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# Ethereum 2.0 Phase 0 -- The Beacon Chain
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**Notice**: This document is a work-in-progress for researchers and implementers.
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## Table of contents
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<!-- TOC -->
- [Ethereum 2.0 Phase 0 -- The Beacon Chain ](#ethereum-20-phase-0----the-beacon-chain )
- [Table of contents ](#table-of-contents )
- [Introduction ](#introduction )
- [Notation ](#notation )
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- [Custom types ](#custom-types )
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- [Constants ](#constants )
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- [Configuration ](#configuration )
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- [Misc ](#misc )
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- [Gwei values ](#gwei-values )
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- [Initial values ](#initial-values )
- [Time parameters ](#time-parameters )
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- [State list lengths ](#state-list-lengths )
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- [Rewards and penalties ](#rewards-and-penalties )
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- [Max operations per block ](#max-operations-per-block )
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- [Signature domains ](#signature-domains )
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- [Containers ](#containers )
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- [Misc dependencies ](#misc-dependencies )
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- [`Fork` ](#fork )
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- [`Checkpoint` ](#checkpoint )
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- [`Validator` ](#validator )
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- [`Crosslink` ](#crosslink )
- [`AttestationData` ](#attestationdata )
- [`AttestationDataAndCustodyBit` ](#attestationdataandcustodybit )
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- [`IndexedAttestation` ](#indexedattestation )
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- [`PendingAttestation` ](#pendingattestation )
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- [`Eth1Data` ](#eth1data )
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- [`HistoricalBatch` ](#historicalbatch )
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- [`DepositData` ](#depositdata )
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- [`CompactCommittee` ](#compactcommittee )
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- [`BeaconBlockHeader` ](#beaconblockheader )
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- [Beacon operations ](#beacon-operations )
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- [`ProposerSlashing` ](#proposerslashing )
- [`AttesterSlashing` ](#attesterslashing )
- [`Attestation` ](#attestation )
- [`Deposit` ](#deposit )
- [`VoluntaryExit` ](#voluntaryexit )
- [`Transfer` ](#transfer )
- [Beacon blocks ](#beacon-blocks )
- [`BeaconBlockBody` ](#beaconblockbody )
- [`BeaconBlock` ](#beaconblock )
- [Beacon state ](#beacon-state )
- [`BeaconState` ](#beaconstate )
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- [Helper functions ](#helper-functions )
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- [Math ](#math )
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- [`integer_squareroot` ](#integer_squareroot )
- [`xor` ](#xor )
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- [`int_to_bytes` ](#int_to_bytes )
- [`bytes_to_int` ](#bytes_to_int )
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- [Crypto ](#crypto )
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- [`hash` ](#hash )
- [`hash_tree_root` ](#hash_tree_root )
- [`signing_root` ](#signing_root )
- [`bls_verify` ](#bls_verify )
- [`bls_verify_multiple` ](#bls_verify_multiple )
- [`bls_aggregate_pubkeys` ](#bls_aggregate_pubkeys )
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- [Predicates ](#predicates )
- [`is_active_validator` ](#is_active_validator )
- [`is_slashable_validator` ](#is_slashable_validator )
- [`is_slashable_attestation_data` ](#is_slashable_attestation_data )
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- [`is_valid_merkle_branch` ](#is_valid_merkle_branch )
- [Misc ](#misc )
- [`shuffle_index` ](#shuffle_index )
- [`compute_committee` ](#compute_committee )
- [`validate_indexed_attestation` ](#validate_indexed_attestation )
- [`slot_to_epoch` ](#slot_to_epoch )
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- [`epoch_start_slot` ](#epoch_start_slot )
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- [`compute_activation_exit_epoch` ](#compute_activation_exit_epoch )
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- [`bls_domain` ](#bls_domain )
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- [Beacon state accessors ](#beacon-state-accessors )
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- [`get_current_epoch` ](#get_current_epoch )
- [`get_previous_epoch` ](#get_previous_epoch )
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- [`get_block_root` ](#get_block_root )
- [`get_block_root_at_slot` ](#get_block_root_at_slot )
- [`get_randao_mix` ](#get_randao_mix )
- [`get_active_validator_indices` ](#get_active_validator_indices )
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- [`get_validator_churn_limit` ](#get_validator_churn_limit )
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- [`get_seed` ](#get_seed )
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- [`get_committee_count` ](#get_committee_count )
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- [`get_crosslink_committee` ](#get_crosslink_committee )
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- [`get_start_shard` ](#get_start_shard )
- [`get_shard_delta` ](#get_shard_delta )
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- [`get_beacon_proposer_index` ](#get_beacon_proposer_index )
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- [`get_attestation_data_slot` ](#get_attestation_data_slot )
- [`get_compact_committees_root` ](#get_compact_committees_root )
- [`get_total_balance` ](#get_total_balance )
- [`get_domain` ](#get_domain )
- [`get_indexed_attestation` ](#get_indexed_attestation )
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- [`get_attesting_indices` ](#get_attesting_indices )
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- [Beacon state mutators ](#beacon-state-mutators )
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- [`increase_balance` ](#increase_balance )
- [`decrease_balance` ](#decrease_balance )
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- [`initiate_validator_exit` ](#initiate_validator_exit )
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- [`slash_validator` ](#slash_validator )
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- [Genesis ](#genesis )
- [Genesis state ](#genesis-state )
- [Genesis block ](#genesis-block )
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- [Beacon chain state transition function ](#beacon-chain-state-transition-function )
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- [Epoch processing ](#epoch-processing )
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- [Helper functions ](#helper-functions-1 )
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- [Justification and finalization ](#justification-and-finalization )
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- [Crosslinks ](#crosslinks )
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- [Rewards and penalties ](#rewards-and-penalties-1 )
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- [Registry updates ](#registry-updates )
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- [Slashings ](#slashings )
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- [Final updates ](#final-updates )
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- [Block processing ](#block-processing )
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- [Block header ](#block-header )
- [RANDAO ](#randao )
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- [Eth1 data ](#eth1-data )
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- [Operations ](#operations )
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- [Proposer slashings ](#proposer-slashings )
- [Attester slashings ](#attester-slashings )
- [Attestations ](#attestations )
- [Deposits ](#deposits )
- [Voluntary exits ](#voluntary-exits )
- [Transfers ](#transfers )
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<!-- /TOC -->
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## Introduction
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This document represents the specification for Phase 0 of Ethereum 2.0 -- The Beacon Chain.
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At the core of Ethereum 2.0 is a system chain called the "beacon chain". The beacon chain stores and manages the registry of validators. In the initial deployment phases of Ethereum 2.0, the only mechanism to become a validator is to make a one-way ETH transaction to a deposit contract on Ethereum 1.0. Activation as a validator happens when Ethereum 1.0 deposit receipts are processed by the beacon chain, the activation balance is reached, and a queuing process is completed. Exit is either voluntary or done forcibly as a penalty for misbehavior.
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The primary source of load on the beacon chain is "attestations". Attestations are simultaneously availability votes for a shard block and proof-of-stake votes for a beacon block. A sufficient number of attestations for the same shard block create a "crosslink", confirming the shard segment up to that shard block into the beacon chain. Crosslinks also serve as infrastructure for asynchronous cross-shard communication.
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## Notation
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Code snippets appearing in `this style` are to be interpreted as Python 3 code.
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## Custom types
We define the following Python custom types for type hinting and readability:
| Name | SSZ equivalent | Description |
| - | - | - |
| `Slot` | `uint64` | a slot number |
| `Epoch` | `uint64` | an epoch number |
| `Shard` | `uint64` | a shard number |
| `ValidatorIndex` | `uint64` | a validator registry index |
| `Gwei` | `uint64` | an amount in Gwei |
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| `Version` | `Bytes4` | a fork version number |
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| `Hash` | `Bytes32` | a hash |
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| `BLSPubkey` | `Bytes48` | a BLS12-381 public key |
| `BLSSignature` | `Bytes96` | a BLS12-381 signature |
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## Constants
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The following values are (non-configurable) constants used throughout the specification.
| Name | Value |
| - | - |
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| `FAR_FUTURE_EPOCH` | `Epoch(2**64 - 1)` |
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| `BASE_REWARDS_PER_EPOCH` | `5` |
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| `DEPOSIT_CONTRACT_TREE_DEPTH` | `2**5` (= 32) |
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| `SECONDS_PER_DAY` | `86400` |
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## Configuration
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*Note*: The default mainnet configuration values are included here for spec-design purposes. The different configurations for mainnet, testnets, and YAML-based testing can be found in the [`configs/constant_presets` ](../../configs/constant_presets ) directory. These configurations are updated for releases and may be out of sync during `dev` changes.
