eth2.0-specs/specs/core/0_beacon-chain.md

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# Ethereum 2.0 Phase 0 -- The Beacon Chain
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**Notice**: This document is a work-in-progress for researchers and implementers.
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## Table of contents
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<!-- TOC -->
- [Ethereum 2.0 Phase 0 -- The Beacon Chain](#ethereum-20-phase-0----the-beacon-chain)
- [Table of contents](#table-of-contents)
- [Introduction](#introduction)
- [Notation](#notation)
- [Terminology](#terminology)
- [Custom types](#custom-types)
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- [Constants](#constants)
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- [Configuration](#configuration)
- [Misc](#misc)
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- [Gwei values](#gwei-values)
- [Initial values](#initial-values)
- [Time parameters](#time-parameters)
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- [State list lengths](#state-list-lengths)
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- [Rewards and penalties](#rewards-and-penalties)
- [Max operations per block](#max-operations-per-block)
- [Signature domains](#signature-domains)
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- [Custom types](#custom-types-1)
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- [Containers](#containers)
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- [Misc dependencies](#misc-dependencies)
- [`Fork`](#fork)
- [`Validator`](#validator)
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- [`Crosslink`](#crosslink)
- [`AttestationData`](#attestationdata)
- [`AttestationDataAndCustodyBit`](#attestationdataandcustodybit)
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- [`IndexedAttestation`](#indexedattestation)
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- [`PendingAttestation`](#pendingattestation)
- [`Eth1Data`](#eth1data)
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- [`HistoricalBatch`](#historicalbatch)
- [`DepositData`](#depositdata)
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- [`BeaconBlockHeader`](#beaconblockheader)
- [Beacon operations](#beacon-operations)
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- [`ProposerSlashing`](#proposerslashing)
- [`AttesterSlashing`](#attesterslashing)
- [`Attestation`](#attestation)
- [`Deposit`](#deposit)
- [`VoluntaryExit`](#voluntaryexit)
- [`Transfer`](#transfer)
- [Beacon blocks](#beacon-blocks)
- [`BeaconBlockBody`](#beaconblockbody)
- [`BeaconBlock`](#beaconblock)
- [Beacon state](#beacon-state)
- [`BeaconState`](#beaconstate)
- [Helper functions](#helper-functions)
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- [`xor`](#xor)
- [`hash`](#hash)
- [`hash_tree_root`](#hash_tree_root)
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- [`signing_root`](#signing_root)
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- [`bls_domain`](#bls_domain)
- [`slot_to_epoch`](#slot_to_epoch)
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- [`get_previous_epoch`](#get_previous_epoch)
- [`get_current_epoch`](#get_current_epoch)
- [`get_epoch_start_slot`](#get_epoch_start_slot)
- [`is_active_validator`](#is_active_validator)
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- [`is_slashable_validator`](#is_slashable_validator)
- [`get_active_validator_indices`](#get_active_validator_indices)
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- [`increase_balance`](#increase_balance)
- [`decrease_balance`](#decrease_balance)
- [`get_epoch_committee_count`](#get_epoch_committee_count)
- [`get_shard_delta`](#get_shard_delta)
- [`get_epoch_start_shard`](#get_epoch_start_shard)
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- [`get_attestation_data_slot`](#get_attestation_data_slot)
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- [`get_block_root_at_slot`](#get_block_root_at_slot)
- [`get_block_root`](#get_block_root)
- [`get_randao_mix`](#get_randao_mix)
- [`get_active_index_root`](#get_active_index_root)
- [`generate_seed`](#generate_seed)
- [`get_beacon_proposer_index`](#get_beacon_proposer_index)
- [`verify_merkle_branch`](#verify_merkle_branch)
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- [`get_shuffled_index`](#get_shuffled_index)
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- [`compute_committee`](#compute_committee)
- [`get_crosslink_committee`](#get_crosslink_committee)
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- [`get_attesting_indices`](#get_attesting_indices)
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- [`int_to_bytes`](#int_to_bytes)
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- [`bytes_to_int`](#bytes_to_int)
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- [`get_total_balance`](#get_total_balance)
- [`get_domain`](#get_domain)
- [`get_bitfield_bit`](#get_bitfield_bit)
- [`verify_bitfield`](#verify_bitfield)
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- [`convert_to_indexed`](#convert_to_indexed)
- [`validate_indexed_attestation`](#validate_indexed_attestation)
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- [`is_slashable_attestation_data`](#is_slashable_attestation_data)
- [`integer_squareroot`](#integer_squareroot)
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- [`get_delayed_activation_exit_epoch`](#get_delayed_activation_exit_epoch)
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- [`get_churn_limit`](#get_churn_limit)
