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# Ethereum 2.0 HF1
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## Table of contents
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<!-- TOC -->
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- [Introduction ](#introduction )
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- [Constants ](#constants )
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- [Participation flags ](#participation-flags )
- [Participation rewards ](#participation-rewards )
- [Misc ](#misc )
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- [Configuration ](#configuration )
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- [Misc ](#misc-1 )
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- [Time parameters ](#time-parameters )
- [Domain types ](#domain-types )
- [Containers ](#containers )
- [Extended containers ](#extended-containers )
- [`BeaconBlockBody` ](#beaconblockbody )
- [`BeaconState` ](#beaconstate )
- [New containers ](#new-containers )
- [`SyncCommittee` ](#synccommittee )
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- [Helper functions ](#helper-functions )
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- [`Predicates` ](#predicates )
- [`eth2_fast_aggregate_verify` ](#eth2_fast_aggregate_verify )
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- [Misc ](#misc-2 )
- [`flags_and_numerators` ](#flags_and_numerators )
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- [Beacon state accessors ](#beacon-state-accessors )
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- [`get_sync_committee_indices` ](#get_sync_committee_indices )
- [`get_sync_committee` ](#get_sync_committee )
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- [`get_base_reward` ](#get_base_reward )
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- [`get_unslashed_participating_indices` ](#get_unslashed_participating_indices )
- [`get_flag_deltas` ](#get_flag_deltas )
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- [New `get_inactivity_penalty_deltas` ](#new-get_inactivity_penalty_deltas )
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- [Block processing ](#block-processing )
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- [New `process_attestation` ](#new-process_attestation )
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- [New `process_deposit` ](#new-process_deposit )
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- [Sync committee processing ](#sync-committee-processing )
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- [Epoch processing ](#epoch-processing )
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- [New `process_justification_and_finalization` ](#new-process_justification_and_finalization )
- [New `process_rewards_and_penalties` ](#new-process_rewards_and_penalties )
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- [Sync committee updates ](#sync-committee-updates )
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- [Participation flags updates ](#participation-flags-updates )
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## Introduction
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This is a patch implementing the first hard fork to the beacon chain, tentatively named HF1 pending a permanent name. It has three main features:
* Light client support via sync committees
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* Incentive accounting reforms, reducing spec complexity
and [TODO] reducing the cost of processing chains that have very little or zero participation for a long span of epochs
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* Fork choice rule changes to address weaknesses recently discovered in the existing fork choice
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## Constants
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### Participation flags
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| Name | Value |
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| - | - |
| `TIMELY_HEAD_FLAG` | `0` |
| `TIMELY_SOURCE_FLAG` | `1` |
| `TIMELY_TARGET_FLAG` | `2` |
### Participation rewards
| Name | Value |
| - | - |
| `TIMELY_HEAD_NUMERATOR` | `12` |
| `TIMELY_SOURCE_NUMERATOR` | `12` |
| `TIMELY_TARGET_NUMERATOR` | `32` |
| `REWARD_DENOMINATOR` | `64` |
The reward fractions add up to 7/8, leaving the remaining 1/8 for proposer rewards and other future micro-rewards.
### Misc
| Name | Value |
| - | - |
| `PARTICIPATION_FLAGS_LENGTH` | `8` |
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| `G2_POINT_AT_INFINITY` | `BLSSignature(b'\xc0' + b'\x00' * 95)` |
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## Configuration
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### Misc
| Name | Value |
| - | - |
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| `SYNC_COMMITTEE_SIZE` | `uint64(2**10)` (= 1024) |
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| `SYNC_COMMITTEE_PUBKEY_AGGREGATES_SIZE` | `uint64(2**6)` (= 64) |
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### Time parameters
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `EPOCHS_PER_SYNC_COMMITTEE_PERIOD` | `Epoch(2**8)` (= 256) | epochs | ~27 hours |
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### Domain types
| Name | Value |
| - | - |
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| `DOMAIN_SYNC_COMMITTEE` | `DomainType('0x07000000')` |
## Containers
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### Extended containers
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*Note*: Extended SSZ containers inherit all fields from the parent in the original
order and append any additional fields to the end.