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### Misc
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| Name | Value |
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| - | - |
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| `SHARD_COUNT` | `2**10` (= 1,024) |
| `TARGET_COMMITTEE_SIZE` | `2**7` (= 128) |
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| `MAX_VALIDATORS_PER_COMMITTEE` | `2**12` (= 4,096) |
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| `MIN_PER_EPOCH_CHURN_LIMIT` | `2**2` (= 4) |
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| `CHURN_LIMIT_QUOTIENT` | `2**16` (= 65,536) |
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| `SHUFFLE_ROUND_COUNT` | `90` |
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| `MIN_GENESIS_ACTIVE_VALIDATOR_COUNT` | `2**16` (= 65,536) |
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| `MIN_GENESIS_TIME` | `1578009600` (Jan 3, 2020) |
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| `JUSTIFICATION_BITS_LENGTH` | `4` |
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| `ENDIANNESS` | `'little'` |
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- For the safety of crosslinks, `TARGET_COMMITTEE_SIZE` exceeds [the recommended minimum committee size of 111 ](https://vitalik.ca/files/Ithaca201807_Sharding.pdf ); with sufficient active validators (at least `SLOTS_PER_EPOCH * TARGET_COMMITTEE_SIZE` ), the shuffling algorithm ensures committee sizes of at least `TARGET_COMMITTEE_SIZE` . (Unbiasable randomness with a Verifiable Delay Function (VDF) will improve committee robustness and lower the safe minimum committee size.)
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### Gwei values
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| Name | Value |
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| - | - |
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| `MIN_DEPOSIT_AMOUNT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
| `MAX_EFFECTIVE_BALANCE` | `Gwei(2**5 * 10**9)` (= 32,000,000,000) |
| `EJECTION_BALANCE` | `Gwei(2**4 * 10**9)` (= 16,000,000,000) |
| `EFFECTIVE_BALANCE_INCREMENT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
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### Initial values
| Name | Value |
| - | - |
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| `GENESIS_SLOT` | `Slot(0)` |
| `GENESIS_EPOCH` | `Epoch(0)` |
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| `BLS_WITHDRAWAL_PREFIX` | `0` |
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### Time parameters
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| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
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| `MIN_ATTESTATION_INCLUSION_DELAY` | `2**0` (= 1) | slots | 6 seconds |
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| `SLOTS_PER_EPOCH` | `2**6` (= 64) | slots | 6.4 minutes |
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| `MIN_SEED_LOOKAHEAD` | `2**0` (= 1) | epochs | 6.4 minutes |
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| `ACTIVATION_EXIT_DELAY` | `2**2` (= 4) | epochs | 25.6 minutes |
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| `SLOTS_PER_ETH1_VOTING_PERIOD` | `2**10` (= 1,024) | slots | ~1.7 hours |
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| `SLOTS_PER_HISTORICAL_ROOT` | `2**13` (= 8,192) | slots | ~13 hours |
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| `MIN_VALIDATOR_WITHDRAWABILITY_DELAY` | `2**8` (= 256) | epochs | ~27 hours |
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| `PERSISTENT_COMMITTEE_PERIOD` | `2**11` (= 2,048) | epochs | 9 days |
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| `MAX_EPOCHS_PER_CROSSLINK` | `2**6` (= 64) | epochs | ~7 hours |
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| `MIN_EPOCHS_TO_INACTIVITY_PENALTY` | `2**2` (= 4) | epochs | 25.6 minutes |
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- `MAX_EPOCHS_PER_CROSSLINK` should be a small constant times `SHARD_COUNT // SLOTS_PER_EPOCH` .
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### State list lengths
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| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
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| `EPOCHS_PER_HISTORICAL_VECTOR` | `2**16` (= 65,536) | epochs | ~0.8 years |
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| `EPOCHS_PER_SLASHINGS_VECTOR` | `2**13` (= 8,192) | epochs | ~36 days |
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| `HISTORICAL_ROOTS_LIMIT` | `2**24` (= 16,777,216) | historical roots | ~26,131 years |
| `VALIDATOR_REGISTRY_LIMIT` | `2**40` (= 1,099,511,627,776) | validator spots | |
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### Rewards and penalties
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| Name | Value |
| - | - |
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| `BASE_REWARD_FACTOR` | `2**6` (= 64) |
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| `WHISTLEBLOWER_REWARD_QUOTIENT` | `2**9` (= 512) |
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| `PROPOSER_REWARD_QUOTIENT` | `2**3` (= 8) |
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| `INACTIVITY_PENALTY_QUOTIENT` | `2**25` (= 33,554,432) |
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| `MIN_SLASHING_PENALTY_QUOTIENT` | `2**5` (= 32) |
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- The `INACTIVITY_PENALTY_QUOTIENT` equals `INVERSE_SQRT_E_DROP_TIME**2` where `INVERSE_SQRT_E_DROP_TIME := 2**12 epochs` (about 18 days) is the time it takes the inactivity penalty to reduce the balance of non-participating validators to about `1/sqrt(e) ~= 60.6%` . Indeed, the balance retained by offline validators after `n` epochs is about `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(n**2/2)` ; so after `INVERSE_SQRT_E_DROP_TIME` epochs, it is roughly `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(INACTIVITY_PENALTY_QUOTIENT/2) ~= 1/sqrt(e)` .
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### Max operations per block
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| Name | Value |
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| - | - |
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| `MAX_PROPOSER_SLASHINGS` | `2**4` (= 16) |
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| `MAX_ATTESTER_SLASHINGS` | `2**0` (= 1) |
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| `MAX_ATTESTATIONS` | `2**7` (= 128) |
| `MAX_DEPOSITS` | `2**4` (= 16) |
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| `MAX_VOLUNTARY_EXITS` | `2**4` (= 16) |
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| `MAX_TRANSFERS` | `0` |
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### Signature domains
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| Name | Value |
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| - | - |
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| `DOMAIN_BEACON_PROPOSER` | `0` |
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| `DOMAIN_RANDAO` | `1` |
| `DOMAIN_ATTESTATION` | `2` |
| `DOMAIN_DEPOSIT` | `3` |
| `DOMAIN_VOLUNTARY_EXIT` | `4` |
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| `DOMAIN_TRANSFER` | `5` |
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## Containers
The following types are [SimpleSerialize (SSZ) ](../simple-serialize.md ) containers.
*Note*: The definitions are ordered topologically to facilitate execution of the spec.
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*Note*: Fields missing in container instantiations default to their zero value.
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### Misc dependencies
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#### `Fork`
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```python
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class Fork(Container):
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previous_version: Version
current_version: Version
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epoch: Epoch # Epoch of latest fork
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```
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#### `Checkpoint`
```python
class Checkpoint(Container):
epoch: Epoch
root: Hash
```
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#### `Validator`
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```python
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class Validator(Container):
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pubkey: BLSPubkey
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withdrawal_credentials: Hash # Commitment to pubkey for withdrawals and transfers
effective_balance: Gwei # Balance at stake
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slashed: boolean
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# Status epochs
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activation_eligibility_epoch: Epoch # When criteria for activation were met
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activation_epoch: Epoch
exit_epoch: Epoch
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withdrawable_epoch: Epoch # When validator can withdraw or transfer funds
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```
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#### `Crosslink`
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```python
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class Crosslink(Container):
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shard: Shard
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parent_root: Hash
# Crosslinking data
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start_epoch: Epoch
end_epoch: Epoch
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data_root: Hash
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```
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#### `AttestationData`
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```python
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class AttestationData(Container):
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# LMD GHOST vote
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beacon_block_root: Hash
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# FFG vote
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source: Checkpoint
target: Checkpoint
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# Crosslink vote
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crosslink: Crosslink
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```
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#### `AttestationDataAndCustodyBit`
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```python
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class AttestationDataAndCustodyBit(Container):
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data: AttestationData
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custody_bit: bit # Challengeable bit (SSZ-bool, 1 byte) for the custody of crosslink data
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```
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#### `IndexedAttestation`
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```python
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class IndexedAttestation(Container):
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custody_bit_0_indices: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE] # Indices with custody bit equal to 0
custody_bit_1_indices: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE] # Indices with custody bit equal to 1
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data: AttestationData
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signature: BLSSignature
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```
#### `PendingAttestation`
```python
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class PendingAttestation(Container):
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aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
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data: AttestationData
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inclusion_delay: Slot
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proposer_index: ValidatorIndex
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```
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#### `Eth1Data`
```python
class Eth1Data(Container):
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deposit_root: Hash
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deposit_count: uint64
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block_hash: Hash
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```
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#### `HistoricalBatch`
```python
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class HistoricalBatch(Container):
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
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```
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#### `DepositData`
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```python
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class DepositData(Container):
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pubkey: BLSPubkey
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withdrawal_credentials: Hash
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amount: Gwei
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signature: BLSSignature
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```
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#### `CompactCommittee`
```python
class CompactCommittee(Container):
pubkeys: List[Bytes48, MAX_VALIDATORS_PER_COMMITTEE]
compact_validators: List[uint64, MAX_VALIDATORS_PER_COMMITTEE]
```
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#### `BeaconBlockHeader`
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```python
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class BeaconBlockHeader(Container):
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slot: Slot
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parent_root: Hash
state_root: Hash
body_root: Hash