- [`bls_verify`](#bls_verify)
- [`bls_verify_multiple`](#bls_verify_multiple)
- [`bls_aggregate_pubkeys`](#bls_aggregate_pubkeys)
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- [Routines for updating validator status](#routines-for-updating-validator-status)
- [`initiate_validator_exit`](#initiate_validator_exit)
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- [`slash_validator`](#slash_validator)
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- [Genesis](#genesis)
- [Genesis trigger](#genesis-trigger)
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- [Genesis state](#genesis-state)
- [Genesis block](#genesis-block)
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- [Beacon chain state transition function](#beacon-chain-state-transition-function)
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- [Epoch processing](#epoch-processing)
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- [Helper functions](#helper-functions-1)
- [Justification and finalization](#justification-and-finalization)
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- [Crosslinks](#crosslinks)
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- [Rewards and penalties](#rewards-and-penalties-1)
- [Registry updates](#registry-updates)
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- [Slashings](#slashings)
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- [Final updates](#final-updates)
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- [Block processing](#block-processing)
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- [Block header](#block-header)
- [RANDAO](#randao)
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- [Eth1 data](#eth1-data)
- [Operations](#operations)
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- [Proposer slashings](#proposer-slashings)
- [Attester slashings](#attester-slashings)
- [Attestations](#attestations)
- [Deposits](#deposits)
- [Voluntary exits](#voluntary-exits)
- [Transfers](#transfers)
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<!-- /TOC -->
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## Introduction
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This document represents the specification for Phase 0 of Ethereum 2.0 -- The Beacon Chain.
At the core of Ethereum 2.0 is a system chain called the "beacon chain". The beacon chain stores and manages the registry of [validators](#dfn-validator). In the initial deployment phases of Ethereum 2.0, the only mechanism to become a [validator](#dfn-validator) is to make a one-way ETH transaction to a deposit contract on Ethereum 1.0. Activation as a [validator](#dfn-validator) happens when Ethereum 1.0 deposit receipts are processed by the beacon chain, the activation balance is reached, and a queuing process is completed. Exit is either voluntary or done forcibly as a penalty for misbehavior.
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The primary source of load on the beacon chain is "attestations". Attestations are simultaneously availability votes for a shard block and proof-of-stake votes for a beacon block. A sufficient number of attestations for the same shard block create a "crosslink", confirming the shard segment up to that shard block into the beacon chain. Crosslinks also serve as infrastructure for asynchronous cross-shard communication.
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## Notation
Code snippets appearing in `this style` are to be interpreted as Python code.
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## Terminology
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* **Validator**<a id="dfn-validator"></a>—a registered participant in the beacon chain. You can become one by sending ether into the Ethereum 1.0 deposit contract.
* **Active validator**<a id="dfn-active-validator"></a>—an active participant in the Ethereum 2.0 consensus invited to, among other things, propose and attest to blocks and vote for crosslinks.
* **Committee**—a (pseudo-) randomly sampled subset of [active validators](#dfn-active-validator). When a committee is referred to collectively, as in "this committee attests to X", this is assumed to mean "some subset of that committee that contains enough [validators](#dfn-validator) that the protocol recognizes it as representing the committee".
* **Proposer**—the [validator](#dfn-validator) that creates a beacon chain block.
* **Attester**—a [validator](#dfn-validator) that is part of a committee that needs to sign off on a beacon chain block while simultaneously creating a link (crosslink) to a recent shard block on a particular shard chain.
* **Beacon chain**—the central PoS chain that is the base of the sharding system.
* **Shard chain**—one of the chains on which user transactions take place and account data is stored.
* **Block root**—a 32-byte Merkle root of a beacon chain block or shard chain block. Previously called "block hash".
* **Crosslink**—a set of signatures from a committee attesting to a block in a shard chain that can be included into the beacon chain. Crosslinks are the main means by which the beacon chain "learns about" the updated state of shard chains.
* **Slot**—a period during which one proposer has the ability to create a beacon chain block and some attesters have the ability to make attestations.
* **Epoch**—an aligned span of slots during which all [validators](#dfn-validator) get exactly one chance to make an attestation.
* **Finalized**, **justified**—see the [Casper FFG paper](https://arxiv.org/abs/1710.09437).
