Single effective balance per review by Vitalik—significant simplification
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@ -58,7 +58,6 @@
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- [`is_active_validator`](#is_active_validator)
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- [`is_slashable_validator`](#is_slashable_validator)
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- [`get_active_validator_indices`](#get_active_validator_indices)
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- [`get_current_epoch_effective_balance`](#get_current_epoch_effective_balance)
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- [`increase_balance`](#increase_balance)
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- [`decrease_balance`](#decrease_balance)
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- [`get_permuted_index`](#get_permuted_index)
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@ -77,7 +76,6 @@
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- [`get_attesting_indices`](#get_attesting_indices)
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- [`int_to_bytes1`, `int_to_bytes2`, ...](#int_to_bytes1-int_to_bytes2-)
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- [`bytes_to_int`](#bytes_to_int)
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- [`get_effective_balance`](#get_effective_balance)
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- [`get_total_balance`](#get_total_balance)
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- [`get_domain`](#get_domain)
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- [`get_bitfield_bit`](#get_bitfield_bit)
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@ -194,7 +192,7 @@ These configurations are updated for releases, but may be out of sync during `de
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| `MIN_DEPOSIT_AMOUNT` | `2**0 * 10**9` (= 1,000,000,000) | Gwei |
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| `MAX_DEPOSIT_AMOUNT` | `2**5 * 10**9` (= 32,000,000,000) | Gwei |
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| `EJECTION_BALANCE` | `2**4 * 10**9` (= 16,000,000,000) | Gwei |
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| `HIGH_BALANCE_INCREMENT` | `2**0 * 10**9` (= 1,000,000,000) | Gwei |
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| `EFFECTIVE_BALANCE_INCREMENT` | `2**0 * 10**9` (= 1,000,000,000) | Gwei |
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### Initial values
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@ -710,21 +708,6 @@ def get_active_validator_indices(state: BeaconState, epoch: Epoch) -> List[Valid
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return [i for i, v in enumerate(state.validator_registry) if is_active_validator(v, epoch)]
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```
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### `get_current_epoch_effective_balance`
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```python
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def get_current_epoch_effective_balance(state: BeaconState, index: ValidatorIndex) -> Gwei:
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"""
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Get validator effective balance for the current epoch
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"""
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balance = min(state.balances[index], MAX_DEPOSIT_AMOUNT)
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validator = state.validator_registry[index]
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HALF_INCREMENT = HIGH_BALANCE_INCREMENT // 2
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if state.slot == GENESIS_SLOT or (validator.effective_balance > balance or validator.effective_balance + 3 * HALF_INCREMENT < balance):
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return balance - balance % HIGH_BALANCE_INCREMENT
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return validator.effective_balance
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```
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### `increase_balance`
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```python
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@ -944,7 +927,7 @@ def get_beacon_proposer_index(state: BeaconState, slot: Slot=None) -> ValidatorI
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while True:
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candidate = first_committee[(epoch + i) % len(first_committee)]
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random_byte = hash(generate_seed(state, epoch) + int_to_bytes8(i // 32))[i % 32]
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if get_effective_balance(state, candidate, epoch) * 256 > MAX_DEPOSIT_AMOUNT * random_byte:
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if state.validator_registry[candidate].effective_balance * 256 > MAX_DEPOSIT_AMOUNT * random_byte:
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return candidate
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i += 1
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```
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@ -992,24 +975,14 @@ def bytes_to_int(data: bytes) -> int:
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return int.from_bytes(data, 'little')
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```
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### `get_effective_balance`
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```python
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def get_effective_balance(state: BeaconState, index: ValidatorIndex, epoch: Epoch) -> Gwei:
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"""
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Return the effective balance (also known as "balance at stake") for a validator with the given ``index``.