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signature: BLSSignature
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```
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### Beacon operations
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#### `ProposerSlashing`
```python
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class ProposerSlashing(Container):
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proposer_index: ValidatorIndex
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header_1: BeaconBlockHeader
header_2: BeaconBlockHeader
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```
#### `AttesterSlashing`
```python
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class AttesterSlashing(Container):
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attestation_1: IndexedAttestation
attestation_2: IndexedAttestation
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```
#### `Attestation`
```python
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class Attestation(Container):
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aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
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data: AttestationData
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custody_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
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signature: BLSSignature
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```
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#### `Deposit`
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```python
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class Deposit(Container):
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proof: Vector[Hash, DEPOSIT_CONTRACT_TREE_DEPTH + 1] # Merkle path to deposit data list root
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data: DepositData
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```
#### `VoluntaryExit`
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```python
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class VoluntaryExit(Container):
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epoch: Epoch # Earliest epoch when voluntary exit can be processed
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validator_index: ValidatorIndex
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signature: BLSSignature
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```
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#### `Transfer`
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```python
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class Transfer(Container):
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sender: ValidatorIndex
recipient: ValidatorIndex
amount: Gwei
fee: Gwei
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slot: Slot # Slot at which transfer must be processed
pubkey: BLSPubkey # Withdrawal pubkey
signature: BLSSignature # Signature checked against withdrawal pubkey
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```
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### Beacon blocks
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#### `BeaconBlockBody`
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```python
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class BeaconBlockBody(Container):
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randao_reveal: BLSSignature
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eth1_data: Eth1Data # Eth1 data vote
graffiti: Bytes32 # Arbitrary data
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# Operations
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proposer_slashings: List[ProposerSlashing, MAX_PROPOSER_SLASHINGS]
attester_slashings: List[AttesterSlashing, MAX_ATTESTER_SLASHINGS]
attestations: List[Attestation, MAX_ATTESTATIONS]
deposits: List[Deposit, MAX_DEPOSITS]
voluntary_exits: List[VoluntaryExit, MAX_VOLUNTARY_EXITS]
transfers: List[Transfer, MAX_TRANSFERS]
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```
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#### `BeaconBlock`
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```python
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class BeaconBlock(Container):
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slot: Slot
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parent_root: Hash
state_root: Hash
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body: BeaconBlockBody
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signature: BLSSignature
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```
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### Beacon state
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#### `BeaconState`
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```python
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class BeaconState(Container):
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# Versioning
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genesis_time: uint64
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slot: Slot
fork: Fork
# History
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latest_block_header: BeaconBlockHeader
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
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historical_roots: List[Hash, HISTORICAL_ROOTS_LIMIT]
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# Eth1
eth1_data: Eth1Data
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eth1_data_votes: List[Eth1Data, SLOTS_PER_ETH1_VOTING_PERIOD]
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eth1_deposit_index: uint64
# Registry
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validators: List[Validator, VALIDATOR_REGISTRY_LIMIT]
balances: List[Gwei, VALIDATOR_REGISTRY_LIMIT]
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# Shuffling
start_shard: Shard
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randao_mixes: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR]
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active_index_roots: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR] # Active index digests for light clients
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compact_committees_roots: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR] # Committee digests for light clients
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# Slashings
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slashings: Vector[Gwei, EPOCHS_PER_SLASHINGS_VECTOR] # Per-epoch sums of slashed effective balances
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# Attestations
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previous_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
current_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
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# Crosslinks
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previous_crosslinks: Vector[Crosslink, SHARD_COUNT] # Previous epoch snapshot
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current_crosslinks: Vector[Crosslink, SHARD_COUNT]
# Finality
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justification_bits: Bitvector[JUSTIFICATION_BITS_LENGTH] # Bit set for every recent justified epoch
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previous_justified_checkpoint: Checkpoint # Previous epoch snapshot
current_justified_checkpoint: Checkpoint
finalized_checkpoint: Checkpoint
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```
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## Helper functions
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*Note*: The definitions below are for specification purposes and are not necessarily optimal implementations.
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### Math
#### `int_to_bytes`
#### `integer_squareroot`
```python
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def integer_squareroot(n: uint64) -> int:
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"""
Return the largest integer ``x`` such that ``x**2 < = n``.
"""
x = n
y = (x + 1) // 2
while y < x:
x = y
y = (x + n // x) // 2
return x
```
#### `xor`
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```python
def xor(bytes1: Bytes32, bytes2: Bytes32) -> Bytes32:
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"""
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Return the exclusive-or of two 32-byte strings.
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"""
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return Bytes32(a ^ b for a, b in zip(bytes1, bytes2))
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```
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```python
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def int_to_bytes(integer: uint64, length: uint64) -> bytes:
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"""
Return the ``length``-byte serialization of ``integer``.
"""
return integer.to_bytes(length, ENDIANNESS)
```
#### `bytes_to_int`
```python
def bytes_to_int(data: bytes) -> int:
"""
Return the integer deserialization of ``data``.
"""
return int.from_bytes(data, ENDIANNESS)
```
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### Crypto
#### `hash`
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`def hash(data: bytes) -> Hash` is SHA256.
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#### `hash_tree_root`
`def hash_tree_root(object: SSZSerializable) -> Hash` is a function for hashing objects into a single root by utilizing a hash tree structure, as defined in the [SSZ spec ](../simple-serialize.md#merkleization ).
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#### `signing_root`
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`def signing_root(object: Container) -> Hash` is a function for computing signing messages, as defined in the [SSZ spec ](../simple-serialize.md#self-signed-containers ).
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#### `bls_verify`
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`bls_verify` is a function for verifying a BLS signature, as defined in the [BLS Signature spec ](../bls_signature.md#bls_verify ).
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#### `bls_verify_multiple`
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`bls_verify_multiple` is a function for verifying a BLS signature constructed from multiple messages, as defined in the [BLS Signature spec ](../bls_signature.md#bls_verify_multiple ).
#### `bls_aggregate_pubkeys`
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`bls_aggregate_pubkeys` is a function for aggregating multiple BLS public keys into a single aggregate key, as defined in the [BLS Signature spec ](../bls_signature.md#bls_aggregate_pubkeys ).
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### Predicates
#### `is_active_validator`
```python
def is_active_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is active.
"""
return validator.activation_epoch < = epoch < validator.exit_epoch
```
#### `is_slashable_validator`
```python
def is_slashable_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is slashable.
"""
return (not validator.slashed) and (validator.activation_epoch < = epoch < validator.withdrawable_epoch )
```
#### `is_slashable_attestation_data`
```python
def is_slashable_attestation_data(data_1: AttestationData, data_2: AttestationData) -> bool:
"""
Check if ``data_1`` and ``data_2`` are slashable according to Casper FFG rules.
"""
return (
# Double vote
(data_1 != data_2 and data_1.target.epoch == data_2.target.epoch) or
# Surround vote
(data_1.source.epoch < data_2.source.epoch and data_2 . target . epoch < data_1 . target . epoch )
)
```
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#### `is_valid_merkle_branch`
```python
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def is_valid_merkle_branch(leaf: Hash, branch: Sequence[Hash], depth: uint64, index: uint64, root: Hash) -> bool:
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"""
Check if ``leaf`` at ``index`` verifies against the Merkle ``root`` and ``branch``.
"""
value = leaf
for i in range(depth):
if index // (2**i) % 2:
value = hash(branch[i] + value)
else:
value = hash(value + branch[i])
return value == root
```
### Misc
#### `shuffle_index`
```python
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def shuffle_index(index: ValidatorIndex, index_count: uint64, seed: Hash) -> ValidatorIndex:
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"""
Return the shuffled validator index corresponding to ``seed`` (and ``index_count``).
"""
assert index < index_count
assert index_count < = 2**40
# Swap or not (https://link.springer.com/content/pdf/10.1007%2F978-3-642-32009-5_1.pdf)
# See the 'generalized domain' algorithm on page 3
for current_round in range(SHUFFLE_ROUND_COUNT):
pivot = bytes_to_int(hash(seed + int_to_bytes(current_round, length=1))[0:8]) % index_count
flip = ValidatorIndex((pivot + index_count - index) % index_count)
position = max(index, flip)
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source = hash(seed + int_to_bytes(current_round, length=1) + int_to_bytes(position // 256, length=4))
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byte = source[(position % 256) // 8]
bit = (byte >> (position % 8)) % 2
index = flip if bit else index
return ValidatorIndex(index)
```
#### `compute_committee`
```python
def compute_committee(indices: Sequence[ValidatorIndex],
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seed: Hash,
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index: uint64,
count: uint64) -> Sequence[ValidatorIndex]:
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"""
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Return the committee corresponding to ``indices``, ``seed``, ``index``, and committee ``count``.
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"""
start = (len(indices) * index) // count
end = (len(indices) * (index + 1)) // count
return [indices[shuffle_index(ValidatorIndex(i), len(indices), seed)] for i in range(start, end)]
```
#### `validate_indexed_attestation`
```python
def validate_indexed_attestation(state: BeaconState, indexed_attestation: IndexedAttestation) -> None:
"""
Verify validity of ``indexed_attestation``.
