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<!-- START doctoc generated TOC please keep comment here to allow auto update -->
<!-- DON'T EDIT THIS SECTION, INSTEAD RE - RUN doctoc TO UPDATE -->
**Table of Contents** *generated with [DocToc](https://github.com/thlorenz/doctoc)*
- [Ethereum 2.0 Phase 1 -- The Beacon Chain for Shards ](#ethereum-20-phase-1----the-beacon-chain-for-shards )
- [Table of contents ](#table-of-contents )
- [Introduction ](#introduction )
- [Custom types ](#custom-types )
- [Configuration ](#configuration )
- [Misc ](#misc )
- [Updated containers ](#updated-containers )
- [Extended `AttestationData` ](#extended-attestationdata )
- [Extended `Attestation` ](#extended-attestation )
- [Extended `PendingAttestation` ](#extended-pendingattestation )
- [Extended `Validator` ](#extended-validator )
- [Extended `BeaconBlockBody` ](#extended-beaconblockbody )
- [Extended `BeaconBlock` ](#extended-beaconblock )
- [Extended `SignedBeaconBlock` ](#extended-signedbeaconblock )
- [Extended `BeaconState` ](#extended-beaconstate )
- [New containers ](#new-containers )
- [`ShardBlockWrapper` ](#shardblockwrapper )
- [`ShardSignableHeader` ](#shardsignableheader )
- [`ShardState` ](#shardstate )
- [`ShardTransition` ](#shardtransition )
- [`AttestationAndCommittee` ](#attestationandcommittee )
- [`CompactCommittee` ](#compactcommittee )
- [`AttestationCustodyBitWrapper` ](#attestationcustodybitwrapper )
- [Helper functions ](#helper-functions )
- [Crypto ](#crypto )
- [`bls_verify_multiple` ](#bls_verify_multiple )
- [Misc ](#misc-1 )
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- [`get_previous_slot` ](#get_previous_slot )
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- [`pack_compact_validator` ](#pack_compact_validator )
- [`committee_to_compact_committee` ](#committee_to_compact_committee )
- [`chunks_to_body_root` ](#chunks_to_body_root )
- [Beacon state accessors ](#beacon-state-accessors )
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- [`get_active_shard_count` ](#get_active_shard_count )
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- [`get_online_validator_indices` ](#get_online_validator_indices )
- [`get_shard_committee` ](#get_shard_committee )
- [`get_shard_proposer_index` ](#get_shard_proposer_index )
- [`get_light_client_committee` ](#get_light_client_committee )
- [`get_indexed_attestation` ](#get_indexed_attestation )
- [`get_updated_gasprice` ](#get_updated_gasprice )
- [`get_start_shard` ](#get_start_shard )
- [`get_shard` ](#get_shard )
- [`get_next_slot_for_shard` ](#get_next_slot_for_shard )
- [`get_offset_slots` ](#get_offset_slots )
- [Predicates ](#predicates )
- [Updated `is_valid_indexed_attestation` ](#updated-is_valid_indexed_attestation )
- [Block processing ](#block-processing )
- [Operations ](#operations )
- [New Attestation processing ](#new-attestation-processing )
- [`validate_attestation` ](#validate_attestation )
- [`apply_shard_transition` ](#apply_shard_transition )
- [`process_crosslink_for_shard` ](#process_crosslink_for_shard )
- [`process_crosslinks` ](#process_crosslinks )
- [`process_attestations` ](#process_attestations )
- [Shard transition false positives ](#shard-transition-false-positives )
- [Light client processing ](#light-client-processing )
- [Epoch transition ](#epoch-transition )
- [Custody game updates ](#custody-game-updates )
- [Online-tracking ](#online-tracking )
- [Light client committee updates ](#light-client-committee-updates )
<!-- END doctoc generated TOC please keep comment here to allow auto update -->
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# Ethereum 2.0 Phase 1 -- The Beacon Chain for Shards
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**Notice**: This document is a work-in-progress for researchers and implementers.
## Table of contents
<!-- TOC -->
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TODO
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<!-- /TOC -->
## Introduction
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This document describes the extensions made to the Phase 0 design of The Beacon Chain
to facilitate the new shards as part of Phase 1 of Eth2.
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## Custom types
We define the following Python custom types for type hinting and readability:
| Name | SSZ equivalent | Description |
| - | - | - |
| `Shard` | `uint64` | a shard number |
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## Configuration
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Configuration is not namespaced. Instead it is strictly an extension;
no constants of phase 0 change, but new constants are adopted for changing behaviors.