* **Withdrawal period**—the number of slots between a [validator](#dfn-validator) exit and the [validator](#dfn-validator) balance being withdrawable.
* **Genesis time**—the Unix time of the genesis beacon chain block at slot 0.
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## Custom types
We define the following Python custom types for type hinting and readability:
| Name | SSZ equivalent | Description |
| - | - | - |
| `Slot` | `uint64` | a slot number |
| `Epoch` | `uint64` | an epoch number |
| `Shard` | `uint64` | a shard number |
| `ValidatorIndex` | `uint64` | a validator registry index |
| `Gwei` | `uint64` | an amount in Gwei |
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| `Version` | `Bytes4` | a fork version number |
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| `Hash` | `Bytes32` | a hashed result |
| `BLSPubkey` | `Bytes48` | a BLS12-381 public key |
| `BLSSignature` | `Bytes96` | a BLS12-381 signature |
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## Constants
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The following values are (non-configurable) constants used throughout the specification.
| Name | Value |
| - | - |
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| `FAR_FUTURE_EPOCH` | `Epoch(2**64 - 1)` |
| `ZERO_HASH` | `Hash(b'\x00' * 32)` |
| `BASE_REWARDS_PER_EPOCH` | `5` |
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| `DEPOSIT_CONTRACT_TREE_DEPTH` | `2**5` (= 32) |
## Configuration
*Note*: The default mainnet configuration values are included here for spec-design purposes. The different configurations for mainnet, testnets, and YAML-based testing can be found in the `configs/constant_presets/` directory. These configurations are updated for releases and may be out of sync during `dev` changes.
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### Misc
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| Name | Value |
| - | - |
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| `SHARD_COUNT` | `2**10` (= 1,024) |
| `TARGET_COMMITTEE_SIZE` | `2**7` (= 128) |
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| `MAX_INDICES_PER_ATTESTATION` | `2**12` (= 4,096) |
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| `MIN_PER_EPOCH_CHURN_LIMIT` | `2**2` (= 4) |
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| `CHURN_LIMIT_QUOTIENT` | `2**16` (= 65,536) |
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| `SHUFFLE_ROUND_COUNT` | `90` |
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* For the safety of crosslinks `TARGET_COMMITTEE_SIZE` exceeds [the recommended minimum committee size of 111](https://vitalik.ca/files/Ithaca201807_Sharding.pdf); with sufficient active validators (at least `SLOTS_PER_EPOCH * TARGET_COMMITTEE_SIZE`), the shuffling algorithm ensures committee sizes of at least `TARGET_COMMITTEE_SIZE`. (Unbiasable randomness with a Verifiable Delay Function (VDF) will improve committee robustness and lower the safe minimum committee size.)
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### Gwei values
| Name | Value |
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| - | - |
| `MIN_DEPOSIT_AMOUNT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
| `MAX_EFFECTIVE_BALANCE` | `Gwei(2**5 * 10**9)` (= 32,000,000,000) |
| `EJECTION_BALANCE` | `Gwei(2**4 * 10**9)` (= 16,000,000,000) |
| `EFFECTIVE_BALANCE_INCREMENT` | `Gwei(2**0 * 10**9)` (= 1,000,000,000) |
### Initial values
| Name | Value |
| - | - |
| `GENESIS_SLOT` | `Slot(0)` |
| `GENESIS_EPOCH` | `Epoch(0)` |
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| `BLS_WITHDRAWAL_PREFIX` | `0` |
### Time parameters
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `MIN_ATTESTATION_INCLUSION_DELAY` | `2**0` (= 1) | slots | 6 seconds |
