eth2.0-specs/specs/core/0_beacon-chain.md

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# Ethereum 2.0 Phase 0 -- The Beacon Chain
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**Notice**: This document is a work-in-progress for researchers and implementers.
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## Table of contents
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<!-- TOC -->
- [Ethereum 2.0 Phase 0 -- The Beacon Chain](#ethereum-20-phase-0----the-beacon-chain)
- [Table of contents](#table-of-contents)
- [Introduction](#introduction)
- [Notation](#notation)
- [Custom types](#custom-types)
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- [Constants](#constants)
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- [Configuration](#configuration)
- [Misc](#misc)
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- [Gwei values](#gwei-values)
- [Initial values](#initial-values)
- [Time parameters](#time-parameters)
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- [State list lengths](#state-list-lengths)
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- [Rewards and penalties](#rewards-and-penalties)
- [Max operations per block](#max-operations-per-block)
- [Signature domains](#signature-domains)
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- [Containers](#containers)
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- [Misc dependencies](#misc-dependencies)
- [`Fork`](#fork)
- [`Checkpoint`](#checkpoint)
- [`Validator`](#validator)
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- [`Crosslink`](#crosslink)
- [`AttestationData`](#attestationdata)
- [`AttestationDataAndCustodyBit`](#attestationdataandcustodybit)
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- [`IndexedAttestation`](#indexedattestation)
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- [`PendingAttestation`](#pendingattestation)
- [`Eth1Data`](#eth1data)
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- [`HistoricalBatch`](#historicalbatch)
- [`DepositData`](#depositdata)
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- [`CompactCommittee`](#compactcommittee)
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- [`BeaconBlockHeader`](#beaconblockheader)
- [Beacon operations](#beacon-operations)
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- [`ProposerSlashing`](#proposerslashing)
- [`AttesterSlashing`](#attesterslashing)
- [`Attestation`](#attestation)
- [`Deposit`](#deposit)
- [`VoluntaryExit`](#voluntaryexit)
- [`Transfer`](#transfer)
- [Beacon blocks](#beacon-blocks)
- [`BeaconBlockBody`](#beaconblockbody)
- [`BeaconBlock`](#beaconblock)
- [Beacon state](#beacon-state)
- [`BeaconState`](#beaconstate)
- [Helper functions](#helper-functions)
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- [Math](#math)
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- [`int_to_bytes`](#int_to_bytes)
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- [`integer_squareroot`](#integer_squareroot)
- [`xor`](#xor)
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- [`bytes_to_int`](#bytes_to_int)
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- [Crypto](#crypto)
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- [`hash`](#hash)
- [`hash_tree_root`](#hash_tree_root)
- [`signing_root`](#signing_root)
- [`bls_verify`](#bls_verify)
- [`bls_verify_multiple`](#bls_verify_multiple)
- [`bls_aggregate_pubkeys`](#bls_aggregate_pubkeys)
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- [Predicates](#predicates)
- [`is_active_validator`](#is_active_validator)
- [`is_slashable_validator`](#is_slashable_validator)
- [`is_slashable_attestation_data`](#is_slashable_attestation_data)
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- [`is_valid_merkle_branch`](#is_valid_merkle_branch)
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- [Misc](#misc-1)
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- [`shuffle_index`](#shuffle_index)
- [`compute_committee`](#compute_committee)
- [`validate_indexed_attestation`](#validate_indexed_attestation)
- [`slot_to_epoch`](#slot_to_epoch)
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- [`epoch_start_slot`](#epoch_start_slot)
- [`compute_activation_exit_epoch`](#compute_activation_exit_epoch)
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- [`bls_domain`](#bls_domain)
- [Beacon state accessors](#beacon-state-accessors)
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- [`get_current_epoch`](#get_current_epoch)
- [`get_previous_epoch`](#get_previous_epoch)
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- [`get_block_root`](#get_block_root)
- [`get_block_root_at_slot`](#get_block_root_at_slot)
- [`get_randao_mix`](#get_randao_mix)
- [`get_active_validator_indices`](#get_active_validator_indices)
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- [`get_validator_churn_limit`](#get_validator_churn_limit)
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- [`get_seed`](#get_seed)
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- [`get_committee_count`](#get_committee_count)
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- [`get_crosslink_committee`](#get_crosslink_committee)
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- [`get_start_shard`](#get_start_shard)
- [`get_shard_delta`](#get_shard_delta)
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- [`get_beacon_proposer_index`](#get_beacon_proposer_index)
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- [`get_attestation_data_slot`](#get_attestation_data_slot)
- [`get_compact_committees_root`](#get_compact_committees_root)
- [`get_total_balance`](#get_total_balance)
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- [`get_total_active_balance`](#get_total_active_balance)
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- [`get_domain`](#get_domain)
- [`get_indexed_attestation`](#get_indexed_attestation)
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- [`get_attesting_indices`](#get_attesting_indices)
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- [Beacon state mutators](#beacon-state-mutators)
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- [`increase_balance`](#increase_balance)
- [`decrease_balance`](#decrease_balance)
- [`initiate_validator_exit`](#initiate_validator_exit)
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- [`slash_validator`](#slash_validator)
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- [Genesis](#genesis)
- [Genesis state](#genesis-state)
- [Genesis block](#genesis-block)
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- [Beacon chain state transition function](#beacon-chain-state-transition-function)
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- [Epoch processing](#epoch-processing)
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- [Helper functions](#helper-functions-1)
- [Justification and finalization](#justification-and-finalization)
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- [Crosslinks](#crosslinks)
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- [Rewards and penalties](#rewards-and-penalties-1)
- [Registry updates](#registry-updates)
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- [Slashings](#slashings)
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- [Final updates](#final-updates)
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- [Block processing](#block-processing)
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- [Block header](#block-header)
- [RANDAO](#randao)
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- [Eth1 data](#eth1-data)
- [Operations](#operations)
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- [Proposer slashings](#proposer-slashings)
- [Attester slashings](#attester-slashings)
- [Attestations](#attestations)
- [Deposits](#deposits)
- [Voluntary exits](#voluntary-exits)
- [Transfers](#transfers)
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<!-- /TOC -->
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## Introduction
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This document represents the specification for Phase 0 of Ethereum 2.0 -- The Beacon Chain.
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At the core of Ethereum 2.0 is a system chain called the "beacon chain". The beacon chain stores and manages the registry of validators. In the initial deployment phases of Ethereum 2.0, the only mechanism to become a validator is to make a one-way ETH transaction to a deposit contract on Ethereum 1.0. Activation as a validator happens when Ethereum 1.0 deposit receipts are processed by the beacon chain, the activation balance is reached, and a queuing process is completed. Exit is either voluntary or done forcibly as a penalty for misbehavior.
The primary source of load on the beacon chain is "attestations". Attestations are simultaneously availability votes for a shard block and proof-of-stake votes for a beacon block. A sufficient number of attestations for the same shard block create a "crosslink", confirming the shard segment up to that shard block into the beacon chain. Crosslinks also serve as infrastructure for asynchronous cross-shard communication.
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## Notation
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Code snippets appearing in `this style` are to be interpreted as Python 3 code.
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## Custom types
We define the following Python custom types for type hinting and readability:
| Name | SSZ equivalent | Description |
| - | - | - |
| `Slot` | `uint64` | a slot number |
| `Epoch` | `uint64` | an epoch number |
| `Shard` | `uint64` | a shard number |
| `ValidatorIndex` | `uint64` | a validator registry index |
| `Gwei` | `uint64` | an amount in Gwei |
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| `Version` | `Bytes4` | a fork version number |
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| `Hash` | `Bytes32` | a hash |
| `BLSPubkey` | `Bytes48` | a BLS12-381 public key |
| `BLSSignature` | `Bytes96` | a BLS12-381 signature |
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## Constants
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The following values are (non-configurable) constants used throughout the specification.
| Name | Value |
| - | - |
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| `FAR_FUTURE_EPOCH` | `Epoch(2**64 - 1)` |
| `BASE_REWARDS_PER_EPOCH` | `5` |
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| `DEPOSIT_CONTRACT_TREE_DEPTH` | `2**5` (= 32) |
| `SECONDS_PER_DAY` | `86400` |
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## Configuration
*Note*: The default mainnet configuration values are included here for spec-design purposes. The different configurations for mainnet, testnets, and YAML-based testing can be found in the [`configs/constant_presets`](../../configs/constant_presets) directory. These configurations are updated for releases and may be out of sync during `dev` changes.
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### Misc
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| Name | Value |
| - | - |
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| `SHARD_COUNT` | `2**10` (= 1,024) |
| `TARGET_COMMITTEE_SIZE` | `2**7` (= 128) |
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| `MAX_VALIDATORS_PER_COMMITTEE` | `2**12` (= 4,096) |
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| `MIN_PER_EPOCH_CHURN_LIMIT` | `2**2` (= 4) |
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| `CHURN_LIMIT_QUOTIENT` | `2**16` (= 65,536) |
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| `SHUFFLE_ROUND_COUNT` | `90` |
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| `MIN_GENESIS_ACTIVE_VALIDATOR_COUNT` | `2**16` (= 65,536) |
| `MIN_GENESIS_TIME` | `1578009600` (Jan 3, 2020) |
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| `JUSTIFICATION_BITS_LENGTH` | `4` |
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| `ENDIANNESS` | `'little'` |
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- For the safety of crosslinks, `TARGET_COMMITTEE_SIZE` exceeds [the recommended minimum committee size of 111](https://vitalik.ca/files/Ithaca201807_Sharding.pdf); with sufficient active validators (at least `SLOTS_PER_EPOCH * TARGET_COMMITTEE_SIZE`), the shuffling algorithm ensures committee sizes of at least `TARGET_COMMITTEE_SIZE`. (Unbiasable randomness with a Verifiable Delay Function (VDF) will improve committee robustness and lower the safe minimum committee size.)