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### Misc
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| Name | Value | Unit | Duration |
| - | - | - | - |
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| `MAX_SHARDS` | `2**10` (= 1024) |
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| `ONLINE_PERIOD` | `Epoch(2**3)` (= 8) | epochs | ~51 min |
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| `LIGHT_CLIENT_COMMITTEE_SIZE` | `2**7` (= 128) |
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| `LIGHT_CLIENT_COMMITTEE_PERIOD` | `Epoch(2**8)` (= 256) | epochs | ~27 hours |
| `SHARD_COMMITTEE_PERIOD` | `Epoch(2**8)` (= 256) | epochs | ~27 hours |
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| `SHARD_BLOCK_CHUNK_SIZE` | `2**18` (= 262,144) | |
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| `MAX_SHARD_BLOCK_CHUNKS` | `2**2` (= 4) | |
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| `TARGET_SHARD_BLOCK_SIZE` | `3 * 2**16` (= 196,608) | |
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| `SHARD_BLOCK_OFFSETS` | `[1, 2, 3, 5, 8, 13, 21, 34, 55, 89, 144, 233]` | |
| `MAX_SHARD_BLOCKS_PER_ATTESTATION` | `len(SHARD_BLOCK_OFFSETS)` | |
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| `EMPTY_CHUNK_ROOT` | `hash_tree_root(ByteList[SHARD_BLOCK_CHUNK_SIZE]())` | |
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| `MAX_GASPRICE` | `Gwei(2**14)` (= 16,384) | Gwei | |
| `MIN_GASPRICE` | `Gwei(2**5)` (= 32) | Gwei | |
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| `GASPRICE_ADJUSTMENT_COEFFICIENT` | `2**3` (= 8) | |
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| `DOMAIN_SHARD_PROPOSAL` | `DomainType('0x80000000')` | |
| `DOMAIN_SHARD_COMMITTEE` | `DomainType('0x81000000')` | |
| `DOMAIN_LIGHT_CLIENT` | `DomainType('0x82000000')` | |
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## Updated containers
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The following containers have updated definitions in Phase 1.
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### Extended `AttestationData`
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```python
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class AttestationData(Container):
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slot: Slot
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index: CommitteeIndex
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# LMD GHOST vote
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beacon_block_root: Root
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# FFG vote
source: Checkpoint
target: Checkpoint
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# Current-slot shard block root
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head_shard_root: Root
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# Shard transition root
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shard_transition_root: Root
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```
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### Extended `Attestation`
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```python
class Attestation(Container):
aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
data: AttestationData
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custody_bits: List[Bitlist[MAX_VALIDATORS_PER_COMMITTEE], MAX_SHARD_BLOCKS_PER_ATTESTATION]
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signature: BLSSignature
```
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### Extended `PendingAttestation`
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```python
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class PendingAttestation(Container):
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aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
data: AttestationData
inclusion_delay: Slot
proposer_index: ValidatorIndex
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crosslink_success: boolean
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```
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### `IndexedAttestation`
```python
class IndexedAttestation(Container):
committee: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE]
attestation: Attestation
```
#### Extended `AttesterSlashing`
Note that the `attestation_1` and `attestation_2` have a new `IndexedAttestation` definition.
```python
class AttesterSlashing(Container):
attestation_1: IndexedAttestation
attestation_2: IndexedAttestation
```
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### Extended `Validator`
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```python
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class Validator(Container):
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pubkey: BLSPubkey
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withdrawal_credentials: Bytes32 # Commitment to pubkey for withdrawals
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effective_balance: Gwei # Balance at stake
slashed: boolean
# Status epochs
activation_eligibility_epoch: Epoch # When criteria for activation were met
activation_epoch: Epoch
exit_epoch: Epoch
withdrawable_epoch: Epoch # When validator can withdraw funds
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# Custody game
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# next_custody_secret_to_reveal is initialised to the custody period