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"""
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return get_current_epoch_effective_balance(state, index) if epoch == get_current_epoch(state) else state.validator_registry[index].effective_balance
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```
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### `get_total_balance`
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```python
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def get_total_balance(state: BeaconState, validators: List[ValidatorIndex], epoch: Epoch) -> Gwei:
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def get_total_balance(state: BeaconState, indices: List[ValidatorIndex]) -> Gwei:
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"""
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Return the combined effective balance of an array of ``validators``.
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"""
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return sum([get_effective_balance(state, index, epoch) for index in validators])
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return sum([state.validator_registry[index].effective_balance for index in indices])
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```
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### `get_domain`
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@ -1244,9 +1217,10 @@ def slash_validator(state: BeaconState, slashed_index: ValidatorIndex, whistlebl
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"""
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current_epoch = get_current_epoch(state)
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initiate_validator_exit(state, slashed_index)
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state.validator_registry[slashed_index].slashed = True
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state.validator_registry[slashed_index].withdrawable_epoch = current_epoch + LATEST_SLASHED_EXIT_LENGTH
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slashed_balance = get_effective_balance(state, slashed_index, current_epoch)
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slashed_validator = state.validator_registry[slashed_index]
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slashed_validator.slashed = True
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slashed_validator.withdrawable_epoch = current_epoch + LATEST_SLASHED_EXIT_LENGTH
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slashed_balance = slashed_validator.effective_balance
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state.latest_slashed_balances[current_epoch % LATEST_SLASHED_EXIT_LENGTH] += slashed_balance
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proposer_index = get_beacon_proposer_index(state)
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@ -1463,8 +1437,8 @@ The steps below happen when `state.slot > GENESIS_SLOT and (state.slot + 1) % SL
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We define epoch transition helper functions:
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```python
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def get_total_active_balance(state: BeaconState, epoch: Epoch) -> Gwei:
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return get_total_balance(state, get_active_validator_indices(state, epoch), epoch)
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def get_total_active_balance(state: BeaconState) -> Gwei:
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return get_total_balance(state, get_active_validator_indices(state, get_current_epoch(state)))
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```
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```python
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@ -1497,8 +1471,8 @@ def get_unslashed_attesting_indices(state: BeaconState, attestations: List[Pendi
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```
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```python
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def get_attesting_balance(state: BeaconState, attestations: List[PendingAttestation], epoch: Epoch) -> Gwei:
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return get_total_balance(state, get_unslashed_attesting_indices(state, attestations), epoch)
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def get_attesting_balance(state: BeaconState, attestations: List[PendingAttestation]) -> Gwei:
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return get_total_balance(state, get_unslashed_attesting_indices(state, attestations))
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```
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```python
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@ -1526,7 +1500,7 @@ def get_winning_crosslink_and_attesting_indices(state: BeaconState, epoch: Epoch
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return [a for a in shard_attestations if get_crosslink_from_attestation_data(state, a.data) == crosslink]
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# Winning crosslink has the crosslink data root with the most balance voting for it (ties broken lexicographically)
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winning_crosslink = max(candidate_crosslinks, key=lambda crosslink: (
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get_attesting_balance(state, get_attestations_for(crosslink), epoch), crosslink.crosslink_data_root
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get_attesting_balance(state, get_attestations_for(crosslink)), crosslink.crosslink_data_root
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))
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return winning_crosslink, get_unslashed_attesting_indices(state, get_attestations_for(winning_crosslink))
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@ -1557,13 +1531,13 @@ def process_justification_and_finalization(state: BeaconState) -> None:
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state.previous_justified_epoch = state.current_justified_epoch
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state.previous_justified_root = state.current_justified_root
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state.justification_bitfield = (state.justification_bitfield << 1) % 2**64
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previous_epoch_matching_target_balance = get_attesting_balance(state, get_matching_target_attestations(state, previous_epoch), previous_epoch)
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if previous_epoch_matching_target_balance * 3 >= get_total_active_balance(state, previous_epoch) * 2:
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previous_epoch_matching_target_balance = get_attesting_balance(state, get_matching_target_attestations(state, previous_epoch))
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if previous_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = get_previous_epoch(state)
