(anchor_state)
anchor_root = hash_tree_root(anchor_block_header)
anchor_epoch = get_current_epoch(anchor_state)
justified_checkpoint = Checkpoint(epoch=anchor_epoch, root=anchor_root)
finalized_checkpoint = Checkpoint(epoch=anchor_epoch, root=anchor_root)
return Store(
time=anchor_state.genesis_time + SECONDS_PER_SLOT * anchor_state.slot,
genesis_time=anchor_state.genesis_time,
justified_checkpoint=justified_checkpoint,
finalized_checkpoint=finalized_checkpoint,
best_justified_checkpoint=justified_checkpoint,
blocks={anchor_root: anchor_block_header},
block_states={anchor_root: anchor_state.copy()},
checkpoint_states={justified_checkpoint: anchor_state.copy()},
# shard chain
shard_init_slots=shard_init_slots,
shard_blocks=anchor_state_shard_blocks,
shard_block_states={
shard: {
anchor_state.shard_states[shard].latest_block_root: anchor_state.copy().shard_states[shard]
}
for shard in map(Shard, range(shard_count))
},
)
```
#### `get_shard_latest_attesting_balance`
```python
def get_shard_latest_attesting_balance(store: Store, shard: Shard, root: Root) -> Gwei:
state = store.checkpoint_states[store.justified_checkpoint]
active_indices = get_active_validator_indices(state, get_current_epoch(state))
return Gwei(sum(
state.validators[i].effective_balance for i in active_indices
if (
i in store.latest_messages and get_shard_ancestor(
store, shard, store.latest_messages[i].root, store.shard_blocks[shard][root].slot
) == root
)
))
```
#### `get_shard_head`
```python
def get_shard_head(store: Store, shard: Shard) -> Root:
# Get filtered block tree that only includes viable branches
blocks = get_filtered_shard_block_tree(store, shard)
# Execute the LMD-GHOST fork choice
head_beacon_root = get_head(store)
head_shard_root = store.block_states[head_beacon_root].shard_states[shard].latest_block_root
while True:
children = [
root for root in blocks.keys()
if blocks[root].shard_parent_root == head_shard_root
]
if len(children) == 0:
return head_shard_root
# Sort by latest attesting balance with ties broken lexicographically
head_shard_root = max(children, key=lambda root: (get_shard_latest_attesting_balance(store, shard, root), root))
```
#### `get_shard_ancestor`
```python
def get_shard_ancestor(store: Store, shard: Shard, root: Root, slot: Slot) -> Root:
block = store.shard_blocks[shard][root]
if block.slot > slot:
return get_shard_ancestor(store, shard, block.shard_parent_root, slot)
elif block.slot == slot:
return root
else:
# root is older than queried slot, thus a skip slot. Return earliest root prior to slot
return root
```
#### `filter_shard_block_tree`
```python
def filter_shard_block_tree(store: Store, shard: Shard, block_root: Root, blocks: Dict[Root, ShardBlock]) -> bool:
block = store.shard_blocks[shard][block_root]
children = [
root for root in store.shard_blocks[shard].keys()
if (
store.shard_blocks[shard][root].shard_parent_root == block_root
and store.shard_blocks[shard][root].slot != store.shard_init_slots[shard]
)
]
if any(children):
filter_block_tree_result = [filter_shard_block_tree(store, shard, child, blocks) for child in children]
if any(filter_block_tree_result):
blocks[block_root] = block
return True
return False
return False
```
#### `get_filtered_block_tree`
```python
def get_filtered_shard_block_tree(store: Store, shard: Shard) -> Dict[Root, ShardBlock]:
base_beacon_block_root = get_head(store)
base_shard_block_root = store.block_states[base_beacon_block_root].shard_states[shard].latest_block_root
blocks: Dict[Root, ShardBlock] = {}
filter_shard_block_tree(store, shard, base_shard_block_root, blocks)
return blocks
```
### Handlers
#### `on_shard_block`
```python