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| `SLOTS_PER_EPOCH` | `2**6` (= 64) | slots | 6.4 minutes |
| `MIN_SEED_LOOKAHEAD` | `2**0` (= 1) | epochs | 6.4 minutes |
| `ACTIVATION_EXIT_DELAY` | `2**2` (= 4) | epochs | 25.6 minutes |
| `SLOTS_PER_ETH1_VOTING_PERIOD` | `2**10` (= 1,024) | slots | ~1.7 hours |
| `SLOTS_PER_HISTORICAL_ROOT` | `2**13` (= 8,192) | slots | ~13 hours |
| `MIN_VALIDATOR_WITHDRAWABILITY_DELAY` | `2**8` (= 256) | epochs | ~27 hours |
| `PERSISTENT_COMMITTEE_PERIOD` | `2**11` (= 2,048) | epochs | 9 days |
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| `MAX_EPOCHS_PER_CROSSLINK` | `2**6` (= 64) | epochs | ~7 hours |
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| `MIN_EPOCHS_TO_INACTIVITY_PENALTY` | `2**2` (= 4) | epochs | 25.6 minutes |
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* `MAX_EPOCHS_PER_CROSSLINK` should be a small constant times `SHARD_COUNT // SLOTS_PER_EPOCH`
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### State list lengths
| Name | Value | Unit | Duration |
| - | - | :-: | :-: |
| `EPOCHS_PER_HISTORICAL_VECTOR` | `2**16` (= 65,536) | epochs | ~0.8 years |
| `EPOCHS_PER_SLASHED_BALANCES_VECTOR` | `2**13` (= 8,192) | epochs | ~36 days |
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### Rewards and penalties
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| Name | Value |
| - | - |
Tweak inclusion delay rewards and set BASE_REWARD_FACTOR Substantive changes: 1) Split the inclusion delay reward between attester and proposer to add up to at most one base reward. This is analogous to the reward logic in `slash_validator`, and makes the `BASE_REWARDS_PER_EPOCH` constant include proposer rewards. 2) Double `BASE_REWARD_FACTOR` to 2^6 (addressing item 4 in #1054). When the total effective balance is 2^17 ETH then maximum annual issuance is a bit below 2^21 ETH. Maximum annual issuance happens when a) all validators make perfect attestations (matching source, target, head, as well as consistent crosslink data), b) all attestations are included as fast as possible (in particular, no skip blocks), and c) there are no slashings. ```python BASE_REWARD_FACTOR = 2**6 SLOTS_PER_EPOCH = 2**6 SECONDS_PER_SLOT = 6 BASE_REWARDS_PER_EPOCH = 5 GWEI_PER_ETH = 10**9 MAX_TOTAL_EFFECTIVE_BALANCE = 2**27 * GWEI_PER_ETH TARGET_MAX_ISSUANCE = 2**21 * GWEI_PER_ETH def integer_squareroot(n: int) -> int: """ The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``. """ assert n >= 0 x = n y = (x + 1) // 2 while y < x: x = y y = (x + n // x) // 2 return x MAX_REWARDS_PER_EPOCH = MAX_TOTAL_EFFECTIVE_BALANCE * BASE_REWARD_FACTOR // integer_squareroot(MAX_TOTAL_EFFECTIVE_BALANCE) // BASE_REWARDS_PER_EPOCH EPOCHS_PER_YEAR = 365.25*24*60*60 / (SECONDS_PER_SLOT * SLOTS_PER_EPOCH) MAX_REWARDS_PER_YEAR = EPOCHS_PER_YEAR * MAX_REWARDS_PER_EPOCH * BASE_REWARDS_PER_EPOCH print(MAX_REWARDS_PER_YEAR / TARGET_MAX_ISSUANCE) ```
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| `BASE_REWARD_FACTOR` | `2**6` (= 64) |
| `WHISTLEBLOWING_REWARD_QUOTIENT` | `2**9` (= 512) |
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| `PROPOSER_REWARD_QUOTIENT` | `2**3` (= 8) |
| `INACTIVITY_PENALTY_QUOTIENT` | `2**25` (= 33,554,432) |
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| `MIN_SLASHING_PENALTY_QUOTIENT` | `2**5` (= 32) |