# (of the particular validator) in which the validator is activated
# = get_custody_period_for_validator(...)
next_custody_secret_to_reveal: uint64
max_reveal_lateness: Epoch
```
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### Extended `BeaconBlockBody`
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```python
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class BeaconBlockBody(Container):
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randao_reveal: BLSSignature
eth1_data: Eth1Data # Eth1 data vote
graffiti: Bytes32 # Arbitrary data
# Slashings
proposer_slashings: List[ProposerSlashing, MAX_PROPOSER_SLASHINGS]
attester_slashings: List[AttesterSlashing, MAX_ATTESTER_SLASHINGS]
# Attesting
attestations: List[Attestation, MAX_ATTESTATIONS]
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# Entry & exit
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deposits: List[Deposit, MAX_DEPOSITS]
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voluntary_exits: List[SignedVoluntaryExit, MAX_VOLUNTARY_EXITS]
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# Custody game
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custody_slashings: List[SignedCustodySlashing, MAX_CUSTODY_SLASHINGS]
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custody_key_reveals: List[CustodyKeyReveal, MAX_CUSTODY_KEY_REVEALS]
early_derived_secret_reveals: List[EarlyDerivedSecretReveal, MAX_EARLY_DERIVED_SECRET_REVEALS]
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# Shards
shard_transitions: Vector[ShardTransition, MAX_SHARDS]
# Light clients
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light_client_signature_bitfield: Bitvector[LIGHT_CLIENT_COMMITTEE_SIZE]
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light_client_signature: BLSSignature
```
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### Extended `BeaconBlock`
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Note that the `body` has a new `BeaconBlockBody` definition.
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```python
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class BeaconBlock(Container):
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slot: Slot
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parent_root: Root
state_root: Root
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body: BeaconBlockBody
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```
#### Extended `SignedBeaconBlock`
Note that the `message` has a new `BeaconBlock` definition.
```python
class SignedBeaconBlock(Container):
message: BeaconBlock
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signature: BLSSignature
```
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### Extended `BeaconState`
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Note that aside from the new additions, `Validator` and `PendingAttestation` have new definitions.
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```python
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class BeaconState(Container):
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# Versioning
genesis_time: uint64
slot: Slot
fork: Fork
# History
latest_block_header: BeaconBlockHeader
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block_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT]
historical_roots: List[Root, HISTORICAL_ROOTS_LIMIT]
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# Eth1
eth1_data: Eth1Data
eth1_data_votes: List[Eth1Data, SLOTS_PER_ETH1_VOTING_PERIOD]
eth1_deposit_index: uint64
# Registry
validators: List[Validator, VALIDATOR_REGISTRY_LIMIT]
balances: List[Gwei, VALIDATOR_REGISTRY_LIMIT]
# Randomness
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randao_mixes: Vector[Root, EPOCHS_PER_HISTORICAL_VECTOR]
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# Slashings
slashings: Vector[Gwei, EPOCHS_PER_SLASHINGS_VECTOR] # Per-epoch sums of slashed effective balances
# Attestations
previous_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
current_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
# Finality
justification_bits: Bitvector[JUSTIFICATION_BITS_LENGTH] # Bit set for every recent justified epoch
previous_justified_checkpoint: Checkpoint # Previous epoch snapshot
current_justified_checkpoint: Checkpoint
finalized_checkpoint: Checkpoint
# Phase 1
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shard_states: List[ShardState, MAX_SHARDS]
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online_countdown: ByteList[VALIDATOR_REGISTRY_LIMIT]
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current_light_committee: CompactCommittee
next_light_committee: CompactCommittee
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# Custody game
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# Future derived secrets already exposed; contains the indices of the exposed validator
# at RANDAO reveal period % EARLY_DERIVED_SECRET_PENALTY_MAX_FUTURE_EPOCHS
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exposed_derived_secrets: Vector[List[ValidatorIndex, MAX_EARLY_DERIVED_SECRET_REVEALS * SLOTS_PER_EPOCH],
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EARLY_DERIVED_SECRET_PENALTY_MAX_FUTURE_EPOCHS]
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```
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## New containers
The following containers are new in Phase 1.