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#### `BeaconBlockBody`
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```python
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class BeaconBlockBody(phase0.BeaconBlockBody):
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# Sync committee aggregate signature
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sync_committee_bits: Bitvector[SYNC_COMMITTEE_SIZE]
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sync_committee_signature: BLSSignature
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```
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#### `BeaconState`
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```python
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class BeaconState(Container):
# Versioning
genesis_time: uint64
genesis_validators_root: Root
slot: Slot
fork: Fork
# History
latest_block_header: BeaconBlockHeader
block_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT]
historical_roots: List[Root, HISTORICAL_ROOTS_LIMIT]
# Eth1
eth1_data: Eth1Data
eth1_data_votes: List[Eth1Data, EPOCHS_PER_ETH1_VOTING_PERIOD * SLOTS_PER_EPOCH]
eth1_deposit_index: uint64
# Registry
validators: List[Validator, VALIDATOR_REGISTRY_LIMIT]
balances: List[Gwei, VALIDATOR_REGISTRY_LIMIT]
# Randomness
randao_mixes: Vector[Bytes32, EPOCHS_PER_HISTORICAL_VECTOR]
# Slashings
slashings: Vector[Gwei, EPOCHS_PER_SLASHINGS_VECTOR] # Per-epoch sums of slashed effective balances
# Participation
previous_epoch_participation: List[Bitvector[PARTICIPATION_FLAGS_LENGTH], VALIDATOR_REGISTRY_LIMIT]
current_epoch_participation: List[Bitvector[PARTICIPATION_FLAGS_LENGTH], VALIDATOR_REGISTRY_LIMIT]
# Finality
justification_bits: Bitvector[JUSTIFICATION_BITS_LENGTH] # Bit set for every recent justified epoch
previous_justified_checkpoint: Checkpoint
current_justified_checkpoint: Checkpoint
finalized_checkpoint: Checkpoint
# Light client sync committees
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current_sync_committee: SyncCommittee
next_sync_committee: SyncCommittee
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```
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### New containers
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#### `SyncCommittee`
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```python
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class SyncCommittee(Container):
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pubkeys: Vector[BLSPubkey, SYNC_COMMITTEE_SIZE]
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pubkey_aggregates: Vector[BLSPubkey, SYNC_COMMITTEE_SIZE // SYNC_COMMITTEE_PUBKEY_AGGREGATES_SIZE]
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```
## Helper functions
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### `Predicates`
#### `eth2_fast_aggregate_verify`
```python
def eth2_fast_aggregate_verify(pubkeys: Sequence[BLSPubkey], message: Bytes32, signature: BLSSignature) -> bool:
"""
Wrapper to ``bls.FastAggregateVerify`` accepting the ``G2_POINT_AT_INFINITY`` signature when ``pubkeys`` is empty.
"""
if len(pubkeys) == 0 and signature == G2_POINT_AT_INFINITY:
return True
return bls.FastAggregateVerify(pubkeys, message, signature)
```
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### Misc
#### `flags_and_numerators`
```python
def get_flags_and_numerators() -> Sequence[Tuple[int, int]]:
return (
(TIMELY_HEAD_FLAG, TIMELY_HEAD_NUMERATOR),
(TIMELY_SOURCE_FLAG, TIMELY_SOURCE_NUMERATOR),
(TIMELY_TARGET_FLAG, TIMELY_TARGET_NUMERATOR)
)
```
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### Beacon state accessors
#### `get_sync_committee_indices`
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```python
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def get_sync_committee_indices(state: BeaconState, epoch: Epoch) -> Sequence[ValidatorIndex]:
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"""
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Return the sequence of sync committee indices (which may include duplicate indices) for a given state and epoch.