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Tweak inclusion delay rewards and set BASE_REWARD_FACTOR Substantive changes: 1) Split the inclusion delay reward between attester and proposer to add up to at most one base reward. This is analogous to the reward logic in `slash_validator`, and makes the `BASE_REWARDS_PER_EPOCH` constant include proposer rewards. 2) Double `BASE_REWARD_FACTOR` to 2^6 (addressing item 4 in #1054). When the total effective balance is 2^17 ETH then maximum annual issuance is a bit below 2^21 ETH. Maximum annual issuance happens when a) all validators make perfect attestations (matching source, target, head, as well as consistent crosslink data), b) all attestations are included as fast as possible (in particular, no skip blocks), and c) there are no slashings. ```python BASE_REWARD_FACTOR = 2**6 SLOTS_PER_EPOCH = 2**6 SECONDS_PER_SLOT = 6 BASE_REWARDS_PER_EPOCH = 5 GWEI_PER_ETH = 10**9 MAX_TOTAL_EFFECTIVE_BALANCE = 2**27 * GWEI_PER_ETH TARGET_MAX_ISSUANCE = 2**21 * GWEI_PER_ETH def integer_squareroot(n: int) -> int: """ The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``. """ assert n >= 0 x = n y = (x + 1) // 2 while y < x: x = y y = (x + n // x) // 2 return x MAX_REWARDS_PER_EPOCH = MAX_TOTAL_EFFECTIVE_BALANCE * BASE_REWARD_FACTOR // integer_squareroot(MAX_TOTAL_EFFECTIVE_BALANCE) // BASE_REWARDS_PER_EPOCH EPOCHS_PER_YEAR = 365.25*24*60*60 / (SECONDS_PER_SLOT * SLOTS_PER_EPOCH) MAX_REWARDS_PER_YEAR = EPOCHS_PER_YEAR * MAX_REWARDS_PER_EPOCH * BASE_REWARDS_PER_EPOCH print(MAX_REWARDS_PER_YEAR / TARGET_MAX_ISSUANCE) ```
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* The `INACTIVITY_PENALTY_QUOTIENT` equals `INVERSE_SQRT_E_DROP_TIME**2` where `INVERSE_SQRT_E_DROP_TIME := 2**12 epochs` (about 18 days) is the time it takes the inactivity penalty to reduce the balance of non-participating [validators](#dfn-validator) to about `1/sqrt(e) ~= 60.6%`. Indeed, the balance retained by offline [validators](#dfn-validator) after `n` epochs is about `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(n**2/2)` so after `INVERSE_SQRT_E_DROP_TIME` epochs it is roughly `(1 - 1/INACTIVITY_PENALTY_QUOTIENT)**(INACTIVITY_PENALTY_QUOTIENT/2) ~= 1/sqrt(e)`.
### Max operations per block
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| Name | Value |
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| - | - |
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| `MAX_PROPOSER_SLASHINGS` | `2**4` (= 16) |
| `MAX_ATTESTER_SLASHINGS` | `2**0` (= 1) |
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| `MAX_ATTESTATIONS` | `2**7` (= 128) |
| `MAX_DEPOSITS` | `2**4` (= 16) |
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| `MAX_VOLUNTARY_EXITS` | `2**4` (= 16) |
| `MAX_TRANSFERS` | `0` |
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### Signature domains
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| Name | Value |
| - | - |
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| `DOMAIN_BEACON_PROPOSER` | `0` |
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| `DOMAIN_RANDAO` | `1` |
| `DOMAIN_ATTESTATION` | `2` |
| `DOMAIN_DEPOSIT` | `3` |
| `DOMAIN_VOLUNTARY_EXIT` | `4` |
| `DOMAIN_TRANSFER` | `5` |
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## Custom types
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We define the following Python custom types for type hinting and readability:
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| Name | SSZ equivalent | Description |
| - | - | - |
| `Slot` | `uint64` | a slot number |
| `Epoch` | `uint64` | an epoch number |
| `Shard` | `uint64` | a shard number |
| `ValidatorIndex` | `uint64` | a validator registry index |
| `Gwei` | `uint64` | an amount in Gwei |
| `BLSPubkey` | `Bytes48` | a BLS12-381 public key |
| `BLSSignature` | `Bytes96` | a BLS12-381 signature |
## Containers
The following types are [SimpleSerialize (SSZ)](../simple-serialize.md) containers.
*Note*: The definitions are ordered topologically to facilitate execution of the spec.
*Note*: Fields missing in container instantiations default to their zero value.