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### Gwei values
| Name | Value |
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| - | - |
| `MIN_DEPOSIT_AMOUNT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
| `MAX_EFFECTIVE_BALANCE` | `Gwei(2**5 * 10**9)` (= 32,000,000,000) |
| `EJECTION_BALANCE` | `Gwei(2**4 * 10**9)` (= 16,000,000,000) |
| `EFFECTIVE_BALANCE_INCREMENT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
### Initial values
| Name | Value |
| - | - |
| `GENESIS_SLOT` | `Slot(0)` |
| `GENESIS_EPOCH` | `Epoch(0)` |
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| `BLS_WITHDRAWAL_PREFIX` | `0` |
### Time parameters
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `MIN_ATTESTATION_INCLUSION_DELAY` | `2**0` (= 1) | slots | 6 seconds |
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| `SLOTS_PER_EPOCH` | `2**6` (= 64) | slots | 6.4 minutes |
| `MIN_SEED_LOOKAHEAD` | `2**0` (= 1) | epochs | 6.4 minutes |
| `ACTIVATION_EXIT_DELAY` | `2**2` (= 4) | epochs | 25.6 minutes |
| `SLOTS_PER_ETH1_VOTING_PERIOD` | `2**10` (= 1,024) | slots | ~1.7 hours |
| `SLOTS_PER_HISTORICAL_ROOT` | `2**13` (= 8,192) | slots | ~13 hours |
| `MIN_VALIDATOR_WITHDRAWABILITY_DELAY` | `2**8` (= 256) | epochs | ~27 hours |
| `PERSISTENT_COMMITTEE_PERIOD` | `2**11` (= 2,048) | epochs | 9 days |
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| `MAX_EPOCHS_PER_CROSSLINK` | `2**6` (= 64) | epochs | ~7 hours |
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| `MIN_EPOCHS_TO_INACTIVITY_PENALTY` | `2**2` (= 4) | epochs | 25.6 minutes |
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- `MAX_EPOCHS_PER_CROSSLINK` should be a small constant times `SHARD_COUNT // SLOTS_PER_EPOCH`.
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### State list lengths
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `EPOCHS_PER_HISTORICAL_VECTOR` | `2**16` (= 65,536) | epochs | ~0.8 years |
| `EPOCHS_PER_SLASHINGS_VECTOR` | `2**13` (= 8,192) | epochs | ~36 days |
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| `HISTORICAL_ROOTS_LIMIT` | `2**24` (= 16,777,216) | historical roots | ~26,131 years |
| `VALIDATOR_REGISTRY_LIMIT` | `2**40` (= 1,099,511,627,776) | validator spots | |
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### Rewards and penalties
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| Name | Value |
| - | - |
Tweak inclusion delay rewards and set BASE_REWARD_FACTOR Substantive changes: 1) Split the inclusion delay reward between attester and proposer to add up to at most one base reward. This is analogous to the reward logic in `slash_validator`, and makes the `BASE_REWARDS_PER_EPOCH` constant include proposer rewards. 2) Double `BASE_REWARD_FACTOR` to 2^6 (addressing item 4 in #1054). When the total effective balance is 2^17 ETH then maximum annual issuance is a bit below 2^21 ETH. Maximum annual issuance happens when a) all validators make perfect attestations (matching source, target, head, as well as consistent crosslink data), b) all attestations are included as fast as possible (in particular, no skip blocks), and c) there are no slashings. ```python BASE_REWARD_FACTOR = 2**6 SLOTS_PER_EPOCH = 2**6 SECONDS_PER_SLOT = 6 BASE_REWARDS_PER_EPOCH = 5 GWEI_PER_ETH = 10**9 MAX_TOTAL_EFFECTIVE_BALANCE = 2**27 * GWEI_PER_ETH TARGET_MAX_ISSUANCE = 2**21 * GWEI_PER_ETH def integer_squareroot(n: int) -> int: """ The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``. """ assert n >= 0 x = n y = (x + 1) // 2 while y < x: x = y y = (x + n // x) // 2 return x MAX_REWARDS_PER_EPOCH = MAX_TOTAL_EFFECTIVE_BALANCE * BASE_REWARD_FACTOR // integer_squareroot(MAX_TOTAL_EFFECTIVE_BALANCE) // BASE_REWARDS_PER_EPOCH EPOCHS_PER_YEAR = 365.25*24*60*60 / (SECONDS_PER_SLOT * SLOTS_PER_EPOCH) MAX_REWARDS_PER_YEAR = EPOCHS_PER_YEAR * MAX_REWARDS_PER_EPOCH * BASE_REWARDS_PER_EPOCH print(MAX_REWARDS_PER_YEAR / TARGET_MAX_ISSUANCE) ```
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| `BASE_REWARD_FACTOR` | `2**6` (= 64) |
| `WHISTLEBLOWER_REWARD_QUOTIENT` | `2**9` (= 512) |
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| `PROPOSER_REWARD_QUOTIENT` | `2**3` (= 8) |
| `INACTIVITY_PENALTY_QUOTIENT` | `2**25` (= 33,554,432) |
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| `MIN_SLASHING_PENALTY_QUOTIENT` | `2**5` (= 32) |
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- The `INACTIVITY_PENALTY_QUOTIENT` equals `INVERSE_SQRT_E_DROP_TIME**2` where `INVERSE_SQRT_E_DROP_TIME := 2**12 epochs` (about 18 days) is the time it takes the inactivity penalty to reduce the balance of non-participating validators to about `1/sqrt(e) ~= 60.6%`. Indeed, the balance retained by offline validators after `n` epochs is about `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(n**2/2)`; so after `INVERSE_SQRT_E_DROP_TIME` epochs, it is roughly `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(INACTIVITY_PENALTY_QUOTIENT/2) ~= 1/sqrt(e)`.
### Max operations per block
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| Name | Value |
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| - | - |
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| `MAX_PROPOSER_SLASHINGS` | `2**4` (= 16) |
| `MAX_ATTESTER_SLASHINGS` | `2**0` (= 1) |
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| `MAX_ATTESTATIONS` | `2**7` (= 128) |
| `MAX_DEPOSITS` | `2**4` (= 16) |
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| `MAX_VOLUNTARY_EXITS` | `2**4` (= 16) |
| `MAX_TRANSFERS` | `0` |
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### Signature domains
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| Name | Value |
| - | - |
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| `DOMAIN_BEACON_PROPOSER` | `0` |
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| `DOMAIN_RANDAO` | `1` |
| `DOMAIN_ATTESTATION` | `2` |
| `DOMAIN_DEPOSIT` | `3` |
| `DOMAIN_VOLUNTARY_EXIT` | `4` |
| `DOMAIN_TRANSFER` | `5` |
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## Containers
The following types are [SimpleSerialize (SSZ)](../simple-serialize.md) containers.
*Note*: The definitions are ordered topologically to facilitate execution of the spec.
*Note*: Fields missing in container instantiations default to their zero value.