### `ShardBlockWrapper`
_Wrapper for being broadcasted over the network._
```python
class ShardBlockWrapper(Container):
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shard_parent_root: Root
beacon_parent_root: Root
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slot: Slot
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body: ByteList[MAX_SHARD_BLOCK_CHUNKS * SHARD_BLOCK_CHUNK_SIZE]
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signature: BLSSignature
```
### `ShardSignableHeader`
```python
class ShardSignableHeader(Container):
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shard_parent_root: Root
beacon_parent_root: Root
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slot: Slot
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body_root: Root
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```
### `ShardState`
```python
class ShardState(Container):
slot: Slot
gasprice: Gwei
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data: Bytes32
latest_block_root: Root
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```
### `ShardTransition`
```python
class ShardTransition(Container):
# Starting from slot
start_slot: Slot
# Shard block lengths
shard_block_lengths: List[uint64, MAX_SHARD_BLOCKS_PER_ATTESTATION]
# Shard data roots
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shard_data_roots: List[List[Bytes32, MAX_SHARD_BLOCK_CHUNKS], MAX_SHARD_BLOCKS_PER_ATTESTATION]
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# Intermediate shard states
shard_states: List[ShardState, MAX_SHARD_BLOCKS_PER_ATTESTATION]
# Proposer signature aggregate
proposer_signature_aggregate: BLSSignature
```
### `CompactCommittee`
```python
class CompactCommittee(Container):
pubkeys: List[BLSPubkey, MAX_VALIDATORS_PER_COMMITTEE]
compact_validators: List[uint64, MAX_VALIDATORS_PER_COMMITTEE]
```
### `AttestationCustodyBitWrapper`
```python
class AttestationCustodyBitWrapper(Container):
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attestation_data_root: Root
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block_index: uint64
bit: boolean
```
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## Helper functions
### Crypto
#### `bls_verify_multiple`
`bls_verify_multiple` is a function for verifying a BLS signature constructed from multiple messages, as defined in the [BLS Signature spec ](../bls_signature.md#bls_verify_multiple ).
### Misc
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#### `get_previous_slot`
```python
def get_previous_slot(slot: Slot) -> Slot:
if slot > 0:
return Slot(slot - 1)
else:
return Slot(0)
```
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#### `pack_compact_validator`
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```python
def pack_compact_validator(index: int, slashed: bool, balance_in_increments: int) -> int:
"""
Creates a compact validator object representing index, slashed status, and compressed balance.
Takes as input balance-in-increments (// EFFECTIVE_BALANCE_INCREMENT) to preserve symmetry with
the unpacking function.
"""
return (index < < 16 ) + ( slashed < < 15 ) + balance_in_increments
```
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#### `committee_to_compact_committee`
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```python
def committee_to_compact_committee(state: BeaconState, committee: Sequence[ValidatorIndex]) -> CompactCommittee:
"""
Given a state and a list of validator indices, outputs the CompactCommittee representing them.
"""
validators = [state.validators[i] for i in committee]
compact_validators = [
pack_compact_validator(i, v.slashed, v.effective_balance // EFFECTIVE_BALANCE_INCREMENT)
for i, v in zip(committee, validators)
]
pubkeys = [v.pubkey for v in validators]
return CompactCommittee(pubkeys=pubkeys, compact_validators=compact_validators)
```
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#### `chunks_to_body_root`
```python
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def chunks_to_body_root(chunks: List[Bytes32, MAX_SHARD_BLOCK_CHUNKS]) -> Root:
return hash_tree_root(Vector[Bytes32, MAX_SHARD_BLOCK_CHUNKS](
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chunks + [EMPTY_CHUNK_ROOT] * (MAX_SHARD_BLOCK_CHUNKS - len(chunks))
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))
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```
### Beacon state accessors
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#### `get_active_shard_count`
```python
def get_active_shard_count(state: BeaconState) -> uint64:
return len(state.shard_states) # May adapt in the future, or change over time.