def on_shard_block(store: Store, shard: Shard, signed_shard_block: SignedShardBlock) -> None:
shard_block = signed_shard_block.message
# 1. Check shard parent exists
assert shard_block.shard_parent_root in store.shard_block_states[shard]
pre_shard_state = store.shard_block_states[shard][shard_block.shard_parent_root]
# 2. Check beacon parent exists
assert shard_block.beacon_parent_root in store.block_states
beacon_state = store.block_states[shard_block.beacon_parent_root]
# 3. Check that block is later than the finalized epoch slot (optimization to reduce calls to get_ancestor)
finalized_slot = compute_start_slot_at_epoch(store.finalized_checkpoint.epoch)
assert shard_block.slot > finalized_slot
# 4. Check block is a descendant of the finalized block at the checkpoint finalized slot
assert (
shard_block.beacon_parent_root == store.finalized_checkpoint.root
or get_ancestor(store, shard_block.beacon_parent_root, finalized_slot) == store.finalized_checkpoint.root
)
# Add new block to the store
store.shard_blocks[shard][hash_tree_root(shard_block)] = shard_block
# Check the block is valid and compute the post-state
verify_shard_block_message(beacon_state, pre_shard_state, shard_block, shard_block.slot, shard)
verify_shard_block_signature(beacon_state, signed_shard_block)
post_state = get_post_shard_state(beacon_state, pre_shard_state, shard_block)
# Add new state for this block to the store
store.shard_block_states[shard][hash_tree_root(shard_block)] = post_state
```

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@ -1,41 +1,13 @@
from eth2spec.test.context import with_all_phases, spec_state_test
from eth2spec.test.helpers.attestations import get_valid_attestation, next_epoch_with_attestations
from eth2spec.test.helpers.block import build_empty_block_for_next_slot
from eth2spec.test.helpers.fork_choice import add_attestation_to_store, add_block_to_store, get_anchor_root
from eth2spec.test.helpers.state import (
next_epoch,
state_transition_and_sign_block,
)
def add_block_to_store(spec, store, signed_block):
pre_state = store.block_states[signed_block.message.parent_root]
block_time = pre_state.genesis_time + signed_block.message.slot * spec.SECONDS_PER_SLOT
if store.time < block_time:
spec.on_tick(store, block_time)
spec.on_block(store, signed_block)
def add_attestation_to_store(spec, store, attestation):
parent_block = store.blocks[attestation.data.beacon_block_root]
pre_state = store.block_states[spec.hash_tree_root(parent_block)]
block_time = pre_state.genesis_time + parent_block.slot * spec.SECONDS_PER_SLOT
next_epoch_time = block_time + spec.SLOTS_PER_EPOCH * spec.SECONDS_PER_SLOT
if store.time < next_epoch_time:
spec.on_tick(store, next_epoch_time)
spec.on_attestation(store, attestation)
def get_anchor_root(spec, state):
anchor_block_header = state.latest_block_header.copy()
if anchor_block_header.state_root == spec.Bytes32():
anchor_block_header.state_root = spec.hash_tree_root(state)
return spec.hash_tree_root(anchor_block_header)
@with_all_phases
@spec_state_test
def test_genesis(spec, state):

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from eth2spec.utils.ssz.ssz_impl import hash_tree_root
from eth2spec.test.context import spec_state_test, with_all_phases_except, PHASE0
from eth2spec.test.helpers.shard_block import (
build_attestation_with_shard_transition,
build_shard_block,
build_shard_transitions_till_slot,
)
from eth2spec.test.helpers.fork_choice import add_block_to_store, get_anchor_root
from eth2spec.test.helpers.state import next_slot, state_transition_and_sign_block
from eth2spec.test.helpers.block import build_empty_block