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### Misc dependencies
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#### `Fork`
```python
class Fork(Container):
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previous_version: Version
current_version: Version
epoch: Epoch # Epoch of latest fork
```
#### `Checkpoint`
```python
class Checkpoint(Container):
epoch: Epoch
root: Hash
```
#### `Validator`
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```python
class Validator(Container):
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pubkey: BLSPubkey
withdrawal_credentials: Hash # Commitment to pubkey for withdrawals and transfers
effective_balance: Gwei # Balance at stake
slashed: boolean
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# Status epochs
activation_eligibility_epoch: Epoch # When criteria for activation were met
activation_epoch: Epoch
exit_epoch: Epoch
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withdrawable_epoch: Epoch # When validator can withdraw or transfer funds
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```
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#### `Crosslink`
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```python
class Crosslink(Container):
shard: Shard
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parent_root: Hash
# Crosslinking data
start_epoch: Epoch
end_epoch: Epoch
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data_root: Hash
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```
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#### `AttestationData`
```python
class AttestationData(Container):
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# LMD GHOST vote
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beacon_block_root: Hash
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# FFG vote
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source: Checkpoint
target: Checkpoint
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# Crosslink vote
crosslink: Crosslink
```
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#### `AttestationDataAndCustodyBit`
```python
class AttestationDataAndCustodyBit(Container):
data: AttestationData
custody_bit: bit # Challengeable bit (SSZ-bool, 1 byte) for the custody of crosslink data
```
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#### `IndexedAttestation`
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```python
class IndexedAttestation(Container):
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custody_bit_0_indices: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE] # Indices with custody bit equal to 0
custody_bit_1_indices: List[ValidatorIndex, MAX_VALIDATORS_PER_COMMITTEE] # Indices with custody bit equal to 1
data: AttestationData
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signature: BLSSignature
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```
#### `PendingAttestation`
```python
class PendingAttestation(Container):
aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
data: AttestationData
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inclusion_delay: Slot
proposer_index: ValidatorIndex
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```
#### `Eth1Data`
```python
class Eth1Data(Container):
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deposit_root: Hash
deposit_count: uint64
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block_hash: Hash
```
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#### `HistoricalBatch`
```python
class HistoricalBatch(Container):
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
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```
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#### `DepositData`
```python
class DepositData(Container):
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pubkey: BLSPubkey
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withdrawal_credentials: Hash
amount: Gwei
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signature: BLSSignature
```
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#### `CompactCommittee`
```python
class CompactCommittee(Container):
pubkeys: List[Bytes48, MAX_VALIDATORS_PER_COMMITTEE]
compact_validators: List[uint64, MAX_VALIDATORS_PER_COMMITTEE]
```
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#### `BeaconBlockHeader`
```python
class BeaconBlockHeader(Container):
slot: Slot
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parent_root: Hash
state_root: Hash
body_root: Hash
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signature: BLSSignature
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```
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### Beacon operations
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#### `ProposerSlashing`
```python
class ProposerSlashing(Container):
proposer_index: ValidatorIndex
header_1: BeaconBlockHeader
header_2: BeaconBlockHeader
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```
#### `AttesterSlashing`
```python
class AttesterSlashing(Container):
attestation_1: IndexedAttestation
attestation_2: IndexedAttestation
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```
#### `Attestation`
```python
class Attestation(Container):
aggregation_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
data: AttestationData
custody_bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]
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signature: BLSSignature
```
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#### `Deposit`
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```python
class Deposit(Container):
proof: Vector[Hash, DEPOSIT_CONTRACT_TREE_DEPTH + 1] # Merkle path to deposit data list root
data: DepositData
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```
#### `VoluntaryExit`
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```python
class VoluntaryExit(Container):
epoch: Epoch # Earliest epoch when voluntary exit can be processed
validator_index: ValidatorIndex
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signature: BLSSignature
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```
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#### `Transfer`
```python
class Transfer(Container):
sender: ValidatorIndex
recipient: ValidatorIndex
amount: Gwei
fee: Gwei
slot: Slot # Slot at which transfer must be processed
pubkey: BLSPubkey # Withdrawal pubkey
signature: BLSSignature # Signature checked against withdrawal pubkey
```
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### Beacon blocks
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#### `BeaconBlockBody`
```python
class BeaconBlockBody(Container):
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randao_reveal: BLSSignature
eth1_data: Eth1Data # Eth1 data vote
graffiti: Bytes32 # Arbitrary data
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# Operations
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proposer_slashings: List[ProposerSlashing, MAX_PROPOSER_SLASHINGS]
attester_slashings: List[AttesterSlashing, MAX_ATTESTER_SLASHINGS]
attestations: List[Attestation, MAX_ATTESTATIONS]
deposits: List[Deposit, MAX_DEPOSITS]
voluntary_exits: List[VoluntaryExit, MAX_VOLUNTARY_EXITS]
transfers: List[Transfer, MAX_TRANSFERS]
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```
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#### `BeaconBlock`
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```python
class BeaconBlock(Container):
slot: Slot
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parent_root: Hash
state_root: Hash
body: BeaconBlockBody
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signature: BLSSignature
```
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### Beacon state
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#### `BeaconState`
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```python
class BeaconState(Container):
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# Versioning
genesis_time: uint64
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slot: Slot
fork: Fork
# History
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latest_block_header: BeaconBlockHeader
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
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historical_roots: List[Hash, HISTORICAL_ROOTS_LIMIT]
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# Eth1
eth1_data: Eth1Data
eth1_data_votes: List[Eth1Data, SLOTS_PER_ETH1_VOTING_PERIOD]
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eth1_deposit_index: uint64
# Registry
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validators: List[Validator, VALIDATOR_REGISTRY_LIMIT]
balances: List[Gwei, VALIDATOR_REGISTRY_LIMIT]
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# Shuffling
start_shard: Shard
randao_mixes: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR]
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compact_committees_roots: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR] # Committee digests for light clients
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# Slashings
slashings: Vector[Gwei, EPOCHS_PER_SLASHINGS_VECTOR] # Per-epoch sums of slashed effective balances
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# Attestations
previous_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
current_epoch_attestations: List[PendingAttestation, MAX_ATTESTATIONS * SLOTS_PER_EPOCH]
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# Crosslinks
previous_crosslinks: Vector[Crosslink, SHARD_COUNT] # Previous epoch snapshot
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current_crosslinks: Vector[Crosslink, SHARD_COUNT]
# Finality
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justification_bits: Bitvector[JUSTIFICATION_BITS_LENGTH] # Bit set for every recent justified epoch
previous_justified_checkpoint: Checkpoint # Previous epoch snapshot
current_justified_checkpoint: Checkpoint
finalized_checkpoint: Checkpoint
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```
## Helper functions
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*Note*: The definitions below are for specification purposes and are not necessarily optimal implementations.
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### Math
#### `int_to_bytes`
#### `integer_squareroot`
```python
def integer_squareroot(n: uint64) -> int:
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"""
Return the largest integer ``x`` such that ``x**2 <= n``.
"""
x = n
y = (x + 1) // 2
while y < x:
x = y
y = (x + n // x) // 2
return x
```
#### `xor`
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```python
def xor(bytes1: Bytes32, bytes2: Bytes32) -> Bytes32:
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"""
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Return the exclusive-or of two 32-byte strings.
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"""
return Bytes32(a ^ b for a, b in zip(bytes1, bytes2))
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```
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```python
def int_to_bytes(integer: uint64, length: uint64) -> bytes:
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"""
Return the ``length``-byte serialization of ``integer``.
"""
return integer.to_bytes(length, ENDIANNESS)
```
#### `bytes_to_int`
```python
def bytes_to_int(data: bytes) -> int:
"""
Return the integer deserialization of ``data``.
"""
return int.from_bytes(data, ENDIANNESS)
```
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### Crypto
#### `hash`
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`def hash(data: bytes) -> Hash` is SHA256.
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#### `hash_tree_root`
`def hash_tree_root(object: SSZSerializable) -> Hash` is a function for hashing objects into a single root by utilizing a hash tree structure, as defined in the [SSZ spec](../simple-serialize.md#merkleization).
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#### `signing_root`
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`def signing_root(object: Container) -> Hash` is a function for computing signing messages, as defined in the [SSZ spec](../simple-serialize.md#self-signed-containers).
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#### `bls_verify`
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`bls_verify` is a function for verifying a BLS signature, as defined in the [BLS Signature spec](../bls_signature.md#bls_verify).
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#### `bls_verify_multiple`
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`bls_verify_multiple` is a function for verifying a BLS signature constructed from multiple messages, as defined in the [BLS Signature spec](../bls_signature.md#bls_verify_multiple).
#### `bls_aggregate_pubkeys`
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`bls_aggregate_pubkeys` is a function for aggregating multiple BLS public keys into a single aggregate key, as defined in the [BLS Signature spec](../bls_signature.md#bls_aggregate_pubkeys).
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### Predicates
#### `is_active_validator`
```python
def is_active_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is active.
"""
return validator.activation_epoch <= epoch < validator.exit_epoch
```
#### `is_slashable_validator`
```python
def is_slashable_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is slashable.
"""
return (not validator.slashed) and (validator.activation_epoch <= epoch < validator.withdrawable_epoch)
```
#### `is_slashable_attestation_data`
```python
def is_slashable_attestation_data(data_1: AttestationData, data_2: AttestationData) -> bool:
"""
Check if ``data_1`` and ``data_2`` are slashable according to Casper FFG rules.
"""
return (
# Double vote
(data_1 != data_2 and data_1.target.epoch == data_2.target.epoch) or
# Surround vote
(data_1.source.epoch < data_2.source.epoch and data_2.target.epoch < data_1.target.epoch)
)
```
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#### `is_valid_merkle_branch`
```python
def is_valid_merkle_branch(leaf: Hash, branch: Sequence[Hash], depth: uint64, index: uint64, root: Hash) -> bool:
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"""
Check if ``leaf`` at ``index`` verifies against the Merkle ``root`` and ``branch``.
"""
value = leaf
for i in range(depth):
if index // (2**i) % 2:
value = hash(branch[i] + value)
else:
value = hash(value + branch[i])
return value == root
```
### Misc
#### `shuffle_index`
```python
def shuffle_index(index: ValidatorIndex, index_count: uint64, seed: Hash) -> ValidatorIndex:
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"""
Return the shuffled validator index corresponding to ``seed`` (and ``index_count``).