```
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#### `get_online_validator_indices`
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```python
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def get_online_validator_indices(state: BeaconState) -> Set[ValidatorIndex]:
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active_validators = get_active_validator_indices(state, get_current_epoch(state))
return set([i for i in active_validators if state.online_countdown[i] != 0])
```
#### `get_shard_committee`
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```python
def get_shard_committee(beacon_state: BeaconState, epoch: Epoch, shard: Shard) -> Sequence[ValidatorIndex]:
source_epoch = epoch - epoch % SHARD_COMMITTEE_PERIOD
if source_epoch > 0:
source_epoch -= SHARD_COMMITTEE_PERIOD
active_validator_indices = get_active_validator_indices(beacon_state, source_epoch)
seed = get_seed(beacon_state, source_epoch, DOMAIN_SHARD_COMMITTEE)
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return compute_committee(active_validator_indices, seed, shard, get_active_shard_count(beacon_state))
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```
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#### `get_shard_proposer_index`
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```python
def get_shard_proposer_index(beacon_state: BeaconState, slot: Slot, shard: Shard) -> ValidatorIndex:
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committee = get_shard_committee(beacon_state, compute_epoch_at_slot(slot), shard)
r = bytes_to_int(get_seed(beacon_state, get_current_epoch(beacon_state), DOMAIN_SHARD_COMMITTEE)[:8])
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return committee[r % len(committee)]
```
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#### `get_light_client_committee`
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```python
def get_light_client_committee(beacon_state: BeaconState, epoch: Epoch) -> Sequence[ValidatorIndex]:
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source_epoch = epoch - epoch % LIGHT_CLIENT_COMMITTEE_PERIOD
if source_epoch > 0:
source_epoch -= LIGHT_CLIENT_COMMITTEE_PERIOD
active_validator_indices = get_active_validator_indices(beacon_state, source_epoch)
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seed = get_seed(beacon_state, source_epoch, DOMAIN_LIGHT_CLIENT)
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active_shards = get_active_shard_count(beacon_state)
return compute_committee(active_validator_indices, seed, 0, active_shards)[:TARGET_COMMITTEE_SIZE]
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```
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#### `get_indexed_attestation`
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```python
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def get_indexed_attestation(beacon_state: BeaconState, attestation: Attestation) -> IndexedAttestation:
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committee = get_beacon_committee(beacon_state, attestation.data.slot, attestation.data.index)
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return IndexedAttestation(
committee=committee,
attestation=attestation,
)
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```
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#### `get_updated_gasprice`
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```python
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def get_updated_gasprice(prev_gasprice: Gwei, length: uint8) -> Gwei:
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if length > TARGET_SHARD_BLOCK_SIZE:
delta = (prev_gasprice * (length - TARGET_SHARD_BLOCK_SIZE)
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// TARGET_SHARD_BLOCK_SIZE // GASPRICE_ADJUSTMENT_COEFFICIENT)
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return min(prev_gasprice + delta, MAX_GASPRICE)
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else:
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delta = (prev_gasprice * (TARGET_SHARD_BLOCK_SIZE - length)
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// TARGET_SHARD_BLOCK_SIZE // GASPRICE_ADJUSTMENT_COEFFICIENT)
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return max(prev_gasprice, MIN_GASPRICE + delta) - delta
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```
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#### `get_start_shard`
```python
def get_start_shard(state: BeaconState, slot: Slot) -> Shard:
# TODO: implement start shard logic
return Shard(0)
```
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#### `get_shard`
```python
def get_shard(state: BeaconState, attestation: Attestation) -> Shard:
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active_shards = get_active_shard_count(state)
return Shard((attestation.data.index + get_start_shard(state, attestation.data.slot)) % active_shards)
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```
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#### `get_next_slot_for_shard`
```python
def get_next_slot_for_shard(state: BeaconState, shard: Shard) -> Slot:
return Slot(state.shard_transitions[shard].slot + 1)
```
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#### `get_offset_slots`
```python
def get_offset_slots(state: BeaconState, start_slot: Slot) -> Sequence[Slot]:
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return [Slot(start_slot + x) for x in SHARD_BLOCK_OFFSETS if start_slot + x < state.slot ]
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```
### Predicates
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#### Updated `is_valid_indexed_attestation`
Note that this replaces the Phase 0 `is_valid_indexed_attestation` .
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```python
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def is_valid_indexed_attestation(state: BeaconState, indexed_attestation: IndexedAttestation) -> bool:
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"""
Check if ``indexed_attestation`` has valid indices and signature.
"""
# Verify aggregate signature
all_pubkeys = []
all_message_hashes = []
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attestation = indexed_attestation.attestation
aggregation_bits = attestation.aggregation_bits
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assert len(aggregation_bits) == len(indexed_attestation.committee)
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for i, custody_bits in enumerate(attestation.custody_bits):
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assert len(custody_bits) == len(indexed_attestation.committee)
for participant, abit, cbit in zip(indexed_attestation.committee, aggregation_bits, custody_bits):
if abit:
all_pubkeys.append(state.validators[participant].pubkey)
# Note: only 2N distinct message hashes
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all_message_hashes.append(hash_tree_root(
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AttestationCustodyBitWrapper(hash_tree_root(attestation.data), i, cbit)
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))
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else:
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assert not cbit
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return bls_verify_multiple(
pubkeys=all_pubkeys,
message_hashes=all_message_hashes,
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signature=attestation.signature,
domain=get_domain(state, DOMAIN_BEACON_ATTESTER, attestation.data.target.epoch),
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)
```
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### Block processing
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```python
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def process_block(state: BeaconState, block: BeaconBlock) -> None:
process_block_header(state, block)
process_randao(state, block.body)
process_eth1_data(state, block.body)
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verify_shard_transition_false_positives(state, block.body)
process_light_client_signatures(state, block.body)
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process_operations(state, block.body)
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```
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#### Operations
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```python
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def process_operations(state: BeaconState, body: BeaconBlockBody) -> None:
# Verify that outstanding deposits are processed up to the maximum number of deposits
assert len(body.deposits) == min(MAX_DEPOSITS, state.eth1_data.deposit_count - state.eth1_deposit_index)
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def for_ops(operations: Sequence[Any], fn: Callable[[BeaconState, Any], None]) -> None:
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for operation in operations:
fn(state, operation)
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for_ops(body.proposer_slashings, process_proposer_slashing)
for_ops(body.attester_slashings, process_attester_slashing)
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# New attestation processing
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process_attestations(state, body, body.attestations)
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for_ops(body.deposits, process_deposit)
for_ops(body.voluntary_exits, process_voluntary_exit)
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# See custody game spec.