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"""
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MAX_RANDOM_BYTE = 2**8 - 1
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base_epoch = Epoch((max(epoch // EPOCHS_PER_SYNC_COMMITTEE_PERIOD, 1) - 1) * EPOCHS_PER_SYNC_COMMITTEE_PERIOD)
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active_validator_indices = get_active_validator_indices(state, base_epoch)
active_validator_count = uint64(len(active_validator_indices))
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seed = get_seed(state, base_epoch, DOMAIN_SYNC_COMMITTEE)
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i = 0
sync_committee_indices: List[ValidatorIndex] = []
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while len(sync_committee_indices) < SYNC_COMMITTEE_SIZE:
shuffled_index = compute_shuffled_index(uint64(i % active_validator_count), active_validator_count, seed)
candidate_index = active_validator_indices[shuffled_index]
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random_byte = hash(seed + uint_to_bytes(uint64(i // 32)))[i % 32]
effective_balance = state.validators[candidate_index].effective_balance
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if effective_balance * MAX_RANDOM_BYTE >= MAX_EFFECTIVE_BALANCE * random_byte: # Sample with replacement
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sync_committee_indices.append(candidate_index)
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i += 1
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return sync_committee_indices
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```
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#### `get_sync_committee`
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```python
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def get_sync_committee(state: BeaconState, epoch: Epoch) -> SyncCommittee:
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"""
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Return the sync committee for a given state and epoch.
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"""
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indices = get_sync_committee_indices(state, epoch)
validators = [state.validators[index] for index in indices]
pubkeys = [validator.pubkey for validator in validators]
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aggregates = [
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bls.AggregatePKs(pubkeys[i:i + SYNC_COMMITTEE_PUBKEY_AGGREGATES_SIZE])
for i in range(0, len(pubkeys), SYNC_COMMITTEE_PUBKEY_AGGREGATES_SIZE)
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]
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return SyncCommittee(pubkeys=pubkeys, pubkey_aggregates=aggregates)
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```
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#### `get_base_reward`
*Note*: The function `get_base_reward` is modified with the removal of `BASE_REWARDS_PER_EPOCH` .
```python
def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
total_balance = get_total_active_balance(state)
effective_balance = state.validators[index].effective_balance
return Gwei(effective_balance * BASE_REWARD_FACTOR // integer_squareroot(total_balance))
```
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#### `get_unslashed_participating_indices`
```python
def get_unslashed_participating_indices(state: BeaconState, flag: uint8, epoch: Epoch) -> Set[ValidatorIndex]:
assert epoch in (get_previous_epoch(state), get_current_epoch(state))
if epoch == get_current_epoch(state):
epoch_participation = state.current_epoch_participation
else:
epoch_participation = state.previous_epoch_participation
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participating_indices = [
index for index in get_active_validator_indices(state, epoch)
if epoch_participation[index][flag]
]
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return set(filter(lambda index: not state.validators[index].slashed, participating_indices))
```
#### `get_flag_deltas`
```python
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def get_flag_deltas(state: BeaconState, flag: uint8, numerator: uint64) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
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"""
Computes the rewards and penalties associated with a particular duty, by scanning through the participation
flags to determine who participated and who did not and assigning them the appropriate rewards and penalties.
"""
rewards = [Gwei(0)] * len(state.validators)
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penalties = [Gwei(0)] * len(state.validators)
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unslashed_participating_indices = get_unslashed_participating_indices(state, flag, get_previous_epoch(state))
increment = EFFECTIVE_BALANCE_INCREMENT # Factored out from balances to avoid uint64 overflow
unslashed_participating_increments = get_total_balance(state, unslashed_participating_indices) // increment
active_increments = get_total_active_balance(state) // increment
for index in get_eligible_validator_indices(state):
base_reward = get_base_reward(state, index)
if index in unslashed_participating_indices:
if is_in_inactivity_leak(state):
# Optimal participatition is fully rewarded to cancel the inactivity penalty
rewards[index] = base_reward * numerator // REWARD_DENOMINATOR
else:
rewards[index] = (
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(base_reward * numerator * unslashed_participating_increments)
// (active_increments * REWARD_DENOMINATOR)
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)
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else:
penalties[index] = base_reward * numerator // REWARD_DENOMINATOR
return rewards, penalties
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```
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#### New `get_inactivity_penalty_deltas`
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*Note*: The function `get_inactivity_penalty_deltas` is modified in the selection of matching target indices and the removal of `BASE_REWARDS_PER_EPOCH` .