"""
assert index < index_count
assert index_count <= 2**40
# Swap or not (https://link.springer.com/content/pdf/10.1007%2F978-3-642-32009-5_1.pdf)
# See the 'generalized domain' algorithm on page 3
for current_round in range(SHUFFLE_ROUND_COUNT):
pivot = bytes_to_int(hash(seed + int_to_bytes(current_round, length=1))[0:8]) % index_count
flip = ValidatorIndex((pivot + index_count - index) % index_count)
position = max(index, flip)
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source = hash(seed + int_to_bytes(current_round, length=1) + int_to_bytes(position // 256, length=4))
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byte = source[(position % 256) // 8]
bit = (byte >> (position % 8)) % 2
index = flip if bit else index
return ValidatorIndex(index)
```
#### `compute_committee`
```python
def compute_committee(indices: Sequence[ValidatorIndex],
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seed: Hash,
index: uint64,
count: uint64) -> Sequence[ValidatorIndex]:
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"""
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Return the committee corresponding to ``indices``, ``seed``, ``index``, and committee ``count``.
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"""
start = (len(indices) * index) // count
end = (len(indices) * (index + 1)) // count
return [indices[shuffle_index(ValidatorIndex(i), len(indices), seed)] for i in range(start, end)]
```
#### `validate_indexed_attestation`
```python
def validate_indexed_attestation(state: BeaconState, indexed_attestation: IndexedAttestation) -> None:
"""
Verify validity of ``indexed_attestation``.
"""
bit_0_indices = indexed_attestation.custody_bit_0_indices
bit_1_indices = indexed_attestation.custody_bit_1_indices
# Verify no index has custody bit equal to 1 [to be removed in phase 1]
assert len(bit_1_indices) == 0
# Verify max number of indices
assert len(bit_0_indices) + len(bit_1_indices) <= MAX_VALIDATORS_PER_COMMITTEE
# Verify index sets are disjoint
assert len(set(bit_0_indices).intersection(bit_1_indices)) == 0
# Verify indices are sorted
assert bit_0_indices == sorted(bit_0_indices) and bit_1_indices == sorted(bit_1_indices)
# Verify aggregate signature
assert bls_verify_multiple(
pubkeys=[
bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_0_indices]),
bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_1_indices]),
],
message_hashes=[
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b0)),
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b1)),
],
signature=indexed_attestation.signature,
domain=get_domain(state, DOMAIN_ATTESTATION, indexed_attestation.data.target.epoch),
)
```
#### `slot_to_epoch`
```python
def slot_to_epoch(slot: Slot) -> Epoch:
"""
Return the epoch number of ``slot``.
"""
return Epoch(slot // SLOTS_PER_EPOCH)
```
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#### `epoch_start_slot`
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```python
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def epoch_start_slot(epoch: Epoch) -> Slot:
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"""
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Return the start slot of ``epoch``.
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"""
return Slot(epoch * SLOTS_PER_EPOCH)
```
#### `compute_activation_exit_epoch`
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```python
def compute_activation_exit_epoch(epoch: Epoch) -> Epoch:
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"""
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Return the epoch during which validator activations and exits initiated in ``epoch`` take effect.
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"""
return Epoch(epoch + 1 + ACTIVATION_EXIT_DELAY)
```
#### `bls_domain`
```python
def bls_domain(domain_type: uint64, fork_version: bytes=b'\x00' * 4) -> int:
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"""
Return the BLS domain for the ``domain_type`` and ``fork_version``.
"""
return bytes_to_int(int_to_bytes(domain_type, length=4) + fork_version)
```
### Beacon state accessors
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#### `get_current_epoch`
```python
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def get_current_epoch(state: BeaconState) -> Epoch:
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"""
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Return the current epoch.
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"""
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return slot_to_epoch(state.slot)
```
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#### `get_previous_epoch`
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```python
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def get_previous_epoch(state: BeaconState) -> Epoch:
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"""`
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Return the previous epoch (unless the current epoch is ``GENESIS_EPOCH``).
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"""
current_epoch = get_current_epoch(state)
return GENESIS_EPOCH if current_epoch == GENESIS_EPOCH else Epoch(current_epoch - 1)
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```
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#### `get_block_root`
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```python
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def get_block_root(state: BeaconState, epoch: Epoch) -> Hash:
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"""
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Return the block root at the start of a recent ``epoch``.
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"""
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return get_block_root_at_slot(state, epoch_start_slot(epoch))
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```
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#### `get_block_root_at_slot`
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2018-12-12 19:00:53 +00:00
```python
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def get_block_root_at_slot(state: BeaconState, slot: Slot) -> Hash:
"""
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Return the block root at a recent ``slot``.
"""
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assert slot < state.slot <= slot + SLOTS_PER_HISTORICAL_ROOT
return state.block_roots[slot % SLOTS_PER_HISTORICAL_ROOT]
```
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#### `get_randao_mix`
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```python
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def get_randao_mix(state: BeaconState, epoch: Epoch) -> Hash:
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"""
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Return the randao mix at a recent ``epoch``.
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"""
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return state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR]
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```
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#### `get_active_validator_indices`
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```python
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def get_active_validator_indices(state: BeaconState, epoch: Epoch) -> Sequence[ValidatorIndex]:
"""
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Return the sequence of active validator indices at ``epoch``.
"""
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return [ValidatorIndex(i) for i, v in enumerate(state.validators) if is_active_validator(v, epoch)]
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```
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#### `get_validator_churn_limit`
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```python
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def get_validator_churn_limit(state: BeaconState) -> int:
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"""
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Return the validator churn limit for the current epoch.
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"""
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active_validator_indices = get_active_validator_indices(state, get_current_epoch(state))
return max(MIN_PER_EPOCH_CHURN_LIMIT, len(active_validator_indices) // CHURN_LIMIT_QUOTIENT)
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```
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#### `get_seed`
```python
def get_seed(state: BeaconState, epoch: Epoch) -> Hash:
"""
Return the seed at ``epoch``.
"""
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mix = get_randao_mix(state, Epoch(epoch + EPOCHS_PER_HISTORICAL_VECTOR - MIN_SEED_LOOKAHEAD)) # Avoid underflow
active_indices = get_active_validator_indices(state, epoch)
active_indices_root = hash_tree_root(List[ValidatorIndex, VALIDATOR_REGISTRY_LIMIT](active_indices))
return hash(mix + active_indices_root + int_to_bytes(epoch, length=32))
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```
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#### `get_committee_count`
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```python
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def get_committee_count(state: BeaconState, epoch: Epoch) -> int:
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"""
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Return the number of committees at ``epoch``.
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"""
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committees_per_slot = max(1, min(
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SHARD_COUNT // SLOTS_PER_EPOCH,
len(get_active_validator_indices(state, epoch)) // SLOTS_PER_EPOCH // TARGET_COMMITTEE_SIZE,
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))
return committees_per_slot * SLOTS_PER_EPOCH
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```
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#### `get_crosslink_committee`
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```python
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def get_crosslink_committee(state: BeaconState, epoch: Epoch, shard: Shard) -> Sequence[ValidatorIndex]:
"""
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Return the crosslink committee at ``epoch`` for ``shard``.
"""
return compute_committee(
indices=get_active_validator_indices(state, epoch),
seed=get_seed(state, epoch),
index=(shard + SHARD_COUNT - get_start_shard(state, epoch)) % SHARD_COUNT,
count=get_committee_count(state, epoch),
)
```
#### `get_start_shard`
```python
def get_start_shard(state: BeaconState, epoch: Epoch) -> Shard:
"""
Return the start shard of the 0th committee at ``epoch``.
"""
assert epoch <= get_current_epoch(state) + 1
check_epoch = Epoch(get_current_epoch(state) + 1)
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shard = Shard((state.start_shard + get_shard_delta(state, get_current_epoch(state))) % SHARD_COUNT)
while check_epoch > epoch:
check_epoch -= Epoch(1)
shard = Shard((shard + SHARD_COUNT - get_shard_delta(state, check_epoch)) % SHARD_COUNT)
return shard
```
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#### `get_shard_delta`
```python
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def get_shard_delta(state: BeaconState, epoch: Epoch) -> int:
"""
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Return the number of shards to increment ``state.start_shard`` at ``epoch``.
"""
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return min(get_committee_count(state, epoch), SHARD_COUNT - SHARD_COUNT // SLOTS_PER_EPOCH)
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```
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#### `get_beacon_proposer_index`
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```python
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def get_beacon_proposer_index(state: BeaconState) -> ValidatorIndex:
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"""
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Return the beacon proposer index at the current slot.
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"""
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epoch = get_current_epoch(state)
committees_per_slot = get_committee_count(state, epoch) // SLOTS_PER_EPOCH
offset = committees_per_slot * (state.slot % SLOTS_PER_EPOCH)
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
first_committee = get_crosslink_committee(state, epoch, shard)
MAX_RANDOM_BYTE = 2**8 - 1
seed = get_seed(state, epoch)
i = 0
while True:
candidate_index = first_committee[(epoch + i) % len(first_committee)]
random_byte = hash(seed + int_to_bytes(i // 32, length=8))[i % 32]
effective_balance = state.validators[candidate_index].effective_balance
if effective_balance * MAX_RANDOM_BYTE >= MAX_EFFECTIVE_BALANCE * random_byte:
return ValidatorIndex(candidate_index)
i += 1
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```
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#### `get_attestation_data_slot`
```python
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def get_attestation_data_slot(state: BeaconState, data: AttestationData) -> Slot:
"""
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Return the slot corresponding to the attestation ``data``.