"""
bit_0_indices = indexed_attestation.custody_bit_0_indices
bit_1_indices = indexed_attestation.custody_bit_1_indices
# Verify no index has custody bit equal to 1 [to be removed in phase 1]
assert len(bit_1_indices) == 0
# Verify max number of indices
assert len(bit_0_indices) + len(bit_1_indices) < = MAX_VALIDATORS_PER_COMMITTEE
# Verify index sets are disjoint
assert len(set(bit_0_indices).intersection(bit_1_indices)) == 0
# Verify indices are sorted
assert bit_0_indices == sorted(bit_0_indices) and bit_1_indices == sorted(bit_1_indices)
# Verify aggregate signature
assert bls_verify_multiple(
pubkeys=[
bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_0_indices]),
bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_1_indices]),
],
message_hashes=[
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b0)),
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b1)),
],
signature=indexed_attestation.signature,
domain=get_domain(state, DOMAIN_ATTESTATION, indexed_attestation.data.target.epoch),
)
```
#### `slot_to_epoch`
```python
def slot_to_epoch(slot: Slot) -> Epoch:
"""
Return the epoch number of ``slot``.
"""
return Epoch(slot // SLOTS_PER_EPOCH)
```
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#### `epoch_start_slot`
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```python
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def epoch_start_slot(epoch: Epoch) -> Slot:
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"""
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Return the start slot of ``epoch``.
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"""
return Slot(epoch * SLOTS_PER_EPOCH)
```
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#### `compute_activation_exit_epoch`
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```python
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def compute_activation_exit_epoch(epoch: Epoch) -> Epoch:
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"""
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Return the epoch during which validator activations and exits initiated in ``epoch`` take effect.
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"""
return Epoch(epoch + 1 + ACTIVATION_EXIT_DELAY)
```
#### `bls_domain`
```python
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def bls_domain(domain_type: uint64, fork_version: bytes=b'\x00' * 4) -> int:
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"""
Return the BLS domain for the ``domain_type`` and ``fork_version``.
"""
return bytes_to_int(int_to_bytes(domain_type, length=4) + fork_version)
```
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### Beacon state accessors
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#### `get_current_epoch`
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```python
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def get_current_epoch(state: BeaconState) -> Epoch:
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"""
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Return the current epoch.
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"""
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return slot_to_epoch(state.slot)
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```
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#### `get_previous_epoch`
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```python
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def get_previous_epoch(state: BeaconState) -> Epoch:
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"""`
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Return the previous epoch (unless the current epoch is ``GENESIS_EPOCH``).
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"""
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current_epoch = get_current_epoch(state)
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return GENESIS_EPOCH if current_epoch == GENESIS_EPOCH else Epoch(current_epoch - 1)
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```
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#### `get_block_root`
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```python
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def get_block_root(state: BeaconState, epoch: Epoch) -> Hash:
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"""
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Return the block root at the start of a recent ``epoch``.
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"""
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return get_block_root_at_slot(state, epoch_start_slot(epoch))
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```
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#### `get_block_root_at_slot`
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```python
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def get_block_root_at_slot(state: BeaconState, slot: Slot) -> Hash:
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"""
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Return the block root at a recent ``slot``.
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"""
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assert slot < state.slot < = slot + SLOTS_PER_HISTORICAL_ROOT
return state.block_roots[slot % SLOTS_PER_HISTORICAL_ROOT]
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```
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#### `get_randao_mix`
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```python
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def get_randao_mix(state: BeaconState, epoch: Epoch) -> Hash:
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"""
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Return the randao mix at a recent ``epoch``.
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"""
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return state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR]
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```
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#### `get_active_validator_indices`
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```python
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def get_active_validator_indices(state: BeaconState, epoch: Epoch) -> Sequence[ValidatorIndex]:
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"""
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Return the sequence of active validator indices at ``epoch``.
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"""
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return [ValidatorIndex(i) for i, v in enumerate(state.validators) if is_active_validator(v, epoch)]
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```
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#### `get_validator_churn_limit`
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```python
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def get_validator_churn_limit(state: BeaconState) -> int:
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"""
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Return the validator churn limit for the current epoch.
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"""
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active_validator_indices = get_active_validator_indices(state, get_current_epoch(state))
return max(MIN_PER_EPOCH_CHURN_LIMIT, len(active_validator_indices) // CHURN_LIMIT_QUOTIENT)
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```
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#### `get_seed`
```python
def get_seed(state: BeaconState, epoch: Epoch) -> Hash:
"""
Return the seed at ``epoch``.
"""
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mix = get_randao_mix(state, Epoch(epoch + EPOCHS_PER_HISTORICAL_VECTOR - MIN_SEED_LOOKAHEAD)) # Avoid underflow
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active_index_root = state.active_index_roots[epoch % EPOCHS_PER_HISTORICAL_VECTOR]
return hash(mix + active_index_root + int_to_bytes(epoch, length=32))
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```
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#### `get_committee_count`
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```python
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def get_committee_count(state: BeaconState, epoch: Epoch) -> int:
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"""
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Return the number of committees at ``epoch``.
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"""
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committees_per_slot = max(1, min(
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SHARD_COUNT // SLOTS_PER_EPOCH,
len(get_active_validator_indices(state, epoch)) // SLOTS_PER_EPOCH // TARGET_COMMITTEE_SIZE,
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))
return committees_per_slot * SLOTS_PER_EPOCH
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```
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#### `get_crosslink_committee`
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```python
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def get_crosslink_committee(state: BeaconState, epoch: Epoch, shard: Shard) -> Sequence[ValidatorIndex]:
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"""
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Return the crosslink committee at ``epoch`` for ``shard``.
"""
return compute_committee(
indices=get_active_validator_indices(state, epoch),
seed=get_seed(state, epoch),
index=(shard + SHARD_COUNT - get_start_shard(state, epoch)) % SHARD_COUNT,
count=get_committee_count(state, epoch),
)
```
#### `get_start_shard`
```python
def get_start_shard(state: BeaconState, epoch: Epoch) -> Shard:
"""
Return the start shard of the 0th committee at ``epoch``.
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"""
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assert epoch < = get_current_epoch(state) + 1
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check_epoch = Epoch(get_current_epoch(state) + 1)
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shard = Shard((state.start_shard + get_shard_delta(state, get_current_epoch(state))) % SHARD_COUNT)
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while check_epoch > epoch:
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check_epoch -= Epoch(1)
shard = Shard((shard + SHARD_COUNT - get_shard_delta(state, check_epoch)) % SHARD_COUNT)
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return shard
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```
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#### `get_shard_delta`
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```python
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def get_shard_delta(state: BeaconState, epoch: Epoch) -> int:
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"""
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Return the number of shards to increment ``state.start_shard`` at ``epoch``.
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"""
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return min(get_committee_count(state, epoch), SHARD_COUNT - SHARD_COUNT // SLOTS_PER_EPOCH)
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```
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#### `get_beacon_proposer_index`
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```python
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def get_beacon_proposer_index(state: BeaconState) -> ValidatorIndex:
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"""
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Return the beacon proposer index at the current slot.
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"""
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epoch = get_current_epoch(state)
committees_per_slot = get_committee_count(state, epoch) // SLOTS_PER_EPOCH
offset = committees_per_slot * (state.slot % SLOTS_PER_EPOCH)
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
first_committee = get_crosslink_committee(state, epoch, shard)
MAX_RANDOM_BYTE = 2**8 - 1
seed = get_seed(state, epoch)
i = 0
while True:
candidate_index = first_committee[(epoch + i) % len(first_committee)]
random_byte = hash(seed + int_to_bytes(i // 32, length=8))[i % 32]
effective_balance = state.validators[candidate_index].effective_balance
if effective_balance * MAX_RANDOM_BYTE >= MAX_EFFECTIVE_BALANCE * random_byte:
return ValidatorIndex(candidate_index)
i += 1
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```
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#### `get_attestation_data_slot`
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```python
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def get_attestation_data_slot(state: BeaconState, data: AttestationData) -> Slot:
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"""
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Return the slot corresponding to the attestation ``data``.
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"""
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committee_count = get_committee_count(state, data.target.epoch)
offset = (data.crosslink.shard + SHARD_COUNT - get_start_shard(state, data.target.epoch)) % SHARD_COUNT
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return Slot(epoch_start_slot(data.target.epoch) + offset // (committee_count // SLOTS_PER_EPOCH))
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```
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#### `get_compact_committees_root`
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```python
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def get_compact_committees_root(state: BeaconState, epoch: Epoch) -> Hash:
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"""
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Return the compact committee root at ``epoch``.