```python
def get_inactivity_penalty_deltas(state: BeaconState) -> Tuple[Sequence[Gwei], Sequence[Gwei]]:
"""
Compute the penalties associated with the inactivity leak, by scanning through the participation
flags to determine who participated and who did not, applying the leak penalty globally and applying
compensatory rewards to participants.
"""
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penalties = [Gwei(0) for _ in range(len(state.validators))]
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if is_in_inactivity_leak(state):
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reward_numerator_sum = sum(numerator for (_, numerator) in get_flags_and_numerators())
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matching_target_attesting_indices = get_unslashed_participating_indices(
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state, TIMELY_TARGET_FLAG, get_previous_epoch(state)
)
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for index in get_eligible_validator_indices(state):
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# If validator is performing optimally this cancels all attestation rewards for a neutral balance
penalties[index] += Gwei(get_base_reward(state, index) * reward_numerator_sum // REWARD_DENOMINATOR)
if index not in matching_target_attesting_indices:
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effective_balance = state.validators[index].effective_balance
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penalties[index] += Gwei(effective_balance * get_finality_delay(state) // INACTIVITY_PENALTY_QUOTIENT)
rewards = [Gwei(0) for _ in range(len(state.validators))]
return rewards, penalties
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```
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### Block processing
```python
def process_block(state: BeaconState, block: BeaconBlock) -> None:
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process_block_header(state, block)
process_randao(state, block.body)
process_eth1_data(state, block.body)
process_operations(state, block.body)
# Light client support
process_sync_committee(state, block.body)
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```
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#### New `process_attestation`
*Note*: The function `process_attestation` is modified to do incentive accounting with epoch participation flags.
```python
def process_attestation(state: BeaconState, attestation: Attestation) -> None:
data = attestation.data
assert data.target.epoch in (get_previous_epoch(state), get_current_epoch(state))
assert data.target.epoch == compute_epoch_at_slot(data.slot)
assert data.slot + MIN_ATTESTATION_INCLUSION_DELAY < = state.slot < = data.slot + SLOTS_PER_EPOCH
assert data.index < get_committee_count_per_slot ( state , data . target . epoch )
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committee = get_beacon_committee(state, data.slot, data.index)
assert len(attestation.aggregation_bits) == len(committee)
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if data.target.epoch == get_current_epoch(state):
epoch_participation = state.current_epoch_participation
justified_checkpoint = state.current_justified_checkpoint
else:
epoch_participation = state.previous_epoch_participation
justified_checkpoint = state.previous_justified_checkpoint
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# Matching roots
is_matching_head = data.beacon_block_root == get_block_root_at_slot(state, data.slot)
is_matching_source = data.source == justified_checkpoint
is_matching_target = data.target.root == get_block_root(state, data.target.epoch)
assert is_matching_source
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# Verify signature
assert is_valid_indexed_attestation(state, get_indexed_attestation(state, attestation))
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# Participation flags
participation_flags = []
if is_matching_head and state.slot < = data.slot + MIN_ATTESTATION_INCLUSION_DELAY:
participation_flags.append(TIMELY_HEAD_FLAG)
if is_matching_source and state.slot < = data.slot + integer_squareroot(SLOTS_PER_EPOCH):
participation_flags.append(TIMELY_SOURCE_FLAG)
if is_matching_target and state.slot < = data.slot + SLOTS_PER_EPOCH:
participation_flags.append(TIMELY_TARGET_FLAG)
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# Update epoch participation flags
proposer_reward_numerator = 0
for index in get_attesting_indices(state, data, attestation.aggregation_bits):
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for flag, numerator in get_flags_and_numerators():
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if flag in participation_flags and not epoch_participation[index][flag]:
epoch_participation[index][flag] = True
proposer_reward_numerator += get_base_reward(state, index) * numerator
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# Reward proposer
proposer_reward = Gwei(proposer_reward_numerator // (REWARD_DENOMINATOR * PROPOSER_REWARD_QUOTIENT))
increase_balance(state, get_beacon_proposer_index(state), proposer_reward)
```
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#### New `process_deposit`
*Note*: The function `process_deposit` is modified to initialize `previous_epoch_participation` and `current_epoch_participation` .