"""
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committee_count = get_committee_count(state, data.target.epoch)
offset = (data.crosslink.shard + SHARD_COUNT - get_start_shard(state, data.target.epoch)) % SHARD_COUNT
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return Slot(epoch_start_slot(data.target.epoch) + offset // (committee_count // SLOTS_PER_EPOCH))
```
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#### `get_compact_committees_root`
```python
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def get_compact_committees_root(state: BeaconState, epoch: Epoch) -> Hash:
"""
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Return the compact committee root at ``epoch``.
"""
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committees = [CompactCommittee() for _ in range(SHARD_COUNT)]
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start_shard = get_start_shard(state, epoch)
for committee_number in range(get_committee_count(state, epoch)):
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shard = Shard((start_shard + committee_number) % SHARD_COUNT)
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for index in get_crosslink_committee(state, epoch, shard):
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validator = state.validators[index]
committees[shard].pubkeys.append(validator.pubkey)
compact_balance = validator.effective_balance // EFFECTIVE_BALANCE_INCREMENT
# `index` (top 6 bytes) + `slashed` (16th bit) + `compact_balance` (bottom 15 bits)
compact_validator = uint64((index << 16) + (validator.slashed << 15) + compact_balance)
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committees[shard].compact_validators.append(compact_validator)
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return hash_tree_root(Vector[CompactCommittee, SHARD_COUNT](committees))
```
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#### `get_total_balance`
```python
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def get_total_balance(state: BeaconState, indices: Set[ValidatorIndex]) -> Gwei:
"""
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Return the combined effective balance of the ``indices``. (1 Gwei minimum to avoid divisions by zero.)
"""
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return Gwei(max(sum([state.validators[index].effective_balance for index in indices]), 1))
```
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#### `get_total_active_balance`
```python
def get_total_active_balance(state: BeaconState) -> Gwei:
"""
Return the combined effective balance of the active validators.
"""
return get_total_balance(state, set(get_active_validator_indices(state, get_current_epoch(state))))
```
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#### `get_domain`
```python
def get_domain(state: BeaconState, domain_type: uint64, message_epoch: Epoch=None) -> int:
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"""
Return the signature domain (fork version concatenated with domain type) of a message.
"""
epoch = get_current_epoch(state) if message_epoch is None else message_epoch
fork_version = state.fork.previous_version if epoch < state.fork.epoch else state.fork.current_version
return bls_domain(domain_type, fork_version)
```
#### `get_indexed_attestation`
```python
def get_indexed_attestation(state: BeaconState, attestation: Attestation) -> IndexedAttestation:
"""
Return the indexed attestation corresponding to ``attestation``.
"""
attesting_indices = get_attesting_indices(state, attestation.data, attestation.aggregation_bits)
custody_bit_1_indices = get_attesting_indices(state, attestation.data, attestation.custody_bits)
assert custody_bit_1_indices.issubset(attesting_indices)
custody_bit_0_indices = attesting_indices.difference(custody_bit_1_indices)
return IndexedAttestation(
custody_bit_0_indices=sorted(custody_bit_0_indices),
custody_bit_1_indices=sorted(custody_bit_1_indices),
data=attestation.data,
signature=attestation.signature,
)
```
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#### `get_attesting_indices`
```python
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def get_attesting_indices(state: BeaconState,
data: AttestationData,
bits: Bitlist[MAX_VALIDATORS_PER_COMMITTEE]) -> Set[ValidatorIndex]:
"""
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Return the set of attesting indices corresponding to ``data`` and ``bits``.
"""
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committee = get_crosslink_committee(state, data.target.epoch, data.crosslink.shard)
return set(index for i, index in enumerate(committee) if bits[i])
```
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### Beacon state mutators
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#### `increase_balance`
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```python
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def increase_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Increase the validator balance at index ``index`` by ``delta``.
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"""
state.balances[index] += delta
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```
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#### `decrease_balance`
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```python
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def decrease_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
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"""
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Decrease the validator balance at index ``index`` by ``delta``, with underflow protection.
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"""
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state.balances[index] = 0 if delta > state.balances[index] else state.balances[index] - delta
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```
#### `initiate_validator_exit`
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```python
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def initiate_validator_exit(state: BeaconState, index: ValidatorIndex) -> None:
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"""
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Initiate the exit of the validator with index ``index``.
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"""
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# Return if validator already initiated exit
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validator = state.validators[index]
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if validator.exit_epoch != FAR_FUTURE_EPOCH:
return
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# Compute exit queue epoch
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exit_epochs = [v.exit_epoch for v in state.validators if v.exit_epoch != FAR_FUTURE_EPOCH]
exit_queue_epoch = max(exit_epochs + [compute_activation_exit_epoch(get_current_epoch(state))])
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exit_queue_churn = len([v for v in state.validators if v.exit_epoch == exit_queue_epoch])
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if exit_queue_churn >= get_validator_churn_limit(state):
exit_queue_epoch += Epoch(1)
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# Set validator exit epoch and withdrawable epoch
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validator.exit_epoch = exit_queue_epoch
validator.withdrawable_epoch = Epoch(validator.exit_epoch + MIN_VALIDATOR_WITHDRAWABILITY_DELAY)
```
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#### `slash_validator`
```python
def slash_validator(state: BeaconState,
slashed_index: ValidatorIndex,
whistleblower_index: ValidatorIndex=None) -> None:
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"""
Slash the validator with index ``slashed_index``.
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"""
epoch = get_current_epoch(state)
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initiate_validator_exit(state, slashed_index)
validator = state.validators[slashed_index]
validator.slashed = True
validator.withdrawable_epoch = max(validator.withdrawable_epoch, Epoch(epoch + EPOCHS_PER_SLASHINGS_VECTOR))
state.slashings[epoch % EPOCHS_PER_SLASHINGS_VECTOR] += validator.effective_balance
decrease_balance(state, slashed_index, validator.effective_balance // MIN_SLASHING_PENALTY_QUOTIENT)
# Apply proposer and whistleblower rewards
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proposer_index = get_beacon_proposer_index(state)
if whistleblower_index is None:
whistleblower_index = proposer_index
whistleblower_reward = Gwei(validator.effective_balance // WHISTLEBLOWER_REWARD_QUOTIENT)
proposer_reward = Gwei(whistleblower_reward // PROPOSER_REWARD_QUOTIENT)
increase_balance(state, proposer_index, proposer_reward)
increase_balance(state, whistleblower_index, whistleblower_reward - proposer_reward)
```
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## Genesis
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Before the Ethereum 2.0 genesis has been triggered, and for every Ethereum 1.0 block, let `candidate_state = initialize_beacon_state_from_eth1(eth1_block_hash, eth1_timestamp, deposits)` where:
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- `eth1_block_hash` is the hash of the Ethereum 1.0 block
- `eth1_timestamp` is the Unix timestamp corresponding to `eth1_block_hash`
- `deposits` is the sequence of all deposits, ordered chronologically, up to the block with hash `eth1_block_hash`
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```python
def initialize_beacon_state_from_eth1(eth1_block_hash: Hash,
eth1_timestamp: uint64,
deposits: Sequence[Deposit]) -> BeaconState:
state = BeaconState(
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genesis_time=eth1_timestamp - eth1_timestamp % SECONDS_PER_DAY + 2 * SECONDS_PER_DAY,
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eth1_data=Eth1Data(block_hash=eth1_block_hash, deposit_count=len(deposits)),
latest_block_header=BeaconBlockHeader(body_root=hash_tree_root(BeaconBlockBody())),
)
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# Process deposits
leaves = list(map(lambda deposit: deposit.data, deposits))
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for index, deposit in enumerate(deposits):
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deposit_data_list = List[DepositData, 2**DEPOSIT_CONTRACT_TREE_DEPTH](*leaves[:index + 1])
state.eth1_data.deposit_root = hash_tree_root(deposit_data_list)
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process_deposit(state, deposit)
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# Process activations
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for index, validator in enumerate(state.validators):
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if state.balances[index] >= MAX_EFFECTIVE_BALANCE:
validator.activation_eligibility_epoch = GENESIS_EPOCH
validator.activation_epoch = GENESIS_EPOCH
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# Populate compact_committees_roots
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committee_root = get_compact_committees_root(state, GENESIS_EPOCH)
for index in range(EPOCHS_PER_HISTORICAL_VECTOR):
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state.compact_committees_roots[index] = committee_root
return state
```
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### Genesis state
Let `genesis_state = candidate_state` whenever `is_valid_genesis_state(candidate_state) is True` for the first time.
```python
def is_valid_genesis_state(state: BeaconState) -> bool:
if state.genesis_time < MIN_GENESIS_TIME:
return False
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if len(get_active_validator_indices(state, GENESIS_EPOCH)) < MIN_GENESIS_ACTIVE_VALIDATOR_COUNT:
return False
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return True
```
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*Note*: The `is_valid_genesis_state` function (including `MIN_GENESIS_TIME` and `MIN_GENESIS_ACTIVE_VALIDATOR_COUNT`) is a placeholder for testing. It has yet to be finalized by the community, and can be updated as necessary.
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### Genesis block
Let `genesis_block = BeaconBlock(state_root=hash_tree_root(genesis_state))`.