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"""
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committees = [CompactCommittee() for _ in range(SHARD_COUNT)]
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start_shard = get_start_shard(state, epoch)
for committee_number in range(get_committee_count(state, epoch)):
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shard = Shard((start_shard + committee_number) % SHARD_COUNT)
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for index in get_crosslink_committee(state, epoch, shard):
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validator = state.validators[index]
committees[shard].pubkeys.append(validator.pubkey)
compact_balance = validator.effective_balance // EFFECTIVE_BALANCE_INCREMENT
# `index` (top 6 bytes) + `slashed` (16th bit) + `compact_balance` (bottom 15 bits)
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compact_validator = uint64((index < < 16 ) + ( validator . slashed < < 15 ) + compact_balance )
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committees[shard].compact_validators.append(compact_validator)
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return hash_tree_root(Vector[CompactCommittee, SHARD_COUNT](committees))
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```
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#### `get_total_balance`
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```python
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def get_total_balance(state: BeaconState, indices: Set[ValidatorIndex]) -> Gwei:
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"""
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Return the combined effective balance of the ``indices``. (1 Gwei minimum to avoid divisions by zero.)
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"""
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return Gwei(max(sum([state.validators[index].effective_balance for index in indices]), 1))
```
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#### `get_total_active_balance`
```python
def get_total_active_balance(state: BeaconState) -> Gwei:
"""
Return the combined effective balance of the active validators.
"""
return get_total_balance(state, set(get_active_validator_indices(state, get_current_epoch(state))))
```
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#### `get_domain`
```python
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def get_domain(state: BeaconState, domain_type: uint64, message_epoch: Epoch=None) -> int:
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"""
Return the signature domain (fork version concatenated with domain type) of a message.
"""
epoch = get_current_epoch(state) if message_epoch is None else message_epoch
fork_version = state.fork.previous_version if epoch < state.fork.epoch else state . fork . current_version
return bls_domain(domain_type, fork_version)
```
#### `get_indexed_attestation`
```python
def get_indexed_attestation(state: BeaconState, attestation: Attestation) -> IndexedAttestation:
"""
Return the indexed attestation corresponding to ``attestation``.
"""
attesting_indices = get_attesting_indices(state, attestation.data, attestation.aggregation_bits)
custody_bit_1_indices = get_attesting_indices(state, attestation.data, attestation.custody_bits)
assert custody_bit_1_indices.issubset(attesting_indices)
custody_bit_0_indices = attesting_indices.difference(custody_bit_1_indices)
return IndexedAttestation(
custody_bit_0_indices=sorted(custody_bit_0_indices),
custody_bit_1_indices=sorted(custody_bit_1_indices),
data=attestation.data,
signature=attestation.signature,
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)
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```
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#### `get_attesting_indices`
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```python
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def get_attesting_indices(state: BeaconState,
data: AttestationData,
bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]) -> Set[ValidatorIndex]:
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"""
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Return the set of attesting indices corresponding to ``data`` and ``bits``.
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"""
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committee = get_crosslink_committee(state, data.target.epoch, data.crosslink.shard)
return set(index for i, index in enumerate(committee) if bits[i])
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```
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### Beacon state mutators
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#### `increase_balance`
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```python
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def increase_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Increase the validator balance at index ``index`` by ``delta``.
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"""
state.balances[index] += delta
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```
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#### `decrease_balance`
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```python
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def decrease_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
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"""
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Decrease the validator balance at index ``index`` by ``delta``, with underflow protection.
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"""
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state.balances[index] = 0 if delta > state.balances[index] else state.balances[index] - delta
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```
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#### `initiate_validator_exit`
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```python
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def initiate_validator_exit(state: BeaconState, index: ValidatorIndex) -> None:
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"""
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Initiate the exit of the validator with index ``index``.
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"""
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# Return if validator already initiated exit
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validator = state.validators[index]
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if validator.exit_epoch != FAR_FUTURE_EPOCH:
return
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2019-04-14 09:01:53 +00:00
# Compute exit queue epoch
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exit_epochs = [v.exit_epoch for v in state.validators if v.exit_epoch != FAR_FUTURE_EPOCH]
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exit_queue_epoch = max(exit_epochs + [compute_activation_exit_epoch(get_current_epoch(state))])
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exit_queue_churn = len([v for v in state.validators if v.exit_epoch == exit_queue_epoch])
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if exit_queue_churn >= get_validator_churn_limit(state):
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exit_queue_epoch += Epoch(1)
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# Set validator exit epoch and withdrawable epoch
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validator.exit_epoch = exit_queue_epoch
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validator.withdrawable_epoch = Epoch(validator.exit_epoch + MIN_VALIDATOR_WITHDRAWABILITY_DELAY)
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```
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#### `slash_validator`
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2018-12-28 18:04:03 +00:00
```python
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def slash_validator(state: BeaconState,
slashed_index: ValidatorIndex,
whistleblower_index: ValidatorIndex=None) -> None:
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"""
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Slash the validator with index ``slashed_index``.
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"""
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epoch = get_current_epoch(state)
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initiate_validator_exit(state, slashed_index)
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validator = state.validators[slashed_index]
validator.slashed = True
validator.withdrawable_epoch = max(validator.withdrawable_epoch, Epoch(epoch + EPOCHS_PER_SLASHINGS_VECTOR))
state.slashings[epoch % EPOCHS_PER_SLASHINGS_VECTOR] += validator.effective_balance
decrease_balance(state, slashed_index, validator.effective_balance // MIN_SLASHING_PENALTY_QUOTIENT)
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# Apply proposer and whistleblower rewards
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proposer_index = get_beacon_proposer_index(state)
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if whistleblower_index is None:
whistleblower_index = proposer_index
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whistleblower_reward = Gwei(validator.effective_balance // WHISTLEBLOWER_REWARD_QUOTIENT)
proposer_reward = Gwei(whistleblower_reward // PROPOSER_REWARD_QUOTIENT)
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increase_balance(state, proposer_index, proposer_reward)
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increase_balance(state, whistleblower_index, whistleblower_reward - proposer_reward)
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```
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## Genesis
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Before the Ethereum 2.0 genesis has been triggered, and for every Ethereum 1.0 block, let `candidate_state = initialize_beacon_state_from_eth1(eth1_block_hash, eth1_timestamp, deposits)` where:
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- `eth1_block_hash` is the hash of the Ethereum 1.0 block
- `eth1_timestamp` is the Unix timestamp corresponding to `eth1_block_hash`
- `deposits` is the sequence of all deposits, ordered chronologically, up to the block with hash `eth1_block_hash`
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```python
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def initialize_beacon_state_from_eth1(eth1_block_hash: Hash,
eth1_timestamp: uint64,
deposits: Sequence[Deposit]) -> BeaconState:
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state = BeaconState(
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genesis_time=eth1_timestamp - eth1_timestamp % SECONDS_PER_DAY + 2 * SECONDS_PER_DAY,
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eth1_data=Eth1Data(block_hash=eth1_block_hash, deposit_count=len(deposits)),
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latest_block_header=BeaconBlockHeader(body_root=hash_tree_root(BeaconBlockBody())),
)
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# Process deposits
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leaves = list(map(lambda deposit: deposit.data, deposits))
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for index, deposit in enumerate(deposits):
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deposit_data_list = List[DepositData, 2**DEPOSIT_CONTRACT_TREE_DEPTH](*leaves[:index + 1])
state.eth1_data.deposit_root = hash_tree_root(deposit_data_list)
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process_deposit(state, deposit)
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# Process activations
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for index, validator in enumerate(state.validators):
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if state.balances[index] >= MAX_EFFECTIVE_BALANCE:
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validator.activation_eligibility_epoch = GENESIS_EPOCH
validator.activation_epoch = GENESIS_EPOCH
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# Populate active_index_roots and compact_committees_roots
genesis_active_index_root = hash_tree_root(
List[ValidatorIndex, VALIDATOR_REGISTRY_LIMIT](get_active_validator_indices(state, GENESIS_EPOCH))
)
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committee_root = get_compact_committees_root(state, GENESIS_EPOCH)
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for index in range(EPOCHS_PER_HISTORICAL_VECTOR):
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state.active_index_roots[index] = genesis_active_index_root
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state.compact_committees_roots[index] = committee_root
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return state
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```
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### Genesis state
Let `genesis_state = candidate_state` whenever `is_valid_genesis_state(candidate_state) is True` for the first time.
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```python
def is_valid_genesis_state(state: BeaconState) -> bool:
if state.genesis_time < MIN_GENESIS_TIME:
return False
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if len(get_active_validator_indices(state, GENESIS_EPOCH)) < MIN_GENESIS_ACTIVE_VALIDATOR_COUNT:
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return False
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return True
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```
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*Note*: The `is_valid_genesis_state` function (including `MIN_GENESIS_TIME` and `MIN_GENESIS_ACTIVE_VALIDATOR_COUNT` ) is a placeholder for testing. It has yet to be finalized by the community, and can be updated as necessary.
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### Genesis block
Let `genesis_block = BeaconBlock(state_root=hash_tree_root(genesis_state))` .
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## Beacon chain state transition function
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The post-state corresponding to a pre-state `state` and a block `block` is defined as `state_transition(state, block)` . State transitions that trigger an unhandled exception (e.g. a failed `assert` or an out-of-range list access) are considered invalid.