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state.current_justified_root = get_block_root(state, get_epoch_start_slot(state.current_justified_epoch))
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state.justification_bitfield |= (1 << 1)
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current_epoch_matching_target_balance = get_attesting_balance(state, get_matching_target_attestations(state, current_epoch), current_epoch)
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if current_epoch_matching_target_balance * 3 >= get_total_active_balance(state, current_epoch) * 2:
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current_epoch_matching_target_balance = get_attesting_balance(state, get_matching_target_attestations(state, current_epoch))
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if current_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = get_current_epoch(state)
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state.current_justified_root = get_block_root(state, get_epoch_start_slot(state.current_justified_epoch))
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state.justification_bitfield |= (1 << 0)
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@ -1601,7 +1575,7 @@ def process_crosslinks(state: BeaconState) -> None:
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epoch = slot_to_epoch(slot)
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for crosslink_committee, shard in get_crosslink_committees_at_slot(state, slot):
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winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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if 3 * get_total_balance(state, attesting_indices, epoch) >= 2 * get_total_balance(state, crosslink_committee, epoch):
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if 3 * get_total_balance(state, attesting_indices) >= 2 * get_total_balance(state, crosslink_committee):
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state.current_crosslinks[shard] = winning_crosslink
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```
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@ -1610,18 +1584,18 @@ def process_crosslinks(state: BeaconState) -> None:
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First, we define additional helpers:
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```python
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def get_base_reward(state: BeaconState, index: ValidatorIndex, epoch: Epoch) -> Gwei:
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adjusted_quotient = integer_squareroot(get_total_active_balance(state, epoch)) // BASE_REWARD_QUOTIENT
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def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
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adjusted_quotient = integer_squareroot(get_total_active_balance(state)) // BASE_REWARD_QUOTIENT
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if adjusted_quotient == 0:
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return 0
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return get_effective_balance(state, index, epoch) // adjusted_quotient // BASE_REWARDS_PER_EPOCH
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return state.validator_registry[index].effective_balance // adjusted_quotient // BASE_REWARDS_PER_EPOCH
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```
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```python
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def get_attestation_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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previous_epoch = get_previous_epoch(state)
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total_balance = get_total_active_balance(state, previous_epoch)
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total_balance = get_total_active_balance(state)
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eligible_validator_indices = [
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index for index, validator in enumerate(state.validator_registry)
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if is_active_validator(validator, previous_epoch) or (validator.slashed and previous_epoch < validator.withdrawable_epoch)
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@ -1629,7 +1603,7 @@ def get_attestation_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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rewards = [0 for index in range(len(state.validator_registry))]
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penalties = [0 for index in range(len(state.validator_registry))]
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for index in eligible_validator_indices:
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base_reward = get_base_reward(state, index, previous_epoch)
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base_reward = get_base_reward(state, index)
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# Micro-incentives for attestations matching FFG source, FFG target, and head
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for attestations in (
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get_matching_source_attestations(state, previous_epoch),
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):
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if index in get_unslashed_attesting_indices(state, attestations):
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rewards[index] += base_reward * get_attesting_balance(state, attestations, previous_epoch) // total_balance
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rewards[index] += base_reward * get_attesting_balance(state, attestations) // total_balance
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else:
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penalties[index] += base_reward
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@ -1656,7 +1630,7 @@ def get_attestation_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY:
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penalties[index] += BASE_REWARDS_PER_EPOCH * base_reward
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if index not in get_unslashed_attesting_indices(state, get_matching_target_attestations(state, previous_epoch)):
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penalties[index] += get_effective_balance(state, index, previous_epoch) * finality_delay // INACTIVITY_PENALTY_QUOTIENT
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penalties[index] += state.validator_registry[index].effective_balance * finality_delay // INACTIVITY_PENALTY_QUOTIENT
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return [rewards, penalties]
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```
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@ -1669,10 +1643,10 @@ def get_crosslink_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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epoch = slot_to_epoch(slot)