## Beacon chain state transition function
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The post-state corresponding to a pre-state `state` and a block `block` is defined as `state_transition(state, block)`. State transitions that trigger an unhandled exception (e.g. a failed `assert` or an out-of-range list access) are considered invalid.
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```python
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def state_transition(state: BeaconState, block: BeaconBlock, validate_state_root: bool=False) -> BeaconState:
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# Process slots (including those with no blocks) since block
process_slots(state, block.slot)
# Process block
process_block(state, block)
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# Validate state root (`validate_state_root == True` in production)
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if validate_state_root:
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assert block.state_root == hash_tree_root(state)
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# Return post-state
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return state
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```
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```python
def process_slots(state: BeaconState, slot: Slot) -> None:
assert state.slot <= slot
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while state.slot < slot:
process_slot(state)
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# Process epoch on the start slot of the next epoch
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if (state.slot + 1) % SLOTS_PER_EPOCH == 0:
process_epoch(state)
state.slot += Slot(1)
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```
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```python
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def process_slot(state: BeaconState) -> None:
# Cache state root
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previous_state_root = hash_tree_root(state)
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state.state_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_state_root
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# Cache latest block header state root
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if state.latest_block_header.state_root == Hash():
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state.latest_block_header.state_root = previous_state_root
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# Cache block root
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previous_block_root = signing_root(state.latest_block_header)
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state.block_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_block_root
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```
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### Epoch processing
*Note*: The `# @LabelHere` lines below are placeholders to show that code will be inserted here in a future phase.
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```python
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def process_epoch(state: BeaconState) -> None:
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process_justification_and_finalization(state)
process_crosslinks(state)
process_rewards_and_penalties(state)
process_registry_updates(state)
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# @process_reveal_deadlines
# @process_challenge_deadlines
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process_slashings(state)
process_final_updates(state)
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# @after_process_final_updates
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```
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#### Helper functions
```python
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def get_matching_source_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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assert epoch in (get_previous_epoch(state), get_current_epoch(state))
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return state.current_epoch_attestations if epoch == get_current_epoch(state) else state.previous_epoch_attestations
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```
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```python
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def get_matching_target_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.target.root == get_block_root(state, epoch)
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]
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```
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```python
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def get_matching_head_attestations(state: BeaconState, epoch: Epoch) -> Sequence[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.beacon_block_root == get_block_root_at_slot(state, get_attestation_data_slot(state, a.data))
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]
```
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```python
def get_unslashed_attesting_indices(state: BeaconState,
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attestations: Sequence[PendingAttestation]) -> Set[ValidatorIndex]:
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output = set() # type: Set[ValidatorIndex]
for a in attestations:
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output = output.union(get_attesting_indices(state, a.data, a.aggregation_bits))
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return set(filter(lambda index: not state.validators[index].slashed, list(output)))
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```
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```python
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def get_attesting_balance(state: BeaconState, attestations: Sequence[PendingAttestation]) -> Gwei:
return get_total_balance(state, get_unslashed_attesting_indices(state, attestations))
```
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```python
def get_winning_crosslink_and_attesting_indices(state: BeaconState,
epoch: Epoch,
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shard: Shard) -> Tuple[Crosslink, Set[ValidatorIndex]]:
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attestations = [a for a in get_matching_source_attestations(state, epoch) if a.data.crosslink.shard == shard]
crosslinks = list(filter(
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lambda c: hash_tree_root(state.current_crosslinks[shard]) in (c.parent_root, hash_tree_root(c)),
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[a.data.crosslink for a in attestations]
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))
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# Winning crosslink has the crosslink data root with the most balance voting for it (ties broken lexicographically)
winning_crosslink = max(crosslinks, key=lambda c: (
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get_attesting_balance(state, [a for a in attestations if a.data.crosslink == c]), c.data_root
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), default=Crosslink())
winning_attestations = [a for a in attestations if a.data.crosslink == winning_crosslink]
return winning_crosslink, get_unslashed_attesting_indices(state, winning_attestations)
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```
#### Justification and finalization
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```python
def process_justification_and_finalization(state: BeaconState) -> None:
if get_current_epoch(state) <= GENESIS_EPOCH + 1:
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return
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previous_epoch = get_previous_epoch(state)
current_epoch = get_current_epoch(state)
old_previous_justified_checkpoint = state.previous_justified_checkpoint
old_current_justified_checkpoint = state.current_justified_checkpoint
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# Process justifications
state.previous_justified_checkpoint = state.current_justified_checkpoint
state.justification_bits[1:] = state.justification_bits[:-1]
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state.justification_bits[0] = 0b0
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matching_target_attestations = get_matching_target_attestations(state, previous_epoch) # Previous epoch
if get_attesting_balance(state, matching_target_attestations) * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_checkpoint = Checkpoint(epoch=previous_epoch,
root=get_block_root(state, previous_epoch))
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state.justification_bits[1] = 0b1
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matching_target_attestations = get_matching_target_attestations(state, current_epoch) # Current epoch
if get_attesting_balance(state, matching_target_attestations) * 3 >= get_total_active_balance(state) * 2:
state.current_justified_checkpoint = Checkpoint(epoch=current_epoch,
root=get_block_root(state, current_epoch))
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state.justification_bits[0] = 0b1
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# Process finalizations
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bits = state.justification_bits
# The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th as source
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if all(bits[1:4]) and old_previous_justified_checkpoint.epoch + 3 == current_epoch:
state.finalized_checkpoint = old_previous_justified_checkpoint
# The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as source
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if all(bits[1:3]) and old_previous_justified_checkpoint.epoch + 2 == current_epoch:
state.finalized_checkpoint = old_previous_justified_checkpoint
# The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as source
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if all(bits[0:3]) and old_current_justified_checkpoint.epoch + 2 == current_epoch:
state.finalized_checkpoint = old_current_justified_checkpoint
# The 1st/2nd most recent epochs are justified, the 1st using the 2nd as source
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if all(bits[0:2]) and old_current_justified_checkpoint.epoch + 1 == current_epoch:
state.finalized_checkpoint = old_current_justified_checkpoint
```
2018-09-20 05:20:49 +00:00
2019-03-07 19:05:34 +00:00
#### Crosslinks
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```python
def process_crosslinks(state: BeaconState) -> None:
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state.previous_crosslinks = [c for c in state.current_crosslinks]
for epoch in (get_previous_epoch(state), get_current_epoch(state)):
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for offset in range(get_committee_count(state, epoch)):
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
crosslink_committee = set(get_crosslink_committee(state, epoch, shard))
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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if 3 * get_total_balance(state, attesting_indices) >= 2 * get_total_balance(state, crosslink_committee):
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state.current_crosslinks[shard] = winning_crosslink
```
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#### Rewards and penalties
```python
def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
total_balance = get_total_active_balance(state)
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effective_balance = state.validators[index].effective_balance
return Gwei(effective_balance * BASE_REWARD_FACTOR // integer_squareroot(total_balance) // BASE_REWARDS_PER_EPOCH)
```
```python
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def get_attestation_deltas(state: BeaconState) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
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previous_epoch = get_previous_epoch(state)
total_balance = get_total_active_balance(state)
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rewards = [Gwei(0) for _ in range(len(state.validators))]
penalties = [Gwei(0) for _ in range(len(state.validators))]
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eligible_validator_indices = [
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ValidatorIndex(index) for index, v in enumerate(state.validators)
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if is_active_validator(v, previous_epoch) or (v.slashed and previous_epoch + 1 < v.withdrawable_epoch)
]
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# Micro-incentives for matching FFG source, FFG target, and head
matching_source_attestations = get_matching_source_attestations(state, previous_epoch)
matching_target_attestations = get_matching_target_attestations(state, previous_epoch)
matching_head_attestations = get_matching_head_attestations(state, previous_epoch)