```python
def process_deposit(state: BeaconState, deposit: Deposit) -> None:
# Verify the Merkle branch
assert is_valid_merkle_branch(
leaf=hash_tree_root(deposit.data),
branch=deposit.proof,
depth=DEPOSIT_CONTRACT_TREE_DEPTH + 1, # Add 1 for the List length mix-in
index=state.eth1_deposit_index,
root=state.eth1_data.deposit_root,
)
# Deposits must be processed in order
state.eth1_deposit_index += 1
pubkey = deposit.data.pubkey
amount = deposit.data.amount
validator_pubkeys = [v.pubkey for v in state.validators]
if pubkey not in validator_pubkeys:
# Verify the deposit signature (proof of possession) which is not checked by the deposit contract
deposit_message = DepositMessage(
pubkey=deposit.data.pubkey,
withdrawal_credentials=deposit.data.withdrawal_credentials,
amount=deposit.data.amount,
)
domain = compute_domain(DOMAIN_DEPOSIT) # Fork-agnostic domain since deposits are valid across forks
signing_root = compute_signing_root(deposit_message, domain)
if not bls.Verify(pubkey, signing_root, deposit.data.signature):
return
# Add validator and balance entries
state.validators.append(get_validator_from_deposit(state, deposit))
state.balances.append(amount)
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# [Added in hf-1] Initialize empty participation flags for new validator
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state.previous_epoch_participation.append(Bitvector[PARTICIPATION_FLAGS_LENGTH]())
state.current_epoch_participation.append(Bitvector[PARTICIPATION_FLAGS_LENGTH]())
else:
# Increase balance by deposit amount
index = ValidatorIndex(validator_pubkeys.index(pubkey))
increase_balance(state, index, amount)
```
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#### Sync committee processing
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```python
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def process_sync_committee(state: BeaconState, body: BeaconBlockBody) -> None:
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# Verify sync committee aggregate signature signing over the previous slot block root
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previous_slot = Slot(max(int(state.slot), 1) - 1)
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committee_indices = get_sync_committee_indices(state, get_current_epoch(state))
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participant_indices = [index for index, bit in zip(committee_indices, body.sync_committee_bits) if bit]
committee_pubkeys = state.current_sync_committee.pubkeys
participant_pubkeys = [pubkey for pubkey, bit in zip(committee_pubkeys, body.sync_committee_bits) if bit]
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domain = get_domain(state, DOMAIN_SYNC_COMMITTEE, compute_epoch_at_slot(previous_slot))
signing_root = compute_signing_root(get_block_root_at_slot(state, previous_slot), domain)
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assert eth2_fast_aggregate_verify(participant_pubkeys, signing_root, body.sync_committee_signature)
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# Reward sync committee participants
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total_proposer_reward = Gwei(0)
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active_validator_count = uint64(len(get_active_validator_indices(state, get_current_epoch(state))))
for participant_index in participant_indices:
base_reward = get_base_reward(state, participant_index)
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proposer_reward = get_proposer_reward(state, participant_index)
max_participant_reward = base_reward - proposer_reward
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reward = Gwei(max_participant_reward * active_validator_count // len(committee_indices) // SLOTS_PER_EPOCH)
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increase_balance(state, participant_index, reward)
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total_proposer_reward += proposer_reward
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# Reward beacon proposer
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increase_balance(state, get_beacon_proposer_index(state), total_proposer_reward)
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```
### Epoch processing
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```python
def process_epoch(state: BeaconState) -> None:
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process_justification_and_finalization(state) # [Updated in HF1]
process_rewards_and_penalties(state) # [Updated in HF1]
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process_registry_updates(state)
process_slashings(state)
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process_eth1_data_reset(state)
process_effective_balance_updates(state)
process_slashings_reset(state)
process_randao_mixes_reset(state)
process_historical_roots_update(state)
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# [Added in HF1]
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process_sync_committee_updates(state)
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process_participation_flag_updates(state)
# [Removed in HF1] -- process_participation_record_updates(state)
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```
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#### New `process_justification_and_finalization`
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*Note*: The function `process_justification_and_finalization` is modified with `matching_target_attestations` replaced by `matching_target_indices` .