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for crosslink_committee, shard in get_crosslink_committees_at_slot(state, slot):
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winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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attesting_balance = get_total_balance(state, attesting_indices, epoch)
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committee_balance = get_total_balance(state, crosslink_committee, epoch)
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attesting_balance = get_total_balance(state, attesting_indices)
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committee_balance = get_total_balance(state, crosslink_committee)
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for index in crosslink_committee:
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base_reward = get_base_reward(state, index, epoch)
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base_reward = get_base_reward(state, index)
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if index in attesting_indices:
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rewards[index] += base_reward * attesting_balance // committee_balance
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else:
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@ -1726,7 +1700,7 @@ Run the following function:
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def process_slashings(state: BeaconState) -> None:
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current_epoch = get_current_epoch(state)
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active_validator_indices = get_active_validator_indices(state, current_epoch)
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total_balance = get_total_balance(state, active_validator_indices, current_epoch)
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total_balance = get_total_balance(state, active_validator_indices)
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# Compute `total_penalties`
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total_at_start = state.latest_slashed_balances[(current_epoch + 1) % LATEST_SLASHED_EXIT_LENGTH]
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for index, validator in enumerate(state.validator_registry):
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if validator.slashed and current_epoch == validator.withdrawable_epoch - LATEST_SLASHED_EXIT_LENGTH // 2:
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penalty = max(
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get_effective_balance(state, index, current_epoch) * min(total_penalties * 3, total_balance) // total_balance,
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get_effective_balance(state, index, current_epoch) // MIN_PENALTY_QUOTIENT
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validator.effective_balance * min(total_penalties * 3, total_balance) // total_balance,
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validator.effective_balance // MIN_PENALTY_QUOTIENT
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)
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decrease_balance(state, index, penalty)
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```
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@ -1753,9 +1727,12 @@ def process_final_updates(state: BeaconState) -> None:
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# Reset eth1 data votes
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if state.slot % SLOTS_PER_ETH1_VOTING_PERIOD == 0:
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state.eth1_data_votes = []
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# Update effective balances
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# Update effective balances with hysteresis
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for index, validator in enumerate(state.validator_registry):
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validator.effective_balance = get_current_epoch_effective_balance(state, index)
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balance = min(state.balances[index], MAX_DEPOSIT_AMOUNT)
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HALF_INCREMENT = EFFECTIVE_BALANCE_INCREMENT // 2
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if balance < validator.effective_balance or validator.effective_balance + 3 * HALF_INCREMENT < balance:
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validator.effective_balance = balance - balance % EFFECTIVE_BALANCE_INCREMENT
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# Update start shard
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state.latest_start_shard = (state.latest_start_shard + get_shard_delta(state, current_epoch)) % SHARD_COUNT
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# Set active index root
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@ -1980,20 +1957,17 @@ def process_deposit(state: BeaconState, deposit: Deposit) -> None:
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if not bls_verify(pubkey, signing_root(deposit.data), deposit.data.signature, get_domain(state, DOMAIN_DEPOSIT)):
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return
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# Add new validator
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validator = Validator(
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# Add validator and balance entries
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state.validator_registry.append(Validator(
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pubkey=pubkey,
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withdrawal_credentials=deposit.data.withdrawal_credentials,
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activation_eligibility_epoch=FAR_FUTURE_EPOCH,
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activation_epoch=FAR_FUTURE_EPOCH,
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exit_epoch=FAR_FUTURE_EPOCH,
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withdrawable_epoch=FAR_FUTURE_EPOCH,
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)
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state.validator_registry.append(validator)
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# Add initial balance
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effective_balance=amount - amount % EFFECTIVE_BALANCE_INCREMENT
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))
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state.balances.append(amount)
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validator.effective_balance = get_current_epoch_effective_balance(state, len(state.validator_registry) - 1)
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else:
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# Increase balance by deposit amount
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index = validator_pubkeys.index(pubkey)
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