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```python
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def state_transition(state: BeaconState, block: BeaconBlock, validate_state_root: bool=False) -> BeaconState:
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# Process slots (including those with no blocks) since block
process_slots(state, block.slot)
# Process block
process_block(state, block)
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# Validate state root (`validate_state_root == True` in production)
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if validate_state_root:
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assert block.state_root == hash_tree_root(state)
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# Return post-state
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return state
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```
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```python
def process_slots(state: BeaconState, slot: Slot) -> None:
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assert state.slot < = slot
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while state.slot < slot:
process_slot(state)
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# Process epoch on the start slot of the next epoch
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if (state.slot + 1) % SLOTS_PER_EPOCH == 0:
process_epoch(state)
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state.slot += Slot(1)
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```
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```python
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def process_slot(state: BeaconState) -> None:
# Cache state root
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previous_state_root = hash_tree_root(state)
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state.state_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_state_root
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# Cache latest block header state root
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if state.latest_block_header.state_root == Hash():
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state.latest_block_header.state_root = previous_state_root
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# Cache block root
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previous_block_root = signing_root(state.latest_block_header)
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state.block_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_block_root
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```
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### Epoch processing
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*Note*: The `# @LabelHere` lines below are placeholders to show that code will be inserted here in a future phase.
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```python
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def process_epoch(state: BeaconState) -> None:
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process_justification_and_finalization(state)
process_crosslinks(state)
process_rewards_and_penalties(state)
process_registry_updates(state)
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# @process_reveal_deadlines
# @process_challenge_deadlines
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process_slashings(state)
process_final_updates(state)
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# @after_process_final_updates
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```
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#### Helper functions
```python
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def get_matching_source_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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assert epoch in (get_previous_epoch(state), get_current_epoch(state))
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return state.current_epoch_attestations if epoch == get_current_epoch(state) else state.previous_epoch_attestations
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```
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```python
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def get_matching_target_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.target.root == get_block_root(state, epoch)
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]
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```
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```python
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def get_matching_head_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.beacon_block_root == get_block_root_at_slot(state, get_attestation_data_slot(state, a.data))
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]
```
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```python
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def get_unslashed_attesting_indices(state: BeaconState,
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attestations: Sequence[PendingAttestation]) -> Set[ValidatorIndex]:
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output = set() # type: Set[ValidatorIndex]
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for a in attestations:
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output = output.union(get_attesting_indices(state, a.data, a.aggregation_bits))
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return set(filter(lambda index: not state.validators[index].slashed, list(output)))
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```
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```python
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def get_attesting_balance(state: BeaconState, attestations: Sequence[PendingAttestation]) -> Gwei:
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return get_total_balance(state, get_unslashed_attesting_indices(state, attestations))
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```
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```python
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def get_winning_crosslink_and_attesting_indices(state: BeaconState,
epoch: Epoch,
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shard: Shard) -> Tuple[Crosslink, Set[ValidatorIndex]]:
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attestations = [a for a in get_matching_source_attestations(state, epoch) if a.data.crosslink.shard == shard]
crosslinks = list(filter(
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lambda c: hash_tree_root(state.current_crosslinks[shard]) in (c.parent_root, hash_tree_root(c)),
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[a.data.crosslink for a in attestations]
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))
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# Winning crosslink has the crosslink data root with the most balance voting for it (ties broken lexicographically)
winning_crosslink = max(crosslinks, key=lambda c: (
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get_attesting_balance(state, [a for a in attestations if a.data.crosslink == c]), c.data_root
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), default=Crosslink())
winning_attestations = [a for a in attestations if a.data.crosslink == winning_crosslink]
return winning_crosslink, get_unslashed_attesting_indices(state, winning_attestations)
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```
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#### Justification and finalization
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```python
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def process_justification_and_finalization(state: BeaconState) -> None:
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if get_current_epoch(state) < = GENESIS_EPOCH + 1:
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return
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previous_epoch = get_previous_epoch(state)
current_epoch = get_current_epoch(state)
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old_previous_justified_checkpoint = state.previous_justified_checkpoint
old_current_justified_checkpoint = state.current_justified_checkpoint
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# Process justifications
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state.previous_justified_checkpoint = state.current_justified_checkpoint
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state.justification_bits[1:] = state.justification_bits[:-1]
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state.justification_bits[0] = 0b0
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matching_target_attestations = get_matching_target_attestations(state, previous_epoch) # Previous epoch
if get_attesting_balance(state, matching_target_attestations) * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_checkpoint = Checkpoint(epoch=previous_epoch,
root=get_block_root(state, previous_epoch))
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state.justification_bits[1] = 0b1
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matching_target_attestations = get_matching_target_attestations(state, current_epoch) # Current epoch
if get_attesting_balance(state, matching_target_attestations) * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_checkpoint = Checkpoint(epoch=current_epoch,
root=get_block_root(state, current_epoch))
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state.justification_bits[0] = 0b1
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# Process finalizations
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bits = state.justification_bits
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# The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th as source
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if all(bits[1:4]) and old_previous_justified_checkpoint.epoch + 3 == current_epoch:
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state.finalized_checkpoint = old_previous_justified_checkpoint
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# The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as source
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if all(bits[1:3]) and old_previous_justified_checkpoint.epoch + 2 == current_epoch:
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state.finalized_checkpoint = old_previous_justified_checkpoint
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# The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as source
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if all(bits[0:3]) and old_current_justified_checkpoint.epoch + 2 == current_epoch:
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state.finalized_checkpoint = old_current_justified_checkpoint
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# The 1st/2nd most recent epochs are justified, the 1st using the 2nd as source
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if all(bits[0:2]) and old_current_justified_checkpoint.epoch + 1 == current_epoch:
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state.finalized_checkpoint = old_current_justified_checkpoint
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```
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#### Crosslinks
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```python
def process_crosslinks(state: BeaconState) -> None:
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state.previous_crosslinks = [c for c in state.current_crosslinks]
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for epoch in (get_previous_epoch(state), get_current_epoch(state)):
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for offset in range(get_committee_count(state, epoch)):
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
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crosslink_committee = set(get_crosslink_committee(state, epoch, shard))
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winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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if 3 * get_total_balance(state, attesting_indices) >= 2 * get_total_balance(state, crosslink_committee):
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state.current_crosslinks[shard] = winning_crosslink
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```
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#### Rewards and penalties
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```python
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def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
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total_balance = get_total_active_balance(state)
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effective_balance = state.validators[index].effective_balance
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return Gwei(effective_balance * BASE_REWARD_FACTOR // integer_squareroot(total_balance) // BASE_REWARDS_PER_EPOCH)
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```
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```python
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def get_attestation_deltas(state: BeaconState) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
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previous_epoch = get_previous_epoch(state)
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total_balance = get_total_active_balance(state)
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rewards = [Gwei(0) for _ in range(len(state.validators))]
penalties = [Gwei(0) for _ in range(len(state.validators))]
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eligible_validator_indices = [
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ValidatorIndex(index) for index, v in enumerate(state.validators)
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if is_active_validator(v, previous_epoch) or (v.slashed and previous_epoch + 1 < v.withdrawable_epoch )
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]
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# Micro-incentives for matching FFG source, FFG target, and head
matching_source_attestations = get_matching_source_attestations(state, previous_epoch)
matching_target_attestations = get_matching_target_attestations(state, previous_epoch)