def run_on_shard_block(spec, store, shard, signed_block, valid=True):
if not valid:
try:
spec.on_shard_block(store, shard, signed_block)
except AssertionError:
return
else:
assert False
spec.on_shard_block(store, shard, signed_block)
assert store.shard_blocks[shard][hash_tree_root(signed_block.message)] == signed_block.message
def run_apply_shard_and_beacon(spec, state, store, shard, committee_index):
store.time = store.time + spec.SECONDS_PER_SLOT * spec.SLOTS_PER_EPOCH
# Create SignedShardBlock
body = b'\x56' * spec.MAX_SHARD_BLOCK_SIZE
shard_block = build_shard_block(spec, state, shard, body=body, signed=True)
shard_blocks = [shard_block]
# Attester creates `attestation`
# Use temporary next state to get ShardTransition of shard block
shard_transitions = build_shard_transitions_till_slot(
spec,
state,
shards=[shard, ],
shard_blocks={shard: shard_blocks},
target_len_offset_slot=1,
)
shard_transition = shard_transitions[shard]
attestation = build_attestation_with_shard_transition(
spec,
state,
slot=state.slot,
index=committee_index,
target_len_offset_slot=1,
shard_transition=shard_transition,
)
# Propose beacon block at slot
beacon_block = build_empty_block(spec, state, slot=state.slot + 1)
beacon_block.body.attestations = [attestation]
beacon_block.body.shard_transitions = shard_transitions
signed_beacon_block = state_transition_and_sign_block(spec, state, beacon_block)
run_on_shard_block(spec, store, shard, shard_block)
add_block_to_store(spec, store, signed_beacon_block)
assert spec.get_head(store) == beacon_block.hash_tree_root()
assert spec.get_shard_head(store, shard) == shard_block.message.hash_tree_root()
@with_all_phases_except([PHASE0])
@spec_state_test
def test_basic(spec, state):
spec.PHASE_1_GENESIS_SLOT = 0 # FIXME: remove mocking
state = spec.upgrade_to_phase1(state)
next_slot(spec, state)
# Initialization
shard_count = len(state.shard_states)
# Genesis shard blocks
anchor_shard_blocks = {
shard: {
state.shard_states[shard].latest_block_root: spec.ShardBlock(
slot=state.slot,
)
}
for shard in map(spec.Shard, range(shard_count))
}
shard_init_slots = {
shard: state.slot
for shard in map(spec.Shard, range(shard_count))
}
store = spec.get_forkchoice_store(state, shard_init_slots, anchor_shard_blocks)
anchor_root = get_anchor_root(spec, state)
assert spec.get_head(store) == anchor_root
committee_index = spec.CommitteeIndex(0)
shard = spec.compute_shard_from_committee_index(state, committee_index, state.slot)
run_apply_shard_and_beacon(spec, state, store, shard, committee_index)
run_apply_shard_and_beacon(spec, state, store, shard, committee_index)

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def get_anchor_root(spec, state):
anchor_block_header = state.latest_block_header.copy()
if anchor_block_header.state_root == spec.Bytes32():
anchor_block_header.state_root = spec.hash_tree_root(state)
return spec.hash_tree_root(anchor_block_header)
def add_block_to_store(spec, store, signed_block):
pre_state = store.block_states[signed_block.message.parent_root]
block_time = pre_state.genesis_time + signed_block.message.slot * spec.SECONDS_PER_SLOT
if store.time < block_time:
spec.on_tick(store, block_time)
spec.on_block(store, signed_block)
def add_attestation_to_store(spec, store, attestation):
parent_block = store.blocks[attestation.data.beacon_block_root]
pre_state = store.block_states[spec.hash_tree_root(parent_block)]
block_time = pre_state.genesis_time + parent_block.slot * spec.SECONDS_PER_SLOT
next_epoch_time = block_time + spec.SLOTS_PER_EPOCH * spec.SECONDS_PER_SLOT
if store.time < next_epoch_time:
spec.on_tick(store, next_epoch_time)
spec.on_attestation(store, attestation)