for attestations in (matching_source_attestations, matching_target_attestations, matching_head_attestations):
unslashed_attesting_indices = get_unslashed_attesting_indices(state, attestations)
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attesting_balance = get_total_balance(state, unslashed_attesting_indices)
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for index in eligible_validator_indices:
if index in unslashed_attesting_indices:
rewards[index] += get_base_reward(state, index) * attesting_balance // total_balance
else:
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penalties[index] += get_base_reward(state, index)
# Proposer and inclusion delay micro-rewards
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for index in get_unslashed_attesting_indices(state, matching_source_attestations):
index = ValidatorIndex(index)
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attestation = min([
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a for a in matching_source_attestations
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if index in get_attesting_indices(state, a.data, a.aggregation_bits)
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], key=lambda a: a.inclusion_delay)
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proposer_reward = Gwei(get_base_reward(state, index) // PROPOSER_REWARD_QUOTIENT)
Tweak inclusion delay rewards and set BASE_REWARD_FACTOR Substantive changes: 1) Split the inclusion delay reward between attester and proposer to add up to at most one base reward. This is analogous to the reward logic in `slash_validator`, and makes the `BASE_REWARDS_PER_EPOCH` constant include proposer rewards. 2) Double `BASE_REWARD_FACTOR` to 2^6 (addressing item 4 in #1054). When the total effective balance is 2^17 ETH then maximum annual issuance is a bit below 2^21 ETH. Maximum annual issuance happens when a) all validators make perfect attestations (matching source, target, head, as well as consistent crosslink data), b) all attestations are included as fast as possible (in particular, no skip blocks), and c) there are no slashings. ```python BASE_REWARD_FACTOR = 2**6 SLOTS_PER_EPOCH = 2**6 SECONDS_PER_SLOT = 6 BASE_REWARDS_PER_EPOCH = 5 GWEI_PER_ETH = 10**9 MAX_TOTAL_EFFECTIVE_BALANCE = 2**27 * GWEI_PER_ETH TARGET_MAX_ISSUANCE = 2**21 * GWEI_PER_ETH def integer_squareroot(n: int) -> int: """ The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``. """ assert n >= 0 x = n y = (x + 1) // 2 while y < x: x = y y = (x + n // x) // 2 return x MAX_REWARDS_PER_EPOCH = MAX_TOTAL_EFFECTIVE_BALANCE * BASE_REWARD_FACTOR // integer_squareroot(MAX_TOTAL_EFFECTIVE_BALANCE) // BASE_REWARDS_PER_EPOCH EPOCHS_PER_YEAR = 365.25*24*60*60 / (SECONDS_PER_SLOT * SLOTS_PER_EPOCH) MAX_REWARDS_PER_YEAR = EPOCHS_PER_YEAR * MAX_REWARDS_PER_EPOCH * BASE_REWARDS_PER_EPOCH print(MAX_REWARDS_PER_YEAR / TARGET_MAX_ISSUANCE) ```
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rewards[attestation.proposer_index] += proposer_reward
max_attester_reward = get_base_reward(state, index) - proposer_reward
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rewards[index] += Gwei(max_attester_reward * MIN_ATTESTATION_INCLUSION_DELAY // attestation.inclusion_delay)
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# Inactivity penalty
finality_delay = previous_epoch - state.finalized_checkpoint.epoch
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if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY:
matching_target_attesting_indices = get_unslashed_attesting_indices(state, matching_target_attestations)
for index in eligible_validator_indices:
index = ValidatorIndex(index)
penalties[index] += Gwei(BASE_REWARDS_PER_EPOCH * get_base_reward(state, index))
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if index not in matching_target_attesting_indices:
penalties[index] += Gwei(
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state.validators[index].effective_balance * finality_delay // INACTIVITY_PENALTY_QUOTIENT
)
return rewards, penalties
```
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```python
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def get_crosslink_deltas(state: BeaconState) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
rewards = [Gwei(0) for _ in range(len(state.validators))]
penalties = [Gwei(0) for _ in range(len(state.validators))]
epoch = get_previous_epoch(state)
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for offset in range(get_committee_count(state, epoch)):
shard = Shard((get_start_shard(state, epoch) + offset) % SHARD_COUNT)
crosslink_committee = set(get_crosslink_committee(state, epoch, shard))
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
attesting_balance = get_total_balance(state, attesting_indices)
committee_balance = get_total_balance(state, crosslink_committee)
for index in crosslink_committee:
base_reward = get_base_reward(state, index)
if index in attesting_indices:
rewards[index] += base_reward * attesting_balance // committee_balance
else:
penalties[index] += base_reward
return rewards, penalties
```
```python
def process_rewards_and_penalties(state: BeaconState) -> None:
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if get_current_epoch(state) == GENESIS_EPOCH:
return
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rewards1, penalties1 = get_attestation_deltas(state)
rewards2, penalties2 = get_crosslink_deltas(state)
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for index in range(len(state.validators)):
increase_balance(state, ValidatorIndex(index), rewards1[index] + rewards2[index])
decrease_balance(state, ValidatorIndex(index), penalties1[index] + penalties2[index])
```
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#### Registry updates
2018-12-05 11:22:15 +00:00
```python
def process_registry_updates(state: BeaconState) -> None:
# Process activation eligibility and ejections
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for index, validator in enumerate(state.validators):
if (
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validator.activation_eligibility_epoch == FAR_FUTURE_EPOCH
and validator.effective_balance == MAX_EFFECTIVE_BALANCE
):
validator.activation_eligibility_epoch = get_current_epoch(state)
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if is_active_validator(validator, get_current_epoch(state)) and validator.effective_balance <= EJECTION_BALANCE:
initiate_validator_exit(state, ValidatorIndex(index))
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# Queue validators eligible for activation and not dequeued for activation prior to finalized epoch
activation_queue = sorted([
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index for index, validator in enumerate(state.validators)
if validator.activation_eligibility_epoch != FAR_FUTURE_EPOCH
and validator.activation_epoch >= compute_activation_exit_epoch(state.finalized_checkpoint.epoch)
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], key=lambda index: state.validators[index].activation_eligibility_epoch)
# Dequeued validators for activation up to churn limit (without resetting activation epoch)
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for index in activation_queue[:get_validator_churn_limit(state)]:
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validator = state.validators[index]
if validator.activation_epoch == FAR_FUTURE_EPOCH:
validator.activation_epoch = compute_activation_exit_epoch(get_current_epoch(state))
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```
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#### Slashings
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```python
def process_slashings(state: BeaconState) -> None:
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epoch = get_current_epoch(state)
total_balance = get_total_active_balance(state)
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for index, validator in enumerate(state.validators):
if validator.slashed and epoch + EPOCHS_PER_SLASHINGS_VECTOR // 2 == validator.withdrawable_epoch:
penalty = validator.effective_balance * min(sum(state.slashings) * 3, total_balance) // total_balance
decrease_balance(state, ValidatorIndex(index), penalty)
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```
#### Final updates
```python
def process_final_updates(state: BeaconState) -> None:
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current_epoch = get_current_epoch(state)
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next_epoch = Epoch(current_epoch + 1)
# Reset eth1 data votes
if (state.slot + 1) % SLOTS_PER_ETH1_VOTING_PERIOD == 0:
state.eth1_data_votes = []
# Update effective balances with hysteresis
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for index, validator in enumerate(state.validators):
balance = state.balances[index]
HALF_INCREMENT = EFFECTIVE_BALANCE_INCREMENT // 2
if balance < validator.effective_balance or validator.effective_balance + 3 * HALF_INCREMENT < balance:
validator.effective_balance = min(balance - balance % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
# Update start shard
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state.start_shard = Shard((state.start_shard + get_shard_delta(state, current_epoch)) % SHARD_COUNT)
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# Set active index root
committee_root_position = (next_epoch + ACTIVATION_EXIT_DELAY) % EPOCHS_PER_HISTORICAL_VECTOR
state.compact_committees_roots[committee_root_position] = get_compact_committees_root(state, next_epoch)
# Reset slashings
state.slashings[next_epoch % EPOCHS_PER_SLASHINGS_VECTOR] = Gwei(0)
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# Set randao mix
state.randao_mixes[next_epoch % EPOCHS_PER_HISTORICAL_VECTOR] = get_randao_mix(state, current_epoch)
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# Set historical root accumulator
if next_epoch % (SLOTS_PER_HISTORICAL_ROOT // SLOTS_PER_EPOCH) == 0:
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historical_batch = HistoricalBatch(block_roots=state.block_roots, state_roots=state.state_roots)
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state.historical_roots.append(hash_tree_root(historical_batch))
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# Rotate current/previous epoch attestations
state.previous_epoch_attestations = state.current_epoch_attestations
state.current_epoch_attestations = []
```
2019-05-01 12:29:03 +00:00
### Block processing
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```python
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def process_block(state: BeaconState, block: BeaconBlock) -> None:
process_block_header(state, block)
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process_randao(state, block.body)
process_eth1_data(state, block.body)
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process_operations(state, block.body)
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```
#### Block header
```python
def process_block_header(state: BeaconState, block: BeaconBlock) -> None:
# Verify that the slots match
assert block.slot == state.slot
# Verify that the parent matches
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assert block.parent_root == signing_root(state.latest_block_header)
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# Save current block as the new latest block
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state.latest_block_header = BeaconBlockHeader(
slot=block.slot,
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parent_root=block.parent_root,
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state_root=Hash(), # Overwritten in the next `process_slot` call
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body_root=hash_tree_root(block.body),
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)
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# Verify proposer is not slashed
2019-06-30 17:42:24 +00:00
proposer = state.validators[get_beacon_proposer_index(state)]
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assert not proposer.slashed
# Verify proposer signature
assert bls_verify(proposer.pubkey, signing_root(block), block.signature, get_domain(state, DOMAIN_BEACON_PROPOSER))
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```
#### RANDAO
```python
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def process_randao(state: BeaconState, body: BeaconBlockBody) -> None:
epoch = get_current_epoch(state)
# Verify RANDAO reveal
2019-06-30 17:42:24 +00:00
proposer = state.validators[get_beacon_proposer_index(state)]
assert bls_verify(proposer.pubkey, hash_tree_root(epoch), body.randao_reveal, get_domain(state, DOMAIN_RANDAO))
# Mix in RANDAO reveal
mix = xor(get_randao_mix(state, epoch), hash(body.randao_reveal))
state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR] = mix
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```
#### Eth1 data
```python
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def process_eth1_data(state: BeaconState, body: BeaconBlockBody) -> None:
state.eth1_data_votes.append(body.eth1_data)
if state.eth1_data_votes.count(body.eth1_data) * 2 > SLOTS_PER_ETH1_VOTING_PERIOD:
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state.eth1_data = body.eth1_data
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```
#### Operations
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```python
def process_operations(state: BeaconState, body: BeaconBlockBody) -> None:
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# Verify that outstanding deposits are processed up to the maximum number of deposits
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assert len(body.deposits) == min(MAX_DEPOSITS, state.eth1_data.deposit_count - state.eth1_deposit_index)
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# Verify that there are no duplicate transfers
assert len(body.transfers) == len(set(body.transfers))
2019-06-18 00:54:08 +00:00
2019-06-30 15:10:22 +00:00
for operations, function in (
(body.proposer_slashings, process_proposer_slashing),
(body.attester_slashings, process_attester_slashing),
(body.attestations, process_attestation),
(body.deposits, process_deposit),
(body.voluntary_exits, process_voluntary_exit),
(body.transfers, process_transfer),
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):
for operation in operations:
function(state, operation)
```
2019-03-07 19:05:34 +00:00
##### Proposer slashings
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```python
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def process_proposer_slashing(state: BeaconState, proposer_slashing: ProposerSlashing) -> None:
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proposer = state.validators[proposer_slashing.proposer_index]
# Verify that the epoch is the same
assert slot_to_epoch(proposer_slashing.header_1.slot) == slot_to_epoch(proposer_slashing.header_2.slot)
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# But the headers are different
assert proposer_slashing.header_1 != proposer_slashing.header_2
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# Check proposer is slashable
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assert is_slashable_validator(proposer, get_current_epoch(state))
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# Signatures are valid
for header in (proposer_slashing.header_1, proposer_slashing.header_2):
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domain = get_domain(state, DOMAIN_BEACON_PROPOSER, slot_to_epoch(header.slot))
assert bls_verify(proposer.pubkey, signing_root(header), header.signature, domain)
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slash_validator(state, proposer_slashing.proposer_index)
```
##### Attester slashings
2018-12-10 21:16:06 +00:00
2019-03-02 01:49:28 +00:00
```python
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def process_attester_slashing(state: BeaconState, attester_slashing: AttesterSlashing) -> None:
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attestation_1 = attester_slashing.attestation_1
attestation_2 = attester_slashing.attestation_2
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assert is_slashable_attestation_data(attestation_1.data, attestation_2.data)
validate_indexed_attestation(state, attestation_1)
validate_indexed_attestation(state, attestation_2)
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slashed_any = False
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attesting_indices_1 = attestation_1.custody_bit_0_indices + attestation_1.custody_bit_1_indices
attesting_indices_2 = attestation_2.custody_bit_0_indices + attestation_2.custody_bit_1_indices
for index in sorted(set(attesting_indices_1).intersection(attesting_indices_2)):
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if is_slashable_validator(state.validators[index], get_current_epoch(state)):
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slash_validator(state, index)
slashed_any = True
assert slashed_any
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```
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##### Attestations
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```python
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def process_attestation(state: BeaconState, attestation: Attestation) -> None:
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data = attestation.data
assert data.crosslink.shard < SHARD_COUNT
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assert data.target.epoch in (get_previous_epoch(state), get_current_epoch(state))
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attestation_slot = get_attestation_data_slot(state, data)
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assert attestation_slot + MIN_ATTESTATION_INCLUSION_DELAY <= state.slot <= attestation_slot + SLOTS_PER_EPOCH
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pending_attestation = PendingAttestation(
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data=data,
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aggregation_bits=attestation.aggregation_bits,
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inclusion_delay=state.slot - attestation_slot,
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proposer_index=get_beacon_proposer_index(state),
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)
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if data.target.epoch == get_current_epoch(state):
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assert data.source == state.current_justified_checkpoint
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parent_crosslink = state.current_crosslinks[data.crosslink.shard]
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state.current_epoch_attestations.append(pending_attestation)
else:
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assert data.source == state.previous_justified_checkpoint
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parent_crosslink = state.previous_crosslinks[data.crosslink.shard]
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state.previous_epoch_attestations.append(pending_attestation)
2019-05-05 11:04:34 +00:00
2019-06-23 09:18:24 +00:00
# Check crosslink against expected parent crosslink
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assert data.crosslink.parent_root == hash_tree_root(parent_crosslink)
assert data.crosslink.start_epoch == parent_crosslink.end_epoch
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assert data.crosslink.end_epoch == min(data.target.epoch, parent_crosslink.end_epoch + MAX_EPOCHS_PER_CROSSLINK)
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assert data.crosslink.data_root == Hash() # [to be removed in phase 1]
2019-06-28 11:23:22 +00:00
2019-06-23 09:18:24 +00:00
# Check signature
2019-06-30 09:02:18 +00:00
validate_indexed_attestation(state, get_indexed_attestation(state, attestation))
2019-02-12 12:24:19 +00:00
```
2019-03-07 19:05:34 +00:00
##### Deposits
```python
def process_deposit(state: BeaconState, deposit: Deposit) -> None:
# Verify the Merkle branch
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assert is_valid_merkle_branch(
leaf=hash_tree_root(deposit.data),
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branch=deposit.proof,
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depth=DEPOSIT_CONTRACT_TREE_DEPTH + 1, # Add 1 for the `List` length mix-in
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index=state.eth1_deposit_index,
root=state.eth1_data.deposit_root,
)
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# Deposits must be processed in order
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state.eth1_deposit_index += 1
pubkey = deposit.data.pubkey
amount = deposit.data.amount
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validator_pubkeys = [v.pubkey for v in state.validators]
if pubkey not in validator_pubkeys:
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# Verify the deposit signature (proof of possession) for new validators.
# Note: The deposit contract does not check signatures.
# Note: Deposits are valid across forks, hence the deposit domain is retrieved directly from `bls_domain`
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if not bls_verify(pubkey, signing_root(deposit.data), deposit.data.signature, bls_domain(DOMAIN_DEPOSIT)):
return
# Add validator and balance entries
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state.validators.append(Validator(
pubkey=pubkey,
withdrawal_credentials=deposit.data.withdrawal_credentials,
activation_eligibility_epoch=FAR_FUTURE_EPOCH,
activation_epoch=FAR_FUTURE_EPOCH,
exit_epoch=FAR_FUTURE_EPOCH,
withdrawable_epoch=FAR_FUTURE_EPOCH,
effective_balance=min(amount - amount % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
))
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state.balances.append(amount)
else:
# Increase balance by deposit amount
index = ValidatorIndex(validator_pubkeys.index(pubkey))
increase_balance(state, index, amount)
```
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##### Voluntary exits
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```python
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def process_voluntary_exit(state: BeaconState, exit: VoluntaryExit) -> None:
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validator = state.validators[exit.validator_index]
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# Verify the validator is active
assert is_active_validator(validator, get_current_epoch(state))
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# Verify the validator has not yet exited
assert validator.exit_epoch == FAR_FUTURE_EPOCH
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# Exits must specify an epoch when they become valid; they are not valid before then
assert get_current_epoch(state) >= exit.epoch
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# Verify the validator has been active long enough
assert get_current_epoch(state) >= validator.activation_epoch + PERSISTENT_COMMITTEE_PERIOD
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# Verify signature
domain = get_domain(state, DOMAIN_VOLUNTARY_EXIT, exit.epoch)
assert bls_verify(validator.pubkey, signing_root(exit), exit.signature, domain)
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# Initiate exit
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initiate_validator_exit(state, exit.validator_index)
```
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##### Transfers
2018-09-20 05:20:49 +00:00
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```python
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def process_transfer(state: BeaconState, transfer: Transfer) -> None:
# Verify the balance the covers amount and fee (with overflow protection)
assert state.balances[transfer.sender] >= max(transfer.amount + transfer.fee, transfer.amount, transfer.fee)
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# A transfer is valid in only one slot
assert state.slot == transfer.slot
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# Sender must satisfy at least one of the following:
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assert (
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# 1) Never have been eligible for activation
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state.validators[transfer.sender].activation_eligibility_epoch == FAR_FUTURE_EPOCH or
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# 2) Be withdrawable
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get_current_epoch(state) >= state.validators[transfer.sender].withdrawable_epoch or
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# 3) Have a balance of at least MAX_EFFECTIVE_BALANCE after the transfer
state.balances[transfer.sender] >= transfer.amount + transfer.fee + MAX_EFFECTIVE_BALANCE
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)
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# Verify that the pubkey is valid
assert (
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state.validators[transfer.sender].withdrawal_credentials ==
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int_to_bytes(BLS_WITHDRAWAL_PREFIX, length=1) + hash(transfer.pubkey)[1:]
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)
# Verify that the signature is valid
assert bls_verify(transfer.pubkey, signing_root(transfer), transfer.signature, get_domain(state, DOMAIN_TRANSFER))
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# Process the transfer
decrease_balance(state, transfer.sender, transfer.amount + transfer.fee)
increase_balance(state, transfer.recipient, transfer.amount)
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increase_balance(state, get_beacon_proposer_index(state), transfer.fee)
# Verify balances are not dust
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assert not (0 < state.balances[transfer.sender] < MIN_DEPOSIT_AMOUNT)
assert not (0 < state.balances[transfer.recipient] < MIN_DEPOSIT_AMOUNT)
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```