matching_head_attestations = get_matching_head_attestations(state, previous_epoch)
for attestations in (matching_source_attestations, matching_target_attestations, matching_head_attestations):
unslashed_attesting_indices = get_unslashed_attesting_indices(state, attestations)
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attesting_balance = get_total_balance(state, unslashed_attesting_indices)
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for index in eligible_validator_indices:
if index in unslashed_attesting_indices:
rewards[index] += get_base_reward(state, index) * attesting_balance // total_balance
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else:
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penalties[index] += get_base_reward(state, index)
# Proposer and inclusion delay micro-rewards
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for index in get_unslashed_attesting_indices(state, matching_source_attestations):
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index = ValidatorIndex(index)
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attestation = min([
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a for a in matching_source_attestations
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if index in get_attesting_indices(state, a.data, a.aggregation_bits)
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], key=lambda a: a.inclusion_delay)
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proposer_reward = Gwei(get_base_reward(state, index) // PROPOSER_REWARD_QUOTIENT)
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rewards[attestation.proposer_index] += proposer_reward
max_attester_reward = get_base_reward(state, index) - proposer_reward
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rewards[index] += Gwei(max_attester_reward * MIN_ATTESTATION_INCLUSION_DELAY // attestation.inclusion_delay)
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# Inactivity penalty
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finality_delay = previous_epoch - state.finalized_checkpoint.epoch
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if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY:
matching_target_attesting_indices = get_unslashed_attesting_indices(state, matching_target_attestations)
for index in eligible_validator_indices:
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index = ValidatorIndex(index)
penalties[index] += Gwei(BASE_REWARDS_PER_EPOCH * get_base_reward(state, index))
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if index not in matching_target_attesting_indices:
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penalties[index] += Gwei(
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state.validators[index].effective_balance * finality_delay // INACTIVITY_PENALTY_QUOTIENT
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)
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return rewards, penalties
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```
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```python
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def get_crosslink_deltas(state: BeaconState) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
rewards = [Gwei(0) for _ in range(len(state.validators))]
penalties = [Gwei(0) for _ in range(len(state.validators))]
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epoch = get_previous_epoch(state)
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for offset in range(get_committee_count(state, epoch)):
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
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crosslink_committee = set(get_crosslink_committee(state, epoch, shard))
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winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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attesting_balance = get_total_balance(state, attesting_indices)
committee_balance = get_total_balance(state, crosslink_committee)
for index in crosslink_committee:
base_reward = get_base_reward(state, index)
if index in attesting_indices:
rewards[index] += base_reward * attesting_balance // committee_balance
else:
penalties[index] += base_reward
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return rewards, penalties
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```
2018-10-01 22:19:16 +00:00
2019-03-01 13:59:52 +00:00
```python
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def process_rewards_and_penalties(state: BeaconState) -> None:
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if get_current_epoch(state) == GENESIS_EPOCH:
return
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rewards1, penalties1 = get_attestation_deltas(state)
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rewards2, penalties2 = get_crosslink_deltas(state)
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for index in range(len(state.validators)):
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increase_balance(state, ValidatorIndex(index), rewards1[index] + rewards2[index])
decrease_balance(state, ValidatorIndex(index), penalties1[index] + penalties2[index])
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```
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#### Registry updates
2018-12-13 19:45:08 +00:00
2018-12-05 11:22:15 +00:00
```python
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def process_registry_updates(state: BeaconState) -> None:
# Process activation eligibility and ejections
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for index, validator in enumerate(state.validators):
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if (
validator.activation_eligibility_epoch == FAR_FUTURE_EPOCH and
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validator.effective_balance == MAX_EFFECTIVE_BALANCE
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):
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validator.activation_eligibility_epoch = get_current_epoch(state)
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if is_active_validator(validator, get_current_epoch(state)) and validator.effective_balance < = EJECTION_BALANCE:
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initiate_validator_exit(state, ValidatorIndex(index))
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# Queue validators eligible for activation and not dequeued for activation prior to finalized epoch
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activation_queue = sorted([
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index for index, validator in enumerate(state.validators) if
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validator.activation_eligibility_epoch != FAR_FUTURE_EPOCH and
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validator.activation_epoch >= compute_activation_exit_epoch(state.finalized_checkpoint.epoch)
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], key=lambda index: state.validators[index].activation_eligibility_epoch)
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# Dequeued validators for activation up to churn limit (without resetting activation epoch)
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for index in activation_queue[:get_validator_churn_limit(state)]:
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validator = state.validators[index]
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if validator.activation_epoch == FAR_FUTURE_EPOCH:
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validator.activation_epoch = compute_activation_exit_epoch(get_current_epoch(state))
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```
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#### Slashings
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```python
def process_slashings(state: BeaconState) -> None:
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epoch = get_current_epoch(state)
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total_balance = get_total_active_balance(state)
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for index, validator in enumerate(state.validators):
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if validator.slashed and epoch + EPOCHS_PER_SLASHINGS_VECTOR // 2 == validator.withdrawable_epoch:
penalty = validator.effective_balance * min(sum(state.slashings) * 3, total_balance) // total_balance
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decrease_balance(state, ValidatorIndex(index), penalty)
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```
#### Final updates
```python
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def process_final_updates(state: BeaconState) -> None:
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current_epoch = get_current_epoch(state)
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next_epoch = Epoch(current_epoch + 1)
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# Reset eth1 data votes
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if (state.slot + 1) % SLOTS_PER_ETH1_VOTING_PERIOD == 0:
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state.eth1_data_votes = []
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# Update effective balances with hysteresis
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for index, validator in enumerate(state.validators):
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balance = state.balances[index]
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HALF_INCREMENT = EFFECTIVE_BALANCE_INCREMENT // 2
if balance < validator.effective_balance or validator . effective_balance + 3 * HALF_INCREMENT < balance:
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validator.effective_balance = min(balance - balance % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
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# Update start shard
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state.start_shard = Shard((state.start_shard + get_shard_delta(state, current_epoch)) % SHARD_COUNT)
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# Set active index root
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index_epoch = Epoch(next_epoch + ACTIVATION_EXIT_DELAY)
index_root_position = index_epoch % EPOCHS_PER_HISTORICAL_VECTOR
state.active_index_roots[index_root_position] = hash_tree_root(
List[ValidatorIndex, VALIDATOR_REGISTRY_LIMIT](get_active_validator_indices(state, index_epoch))
)
# Set committees root
committee_root_position = next_epoch % EPOCHS_PER_HISTORICAL_VECTOR
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state.compact_committees_roots[committee_root_position] = get_compact_committees_root(state, next_epoch)
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# Reset slashings
state.slashings[next_epoch % EPOCHS_PER_SLASHINGS_VECTOR] = Gwei(0)
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# Set randao mix
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state.randao_mixes[next_epoch % EPOCHS_PER_HISTORICAL_VECTOR] = get_randao_mix(state, current_epoch)
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# Set historical root accumulator
if next_epoch % (SLOTS_PER_HISTORICAL_ROOT // SLOTS_PER_EPOCH) == 0:
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historical_batch = HistoricalBatch(block_roots=state.block_roots, state_roots=state.state_roots)
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state.historical_roots.append(hash_tree_root(historical_batch))
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# Rotate current/previous epoch attestations
state.previous_epoch_attestations = state.current_epoch_attestations
state.current_epoch_attestations = []
```
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### Block processing
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```python
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def process_block(state: BeaconState, block: BeaconBlock) -> None:
process_block_header(state, block)
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process_randao(state, block.body)
process_eth1_data(state, block.body)
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process_operations(state, block.body)
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```
#### Block header
```python
def process_block_header(state: BeaconState, block: BeaconBlock) -> None:
# Verify that the slots match
assert block.slot == state.slot
# Verify that the parent matches
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assert block.parent_root == signing_root(state.latest_block_header)
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# Save current block as the new latest block
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state.latest_block_header = BeaconBlockHeader(
slot=block.slot,
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parent_root=block.parent_root,
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state_root=Hash(), # Overwritten in the next `process_slot` call
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body_root=hash_tree_root(block.body),
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)
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# Verify proposer is not slashed
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proposer = state.validators[get_beacon_proposer_index(state)]
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assert not proposer.slashed
# Verify proposer signature
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assert bls_verify(proposer.pubkey, signing_root(block), block.signature, get_domain(state, DOMAIN_BEACON_PROPOSER))
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```
#### RANDAO
```python
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def process_randao(state: BeaconState, body: BeaconBlockBody) -> None:
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epoch = get_current_epoch(state)
# Verify RANDAO reveal
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proposer = state.validators[get_beacon_proposer_index(state)]
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assert bls_verify(proposer.pubkey, hash_tree_root(epoch), body.randao_reveal, get_domain(state, DOMAIN_RANDAO))
# Mix in RANDAO reveal
mix = xor(get_randao_mix(state, epoch), hash(body.randao_reveal))
state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR] = mix
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```