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### Misc dependencies
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#### `Fork`
```python
class Fork(Container):
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previous_version: Version
current_version: Version
epoch: Epoch # Epoch of latest fork
```
#### `Validator`
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```python
class Validator(Container):
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pubkey: BLSPubkey
withdrawal_credentials: Hash # Commitment to pubkey for withdrawals and transfers
effective_balance: Gwei # Balance at stake
slashed: bool
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# Status epochs
activation_eligibility_epoch: Epoch # When criteria for activation were met
activation_epoch: Epoch
exit_epoch: Epoch
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withdrawable_epoch: Epoch # When validator can withdraw or transfer funds
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```
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#### `Crosslink`
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```python
class Crosslink(Container):
shard: Shard
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parent_root: Hash
# Crosslinking data
start_epoch: Epoch
end_epoch: Epoch
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data_root: Hash
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```
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#### `AttestationData`
```python
class AttestationData(Container):
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# LMD GHOST vote
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beacon_block_root: Hash
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# FFG vote
source_epoch: Epoch
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source_root: Hash
target_epoch: Epoch
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target_root: Hash
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# Crosslink vote
crosslink: Crosslink
```
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#### `AttestationDataAndCustodyBit`
```python
class AttestationDataAndCustodyBit(Container):
data: AttestationData
custody_bit: bool # Challengeable bit for the custody of crosslink data
```
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#### `IndexedAttestation`
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```python
class IndexedAttestation(Container):
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custody_bit_0_indices: List[ValidatorIndex] # Indices with custody bit equal to 0
custody_bit_1_indices: List[ValidatorIndex] # Indices with custody bit equal to 1
data: AttestationData
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signature: BLSSignature
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```
#### `PendingAttestation`
```python
class PendingAttestation(Container):
aggregation_bitfield: bytes # Bit set for every attesting participant within a committee
data: AttestationData
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inclusion_delay: Slot
proposer_index: ValidatorIndex
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```
#### `Eth1Data`
```python
class Eth1Data(Container):
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deposit_root: Hash
deposit_count: uint64
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block_hash: Hash
```
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#### `HistoricalBatch`
```python
class HistoricalBatch(Container):
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
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```
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#### `DepositData`
```python
class DepositData(Container):
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pubkey: BLSPubkey
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withdrawal_credentials: Hash
amount: Gwei
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signature: BLSSignature
```
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#### `BeaconBlockHeader`
```python
class BeaconBlockHeader(Container):
slot: Slot
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parent_root: Hash
state_root: Hash
body_root: Hash
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signature: BLSSignature
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```
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### Beacon operations
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#### `ProposerSlashing`
```python
class ProposerSlashing(Container):
proposer_index: ValidatorIndex
header_1: BeaconBlockHeader
header_2: BeaconBlockHeader
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```
#### `AttesterSlashing`
```python
class AttesterSlashing(Container):
attestation_1: IndexedAttestation
attestation_2: IndexedAttestation
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```
#### `Attestation`
```python
class Attestation(Container):
aggregation_bitfield: bytes
data: AttestationData
custody_bitfield: bytes
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signature: BLSSignature
```
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#### `Deposit`
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```python
class Deposit(Container):
proof: Vector[Hash, DEPOSIT_CONTRACT_TREE_DEPTH] # Merkle path to deposit root
data: DepositData
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```
#### `VoluntaryExit`
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```python
class VoluntaryExit(Container):
epoch: Epoch # Earliest epoch when voluntary exit can be processed
validator_index: ValidatorIndex
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signature: BLSSignature
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```
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#### `Transfer`
```python
class Transfer(Container):
sender: ValidatorIndex
recipient: ValidatorIndex
amount: Gwei
fee: Gwei
slot: Slot # Slot at which transfer must be processed
pubkey: BLSPubkey # Withdrawal pubkey
signature: BLSSignature # Signature checked against withdrawal pubkey
```
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### Beacon blocks
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#### `BeaconBlockBody`
```python
class BeaconBlockBody(Container):
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randao_reveal: BLSSignature
eth1_data: Eth1Data # Eth1 data vote
graffiti: Bytes32 # Arbitrary data
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# Operations
proposer_slashings: List[ProposerSlashing]
attester_slashings: List[AttesterSlashing]
attestations: List[Attestation]
deposits: List[Deposit]
voluntary_exits: List[VoluntaryExit]
transfers: List[Transfer]
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```
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#### `BeaconBlock`
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```python
class BeaconBlock(Container):
slot: Slot
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parent_root: Hash
state_root: Hash
body: BeaconBlockBody
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signature: BLSSignature
```
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### Beacon state
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#### `BeaconState`
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```python
class BeaconState(Container):
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# Versioning
genesis_time: uint64
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slot: Slot
fork: Fork
# History
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latest_block_header: BeaconBlockHeader
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block_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
state_roots: Vector[Hash, SLOTS_PER_HISTORICAL_ROOT]
historical_roots: List[Hash]
# Eth1
eth1_data: Eth1Data
eth1_data_votes: List[Eth1Data]
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eth1_deposit_index: uint64
# Registry
validators: List[Validator]
balances: List[Gwei]
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# Shuffling
start_shard: Shard
randao_mixes: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR]
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active_index_roots: Vector[Hash, EPOCHS_PER_HISTORICAL_VECTOR] # Active registry digests for light clients
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# Slashings
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slashed_balances: Vector[Gwei, EPOCHS_PER_SLASHED_BALANCES_VECTOR] # Sums of slashed effective balances
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# Attestations
previous_epoch_attestations: List[PendingAttestation]
current_epoch_attestations: List[PendingAttestation]
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# Crosslinks
previous_crosslinks: Vector[Crosslink, SHARD_COUNT] # Previous epoch snapshot
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current_crosslinks: Vector[Crosslink, SHARD_COUNT]
# Justification
previous_justified_epoch: Epoch # Previous epoch snapshot
previous_justified_root: Hash # Previous epoch snapshot
current_justified_epoch: Epoch
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current_justified_root: Hash
justification_bitfield: uint64 # Bit set for every recent justified epoch
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# Finality
finalized_epoch: Epoch
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finalized_root: Hash
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```
## Helper functions
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*Note*: The definitions below are for specification purposes and are not necessarily optimal implementations.