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```python
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def process_justification_and_finalization(state: BeaconState) -> None:
# Initial FFG checkpoint values have a `0x00` stub for `root` .
# Skip FFG updates in the first two epochs to avoid corner cases that might result in modifying this stub.
if get_current_epoch(state) < = GENESIS_EPOCH + 1:
return
previous_epoch = get_previous_epoch(state)
current_epoch = get_current_epoch(state)
old_previous_justified_checkpoint = state.previous_justified_checkpoint
old_current_justified_checkpoint = state.current_justified_checkpoint
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# Process justifications
state.previous_justified_checkpoint = state.current_justified_checkpoint
state.justification_bits[1:] = state.justification_bits[:JUSTIFICATION_BITS_LENGTH - 1]
state.justification_bits[0] = 0b0
matching_target_indices = get_unslashed_participating_indices(state, TIMELY_TARGET_FLAG, previous_epoch)
if get_total_balance(state, matching_target_indices) * 3 >= get_total_active_balance(state) * 2:
state.current_justified_checkpoint = Checkpoint(epoch=previous_epoch,
root=get_block_root(state, previous_epoch))
state.justification_bits[1] = 0b1
matching_target_indices = get_unslashed_participating_indices(state, TIMELY_TARGET_FLAG, current_epoch)
if get_total_balance(state, matching_target_indices) * 3 >= get_total_active_balance(state) * 2:
state.current_justified_checkpoint = Checkpoint(epoch=current_epoch,
root=get_block_root(state, current_epoch))
state.justification_bits[0] = 0b1
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# Process finalizations
bits = state.justification_bits
# The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th as source
if all(bits[1:4]) and old_previous_justified_checkpoint.epoch + 3 == current_epoch:
state.finalized_checkpoint = old_previous_justified_checkpoint
# The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as source
if all(bits[1:3]) and old_previous_justified_checkpoint.epoch + 2 == current_epoch:
state.finalized_checkpoint = old_previous_justified_checkpoint
# The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as source
if all(bits[0:3]) and old_current_justified_checkpoint.epoch + 2 == current_epoch:
state.finalized_checkpoint = old_current_justified_checkpoint
# The 1st/2nd most recent epochs are justified, the 1st using the 2nd as source
if all(bits[0:2]) and old_current_justified_checkpoint.epoch + 1 == current_epoch:
state.finalized_checkpoint = old_current_justified_checkpoint
```
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#### New `process_rewards_and_penalties`
*Note*: The function `process_rewards_and_penalties` is modified to use participation flag deltas.
```python
def process_rewards_and_penalties(state: BeaconState) -> None:
# No rewards are applied at the end of `GENESIS_EPOCH` because rewards are for work done in the previous epoch
if get_current_epoch(state) == GENESIS_EPOCH:
return
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flag_deltas = [get_flag_deltas(state, flag, numerator) for (flag, numerator) in get_flags_and_numerators()]
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deltas = flag_deltas + [get_inactivity_penalty_deltas(state)]
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for (rewards, penalties) in deltas:
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for index in range(len(state.validators)):
increase_balance(state, ValidatorIndex(index), rewards[index])
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decrease_balance(state, ValidatorIndex(index), penalties[index])
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```
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#### Sync committee updates
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```python
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def process_sync_committee_updates(state: BeaconState) -> None:
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"""
Call to ``proces_sync_committee_updates`` added to ``process_epoch`` in HF1
"""
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next_epoch = get_current_epoch(state) + Epoch(1)
if next_epoch % EPOCHS_PER_SYNC_COMMITTEE_PERIOD == 0:
state.current_sync_committee = state.next_sync_committee
state.next_sync_committee = get_sync_committee(state, next_epoch + EPOCHS_PER_SYNC_COMMITTEE_PERIOD)
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```
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#### Participation flags updates
```python
def process_participation_flag_updates(state: BeaconState) -> None:
"""
Call to ``process_participation_flag_updates`` added to ``process_epoch`` in HF1
"""
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state.previous_epoch_participation = state.current_epoch_participation
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state.current_epoch_participation = [Bitvector[PARTICIPATION_FLAGS_LENGTH]() for _ in range(len(state.validators))]
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```