process_custody_game_operations(state, body)
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# TODO process_operations(body.shard_receipt_proofs, process_shard_receipt_proofs)
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```
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##### New Attestation processing
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###### `validate_attestation`
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```python
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def validate_attestation(state: BeaconState, attestation: Attestation) -> None:
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data = attestation.data
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assert data.index < get_committee_count_at_slot ( state , data . slot )
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assert data.index < get_active_shard_count ( state )
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assert data.target.epoch in (get_previous_epoch(state), get_current_epoch(state))
assert data.slot + MIN_ATTESTATION_INCLUSION_DELAY < = state.slot < = data.slot + SLOTS_PER_EPOCH
committee = get_beacon_committee(state, data.slot, data.index)
assert len(attestation.aggregation_bits) == len(committee)
if attestation.data.target.epoch == get_current_epoch(state):
assert attestation.data.source == state.current_justified_checkpoint
else:
assert attestation.data.source == state.previous_justified_checkpoint
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shard = get_shard(state, attestation)
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shard_start_slot = get_next_slot_for_shard(state, shard)
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# Signature check
assert is_valid_indexed_attestation(state, get_indexed_attestation(state, attestation))
# Type 1: on-time attestations
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if attestation.custody_bits != []:
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# Correct slot
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assert data.slot + MIN_ATTESTATION_INCLUSION_DELAY == state.slot
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# Correct data root count
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assert len(attestation.custody_bits) == len(get_offset_slots(state, shard_start_slot))
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# Correct parent block root
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assert data.beacon_block_root == get_block_root_at_slot(state, get_previous_slot(state.slot))
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# Type 2: delayed attestations
else:
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assert state.slot - compute_start_slot_at_epoch(compute_epoch_at_slot(data.slot)) < SLOTS_PER_EPOCH
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assert data.shard_transition_root == Root()
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```
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###### `apply_shard_transition`
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```python
def apply_shard_transition(state: BeaconState, shard: Shard, transition: ShardTransition) -> None:
# Slot the attestation starts counting from
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start_slot = get_next_slot_for_shard(state, shard)
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# Correct data root count
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offset_slots = get_offset_slots(state, start_slot)
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assert (
len(transition.shard_data_roots)
== len(transition.shard_states)
== len(transition.shard_block_lengths)
== len(offset_slots)
)
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assert transition.start_slot == start_slot
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# Reconstruct shard headers
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headers = []
proposers = []
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shard_parent_root = state.shard_states[shard].latest_block_root
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for i in range(len(offset_slots)):
if any(transition.shard_data_roots):
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headers.append(ShardSignableHeader(
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shard_parent_root=shard_parent_root,
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parent_hash=get_block_root_at_slot(state, get_previous_slot(state.slot)),
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slot=offset_slots[i],
body_root=chunks_to_body_root(transition.shard_data_roots[i])
))
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proposers.append(get_shard_proposer_index(state, shard, offset_slots[i]))
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shard_parent_root = hash_tree_root(headers[-1])
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# Verify correct calculation of gas prices and slots and chunk roots
prev_gasprice = state.shard_states[shard].gasprice
for i in range(len(offset_slots)):
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shard_state = transition.shard_states[i]
block_length = transition.shard_block_lengths[i]
chunks = transition.shard_data_roots[i]
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assert shard_state.gasprice == get_updated_gasprice(prev_gasprice, block_length)
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assert shard_state.slot == offset_slots[i]
assert len(chunks) == block_length // SHARD_BLOCK_CHUNK_SIZE
prev_gasprice = shard_state.gasprice
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# Verify combined proposer signature
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assert bls_verify_multiple(
pubkeys=[state.validators[proposer].pubkey for proposer in proposers],
message_hashes=[hash_tree_root(header) for header in headers],