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### `xor`
```python
def xor(bytes1: Bytes32, bytes2: Bytes32) -> Bytes32:
return Bytes32(a ^ b for a, b in zip(bytes1, bytes2))
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```
### `hash`
The `hash` function is SHA256.
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*Note*: We aim to migrate to a S[T/N]ARK-friendly hash function in a future Ethereum 2.0 deployment phase.
### `hash_tree_root`
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`def hash_tree_root(object: SSZSerializable) -> Hash` is a function for hashing objects into a single root utilizing a hash tree structure. `hash_tree_root` is defined in the [SimpleSerialize spec](../simple-serialize.md#merkleization).
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### `signing_root`
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`def signing_root(object: Container) -> Hash` is a function defined in the [SimpleSerialize spec](../simple-serialize.md#self-signed-containers) to compute signing messages.
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### `bls_domain`
```python
def bls_domain(domain_type: int, fork_version: bytes=b'\x00\x00\x00\x00') -> int:
"""
Return the bls domain given by the ``domain_type`` and optional 4 byte ``fork_version`` (defaults to zero).
"""
return bytes_to_int(int_to_bytes(domain_type, length=4) + fork_version)
```
### `slot_to_epoch`
```python
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def slot_to_epoch(slot: Slot) -> Epoch:
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"""
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Return the epoch number of the given ``slot``.
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"""
return Epoch(slot // SLOTS_PER_EPOCH)
```
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### `get_previous_epoch`
```python
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def get_previous_epoch(state: BeaconState) -> Epoch:
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"""`
Return the previous epoch of the given ``state``.
Return the current epoch if it's genesis epoch.
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"""
current_epoch = get_current_epoch(state)
return GENESIS_EPOCH if current_epoch == GENESIS_EPOCH else Epoch(current_epoch - 1)
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```
### `get_current_epoch`
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```python
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def get_current_epoch(state: BeaconState) -> Epoch:
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"""
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Return the current epoch of the given ``state``.
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"""
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return slot_to_epoch(state.slot)
```
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### `get_epoch_start_slot`
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```python
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def get_epoch_start_slot(epoch: Epoch) -> Slot:
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"""
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Return the starting slot of the given ``epoch``.
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"""
return Slot(epoch * SLOTS_PER_EPOCH)
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```
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### `is_active_validator`
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```python
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def is_active_validator(validator: Validator, epoch: Epoch) -> bool:
"""
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Check if ``validator`` is active.
"""
return validator.activation_epoch <= epoch < validator.exit_epoch
```
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### `is_slashable_validator`
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```python
def is_slashable_validator(validator: Validator, epoch: Epoch) -> bool:
"""
Check if ``validator`` is slashable.
"""
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return validator.slashed is False and (validator.activation_epoch <= epoch < validator.withdrawable_epoch)
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```
### `get_active_validator_indices`
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```python
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def get_active_validator_indices(state: BeaconState, epoch: Epoch) -> List[ValidatorIndex]:
"""
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Get active validator indices at ``epoch``.
"""
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return [ValidatorIndex(i) for i, v in enumerate(state.validators) if is_active_validator(v, epoch)]
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```
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### `increase_balance`
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```python
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def increase_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Increase validator balance by ``delta``.
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"""
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state.balances[index] += delta
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```
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### `decrease_balance`
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```python
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def decrease_balance(state: BeaconState, index: ValidatorIndex, delta: Gwei) -> None:
"""
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Decrease validator balance by ``delta`` with underflow protection.