#### Eth1 data
```python
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def process_eth1_data(state: BeaconState, body: BeaconBlockBody) -> None:
state.eth1_data_votes.append(body.eth1_data)
if state.eth1_data_votes.count(body.eth1_data) * 2 > SLOTS_PER_ETH1_VOTING_PERIOD:
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state.eth1_data = body.eth1_data
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```
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#### Operations
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```python
def process_operations(state: BeaconState, body: BeaconBlockBody) -> None:
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# Verify that outstanding deposits are processed up to the maximum number of deposits
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assert len(body.deposits) == min(MAX_DEPOSITS, state.eth1_data.deposit_count - state.eth1_deposit_index)
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# Verify that there are no duplicate transfers
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assert len(body.transfers) == len(set(body.transfers))
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for operations, function in (
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(body.proposer_slashings, process_proposer_slashing),
(body.attester_slashings, process_attester_slashing),
(body.attestations, process_attestation),
(body.deposits, process_deposit),
(body.voluntary_exits, process_voluntary_exit),
(body.transfers, process_transfer),
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):
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for operation in operations:
function(state, operation)
```
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2019-05-01 11:04:27 +00:00
##### Proposer slashings
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```python
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def process_proposer_slashing(state: BeaconState, proposer_slashing: ProposerSlashing) -> None:
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proposer = state.validators[proposer_slashing.proposer_index]
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# Verify that the epoch is the same
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assert slot_to_epoch(proposer_slashing.header_1.slot) == slot_to_epoch(proposer_slashing.header_2.slot)
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# But the headers are different
assert proposer_slashing.header_1 != proposer_slashing.header_2
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# Check proposer is slashable
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assert is_slashable_validator(proposer, get_current_epoch(state))
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# Signatures are valid
for header in (proposer_slashing.header_1, proposer_slashing.header_2):
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domain = get_domain(state, DOMAIN_BEACON_PROPOSER, slot_to_epoch(header.slot))
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assert bls_verify(proposer.pubkey, signing_root(header), header.signature, domain)
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slash_validator(state, proposer_slashing.proposer_index)
```
##### Attester slashings
2018-12-10 21:16:06 +00:00
2019-03-02 01:49:28 +00:00
```python
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def process_attester_slashing(state: BeaconState, attester_slashing: AttesterSlashing) -> None:
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attestation_1 = attester_slashing.attestation_1
attestation_2 = attester_slashing.attestation_2
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assert is_slashable_attestation_data(attestation_1.data, attestation_2.data)
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validate_indexed_attestation(state, attestation_1)
validate_indexed_attestation(state, attestation_2)
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slashed_any = False
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attesting_indices_1 = attestation_1.custody_bit_0_indices + attestation_1.custody_bit_1_indices
attesting_indices_2 = attestation_2.custody_bit_0_indices + attestation_2.custody_bit_1_indices
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for index in sorted(set(attesting_indices_1).intersection(attesting_indices_2)):
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if is_slashable_validator(state.validators[index], get_current_epoch(state)):
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slash_validator(state, index)
slashed_any = True
assert slashed_any
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```
2019-01-19 03:06:21 +00:00
2019-03-07 19:05:34 +00:00
##### Attestations
2019-01-08 00:53:33 +00:00
2018-12-28 18:04:03 +00:00
```python
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def process_attestation(state: BeaconState, attestation: Attestation) -> None:
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data = attestation.data
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assert data.crosslink.shard < SHARD_COUNT
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assert data.target.epoch in (get_previous_epoch(state), get_current_epoch(state))
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attestation_slot = get_attestation_data_slot(state, data)
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assert attestation_slot + MIN_ATTESTATION_INCLUSION_DELAY < = state.slot < = attestation_slot + SLOTS_PER_EPOCH
2019-03-15 12:40:52 +00:00
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pending_attestation = PendingAttestation(
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data=data,
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aggregation_bits=attestation.aggregation_bits,
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inclusion_delay=state.slot - attestation_slot,
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proposer_index=get_beacon_proposer_index(state),
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)
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if data.target.epoch == get_current_epoch(state):
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assert data.source == state.current_justified_checkpoint
2019-05-06 17:26:14 +00:00
parent_crosslink = state.current_crosslinks[data.crosslink.shard]
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state.current_epoch_attestations.append(pending_attestation)
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else:
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assert data.source == state.previous_justified_checkpoint
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parent_crosslink = state.previous_crosslinks[data.crosslink.shard]
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state.previous_epoch_attestations.append(pending_attestation)
2019-05-05 11:04:34 +00:00
2019-06-23 09:18:24 +00:00
# Check crosslink against expected parent crosslink
2019-05-06 19:49:46 +00:00
assert data.crosslink.parent_root == hash_tree_root(parent_crosslink)
2019-05-19 13:33:01 +00:00
assert data.crosslink.start_epoch == parent_crosslink.end_epoch
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assert data.crosslink.end_epoch == min(data.target.epoch, parent_crosslink.end_epoch + MAX_EPOCHS_PER_CROSSLINK)
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assert data.crosslink.data_root == Hash() # [to be removed in phase 1]
2019-06-28 11:23:22 +00:00
2019-06-23 09:18:24 +00:00
# Check signature
2019-06-30 09:02:18 +00:00
validate_indexed_attestation(state, get_indexed_attestation(state, attestation))
2019-02-12 12:24:19 +00:00
```
2019-03-07 19:05:34 +00:00
##### Deposits
2019-04-12 08:57:55 +00:00
```python
def process_deposit(state: BeaconState, deposit: Deposit) -> None:
# Verify the Merkle branch
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assert is_valid_merkle_branch(
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leaf=hash_tree_root(deposit.data),
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branch=deposit.proof,
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depth=DEPOSIT_CONTRACT_TREE_DEPTH + 1, # Add 1 for the `List` length mix-in
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index=state.eth1_deposit_index,
root=state.eth1_data.deposit_root,
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)
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# Deposits must be processed in order
2019-06-09 19:41:21 +00:00
state.eth1_deposit_index += 1
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pubkey = deposit.data.pubkey
amount = deposit.data.amount
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validator_pubkeys = [v.pubkey for v in state.validators]
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if pubkey not in validator_pubkeys:
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# Verify the deposit signature (proof of possession) for new validators.
# Note: The deposit contract does not check signatures.
2019-06-25 13:32:56 +00:00
# Note: Deposits are valid across forks, hence the deposit domain is retrieved directly from `bls_domain`
2019-06-30 13:11:46 +00:00
if not bls_verify(pubkey, signing_root(deposit.data), deposit.data.signature, bls_domain(DOMAIN_DEPOSIT)):
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return
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# Add validator and balance entries
2019-06-09 19:41:21 +00:00
state.validators.append(Validator(
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pubkey=pubkey,
withdrawal_credentials=deposit.data.withdrawal_credentials,
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activation_eligibility_epoch=FAR_FUTURE_EPOCH,
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activation_epoch=FAR_FUTURE_EPOCH,
exit_epoch=FAR_FUTURE_EPOCH,
withdrawable_epoch=FAR_FUTURE_EPOCH,
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effective_balance=min(amount - amount % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
2019-04-22 06:13:46 +00:00
))
2019-04-20 05:17:33 +00:00
state.balances.append(amount)
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else:
# Increase balance by deposit amount
2019-06-11 04:15:52 +00:00
index = ValidatorIndex(validator_pubkeys.index(pubkey))
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increase_balance(state, index, amount)
```
2019-03-07 19:05:34 +00:00
##### Voluntary exits
2019-02-12 12:24:19 +00:00
```python
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def process_voluntary_exit(state: BeaconState, exit: VoluntaryExit) -> None:
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validator = state.validators[exit.validator_index]
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# Verify the validator is active
assert is_active_validator(validator, get_current_epoch(state))
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# Verify the validator has not yet exited
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assert validator.exit_epoch == FAR_FUTURE_EPOCH
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# Exits must specify an epoch when they become valid; they are not valid before then
assert get_current_epoch(state) >= exit.epoch
2019-03-19 20:43:05 +00:00
# Verify the validator has been active long enough
2019-05-04 03:51:59 +00:00
assert get_current_epoch(state) >= validator.activation_epoch + PERSISTENT_COMMITTEE_PERIOD
2019-03-07 19:05:34 +00:00
# Verify signature
2019-03-31 09:55:24 +00:00
domain = get_domain(state, DOMAIN_VOLUNTARY_EXIT, exit.epoch)
2019-04-19 03:17:29 +00:00
assert bls_verify(validator.pubkey, signing_root(exit), exit.signature, domain)
2019-03-19 20:43:05 +00:00
# Initiate exit
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initiate_validator_exit(state, exit.validator_index)
2018-10-01 22:19:16 +00:00
```
2018-11-07 16:47:27 +00:00
2019-03-07 19:05:34 +00:00
##### Transfers
2018-09-20 05:20:49 +00:00
2019-03-02 01:49:28 +00:00
```python
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def process_transfer(state: BeaconState, transfer: Transfer) -> None:
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# Verify the balance the covers amount and fee (with overflow protection)
assert state.balances[transfer.sender] >= max(transfer.amount + transfer.fee, transfer.amount, transfer.fee)
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# A transfer is valid in only one slot
assert state.slot == transfer.slot
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# Sender must satisfy at least one of the following:
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assert (
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# 1) Never have been eligible for activation
2019-06-09 19:41:21 +00:00
state.validators[transfer.sender].activation_eligibility_epoch == FAR_FUTURE_EPOCH or
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# 2) Be withdrawable
2019-06-09 19:41:21 +00:00
get_current_epoch(state) >= state.validators[transfer.sender].withdrawable_epoch or
2019-06-30 13:11:46 +00:00
# 3) Have a balance of at least MAX_EFFECTIVE_BALANCE after the transfer
state.balances[transfer.sender] >= transfer.amount + transfer.fee + MAX_EFFECTIVE_BALANCE
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)
2019-03-07 19:05:34 +00:00
# Verify that the pubkey is valid
assert (
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state.validators[transfer.sender].withdrawal_credentials ==
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int_to_bytes(BLS_WITHDRAWAL_PREFIX, length=1) + hash(transfer.pubkey)[1:]
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)
# Verify that the signature is valid
2019-04-19 03:17:29 +00:00
assert bls_verify(transfer.pubkey, signing_root(transfer), transfer.signature, get_domain(state, DOMAIN_TRANSFER))
2019-03-07 19:05:34 +00:00
# Process the transfer
2019-03-11 16:44:18 +00:00
decrease_balance(state, transfer.sender, transfer.amount + transfer.fee)
increase_balance(state, transfer.recipient, transfer.amount)
2019-06-30 17:42:24 +00:00
increase_balance(state, get_beacon_proposer_index(state), transfer.fee)
2019-04-14 11:53:32 +00:00
# Verify balances are not dust
2019-04-20 05:17:33 +00:00
assert not (0 < state.balances [ transfer . sender ] < MIN_DEPOSIT_AMOUNT )
assert not (0 < state.balances [ transfer . recipient ] < MIN_DEPOSIT_AMOUNT )
2019-03-02 01:49:28 +00:00
```