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signature=transition.proposer_signature_aggregate,
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domain=DOMAIN_SHARD_PROPOSAL
)
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# Save updated state
state.shard_states[shard] = transition.shard_states[-1]
state.shard_states[shard].slot = state.slot - 1
```
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###### `process_crosslink_for_shard`
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```python
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def process_crosslink_for_shard(state: BeaconState,
shard: Shard,
shard_transition: ShardTransition,
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attestations: Sequence[Attestation]) -> Root:
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committee = get_beacon_committee(state, get_current_epoch(state), shard)
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online_indices = get_online_validator_indices(state)
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# Loop over all shard transition roots
shard_transition_roots = set([a.data.shard_transition_root for a in attestations])
for shard_transition_root in sorted(shard_transition_roots):
transition_attestations = [a for a in attestations if a.data.shard_transition_root == shard_transition_root]
transition_participants: Set[ValidatorIndex] = set()
for attestation in transition_attestations:
participants = get_attesting_indices(state, attestation.data, attestation.aggregation_bits)
transition_participants = transition_participants.union(participants)
enough_online_stake = (
get_total_balance(state, online_indices.intersection(transition_participants)) * 3 >=
get_total_balance(state, online_indices.intersection(committee)) * 2
)
# If not enough stake, try next transition root
if not enough_online_stake:
continue
# Attestation < - > shard transition consistency
assert shard_transition_root == hash_tree_root(shard_transition)
assert (
attestation.data.head_shard_root
== chunks_to_body_root(shard_transition.shard_data_roots[-1])
)
# Apply transition
apply_shard_transition(state, shard, shard_transition)
# Apply proposer reward and cost
beacon_proposer_index = get_beacon_proposer_index(state)
estimated_attester_reward = sum([get_base_reward(state, attester) for attester in transition_participants])
proposer_reward = Gwei(estimated_attester_reward // PROPOSER_REWARD_QUOTIENT)
increase_balance(state, beacon_proposer_index, proposer_reward)
states_slots_lengths = zip(
shard_transition.shard_states,
get_offset_slots(state, get_next_slot_for_shard(state, shard)),
shard_transition.shard_block_lengths
)
for shard_state, slot, length in states_slots_lengths:
proposer_index = get_shard_proposer_index(state, shard, slot)
decrease_balance(state, proposer_index, shard_state.gasprice * length)
# Return winning transition root
return shard_transition_root
# No winning transition root, ensure empty and return empty root
assert shard_transition == ShardTransition()
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return Root()
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```
###### `process_crosslinks`
```python
def process_crosslinks(state: BeaconState,
block_body: BeaconBlockBody,
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attestations: Sequence[Attestation]) -> Set[Tuple[Shard, Root]]:
winners: Set[Tuple[Shard, Root]] = set()
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for shard in range(get_active_shard_count(state)):
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# All attestations in the block for this shard
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shard_attestations = [
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attestation for attestation in attestations
if get_shard(state, attestation) == shard and attestation.data.slot == state.slot
]
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shard_transition = block_body.shard_transitions[shard]
winning_root = process_crosslink_for_shard(state, shard, shard_transition, shard_attestations)
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if winning_root != Root():
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winners.add((shard, winning_root))
return winners
```
###### `process_attestations`
```python
def process_attestations(state: BeaconState, block_body: BeaconBlockBody, attestations: Sequence[Attestation]) -> None:
# Basic validation
for attestation in attestations:
validate_attestation(state, attestation)
# Process crosslinks
winners = process_crosslinks(state, block_body, attestations)
# Store pending attestations for epoch processing
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for attestation in attestations:
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is_winning_transition = (get_shard(state, attestation), attestation.data.shard_transition_root) in winners
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pending_attestation = PendingAttestation(
aggregation_bits=attestation.aggregation_bits,
data=attestation.data,
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inclusion_delay=state.slot - attestation.data.slot,
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crosslink_success=is_winning_transition and attestation.data.slot == state.slot,
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proposer_index=get_beacon_proposer_index(state),
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)
if attestation.data.target.epoch == get_current_epoch(state):
state.current_epoch_attestations.append(pending_attestation)
else:
state.previous_epoch_attestations.append(pending_attestation)
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```
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##### New Attester slashing processing
```python
def get_indices_from_committee(
committee: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE],
bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]) -> List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE]:
assert len(bits) == len(committee)
return List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE](
[validator_index for i, validator_index in enumerate(committee) if bits[i]]
)
```
```python
def process_attester_slashing(state: BeaconState, attester_slashing: AttesterSlashing) -> None:
indexed_attestation_1 = attester_slashing.attestation_1
indexed_attestation_2 = attester_slashing.attestation_2
assert is_slashable_attestation_data(
indexed_attestation_1.attestation.data,
indexed_attestation_2.attestation.data,
)
assert is_valid_indexed_attestation(state, indexed_attestation_1)
assert is_valid_indexed_attestation(state, indexed_attestation_2)
indices_1 = get_indices_from_committee(
indexed_attestation_1.committee,
indexed_attestation_1.attestation.aggregation_bits,
)
indices_2 = get_indices_from_committee(
indexed_attestation_2.committee,
indexed_attestation_2.attestation.aggregation_bits,
)
slashed_any = False
indices = set(indices_1).intersection(indices_2)
for index in sorted(indices):
if is_slashable_validator(state.validators[index], get_current_epoch(state)):
slash_validator(state, index)
slashed_any = True
assert slashed_any
```
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#### Shard transition false positives
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```python
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def verify_shard_transition_false_positives(state: BeaconState, block_body: BeaconBlockBody) -> None:
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# Verify that a `shard_transition` in a block is empty if an attestation was not processed for it
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for shard in range(get_active_shard_count(state)):
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if state.shard_states[shard].slot != state.slot - 1:
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assert block_body.shard_transition[shard] == ShardTransition()
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```
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#### Light client processing
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```python
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def process_light_client_signatures(state: BeaconState, block_body: BeaconBlockBody) -> None:
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committee = get_light_client_committee(state, get_current_epoch(state))
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total_reward = Gwei(0)
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signer_keys = []
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for bit_index, participant_index in enumerate(committee):
if block_body.light_client_signature_bitfield[bit_index]:
signer_keys.append(state.validators[participant_index].pubkey)
increase_balance(state, participant_index, get_base_reward(state, participant_index))
total_reward += get_base_reward(state, participant_index)
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increase_balance(state, get_beacon_proposer_index(state), Gwei(total_reward // PROPOSER_REWARD_QUOTIENT))
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assert bls_verify(
pubkey=bls_aggregate_pubkeys(signer_keys),
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message_hash=get_block_root_at_slot(state, get_previous_slot(state.slot)),
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signature=block_body.light_client_signature,
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domain=DOMAIN_LIGHT_CLIENT
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)
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```
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### Epoch transition
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This epoch transition overrides the phase0 epoch transition:
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```python
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def process_epoch(state: BeaconState) -> None:
process_justification_and_finalization(state)
process_rewards_and_penalties(state)
process_registry_updates(state)
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process_reveal_deadlines(state)
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process_slashings(state)
process_final_updates(state)
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process_custody_final_updates(state)
process_online_tracking(state)
process_light_client_committee_updates(state)
```
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#### Custody game updates
`process_reveal_deadlines` and `process_custody_final_updates` are defined in [the Custody Game spec ](./1_custody-game.md ),
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#### Online-tracking
```python
def process_online_tracking(state: BeaconState) -> None:
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# Slowly remove validators from the "online" set if they do not show up
for index in range(len(state.validators)):
if state.online_countdown[index] != 0:
state.online_countdown[index] = state.online_countdown[index] - 1
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# Process pending attestations
for pending_attestation in state.current_epoch_attestations + state.previous_epoch_attestations:
for index in get_attesting_indices(state, pending_attestation.data, pending_attestation.aggregation_bits):
state.online_countdown[index] = ONLINE_PERIOD
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```
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#### Light client committee updates
```python
def process_light_client_committee_updates(state: BeaconState) -> None:
# Update light client committees
if get_current_epoch(state) % LIGHT_CLIENT_COMMITTEE_PERIOD == 0:
state.current_light_committee = state.next_light_committee
new_committee = get_light_client_committee(state, get_current_epoch(state) + LIGHT_CLIENT_COMMITTEE_PERIOD)
state.next_light_committee = committee_to_compact_committee(state, new_committee)
```