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"""
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state.balances[index] = 0 if delta > state.balances[index] else state.balances[index] - delta
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```
### `get_epoch_committee_count`
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```python
def get_epoch_committee_count(state: BeaconState, epoch: Epoch) -> int:
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"""
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Return the number of committees at ``epoch``.
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"""
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active_validator_indices = get_active_validator_indices(state, epoch)
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return max(
1,
min(
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SHARD_COUNT // SLOTS_PER_EPOCH,
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len(active_validator_indices) // SLOTS_PER_EPOCH // TARGET_COMMITTEE_SIZE,
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)
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) * SLOTS_PER_EPOCH
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```
### `get_shard_delta`
```python
def get_shard_delta(state: BeaconState, epoch: Epoch) -> int:
"""
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Return the number of shards to increment ``state.start_shard`` during ``epoch``.
"""
return min(get_epoch_committee_count(state, epoch), SHARD_COUNT - SHARD_COUNT // SLOTS_PER_EPOCH)
```
### `get_epoch_start_shard`
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```python
def get_epoch_start_shard(state: BeaconState, epoch: Epoch) -> Shard:
assert epoch <= get_current_epoch(state) + 1
check_epoch = Epoch(get_current_epoch(state) + 1)
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shard = Shard((state.start_shard + get_shard_delta(state, get_current_epoch(state))) % SHARD_COUNT)
while check_epoch > epoch:
check_epoch -= Epoch(1)
shard = Shard((shard + SHARD_COUNT - get_shard_delta(state, check_epoch)) % SHARD_COUNT)
return shard
```
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### `get_attestation_data_slot`
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```python
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def get_attestation_data_slot(state: BeaconState, data: AttestationData) -> Slot:
committee_count = get_epoch_committee_count(state, data.target_epoch)
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offset = (data.crosslink.shard + SHARD_COUNT - get_epoch_start_shard(state, data.target_epoch)) % SHARD_COUNT
return Slot(get_epoch_start_slot(data.target_epoch) + offset // (committee_count // SLOTS_PER_EPOCH))
```
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### `get_block_root_at_slot`
```python
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def get_block_root_at_slot(state: BeaconState,
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slot: Slot) -> Hash:
"""
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Return the block root at a recent ``slot``.
"""
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assert slot < state.slot <= slot + SLOTS_PER_HISTORICAL_ROOT
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return state.block_roots[slot % SLOTS_PER_HISTORICAL_ROOT]
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```
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### `get_block_root`
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```python
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def get_block_root(state: BeaconState,
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epoch: Epoch) -> Hash:
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"""
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Return the block root at a recent ``epoch``.
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"""
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return get_block_root_at_slot(state, get_epoch_start_slot(epoch))
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```
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### `get_randao_mix`
```python
def get_randao_mix(state: BeaconState,
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epoch: Epoch) -> Hash:
"""
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Return the randao mix at a recent ``epoch``.
``epoch`` expected to be between (current_epoch - EPOCHS_PER_HISTORICAL_VECTOR, current_epoch].
"""
return state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR]
```
### `get_active_index_root`
```python
def get_active_index_root(state: BeaconState,
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epoch: Epoch) -> Hash:
"""
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Return the index root at a recent ``epoch``.
``epoch`` expected to be between
(current_epoch - EPOCHS_PER_HISTORICAL_VECTOR + ACTIVATION_EXIT_DELAY, current_epoch + ACTIVATION_EXIT_DELAY].
"""
return state.active_index_roots[epoch % EPOCHS_PER_HISTORICAL_VECTOR]
```
### `generate_seed`
```python
def generate_seed(state: BeaconState,
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epoch: Epoch) -> Hash:
"""
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Generate a seed for the given ``epoch``.
"""
return hash(
get_randao_mix(state, Epoch(epoch + EPOCHS_PER_HISTORICAL_VECTOR - MIN_SEED_LOOKAHEAD)) +
get_active_index_root(state, epoch) +
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int_to_bytes(epoch, length=32)
)
```
### `get_beacon_proposer_index`
```python
def get_beacon_proposer_index(state: BeaconState) -> ValidatorIndex:
"""
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Return the current beacon proposer index.
"""
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epoch = get_current_epoch(state)
committees_per_slot = get_epoch_committee_count(state, epoch) // SLOTS_PER_EPOCH
offset = committees_per_slot * (state.slot % SLOTS_PER_EPOCH)
shard = Shard((get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT)
first_committee = get_crosslink_committee(state, epoch, shard)
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MAX_RANDOM_BYTE = 2**8 - 1
seed = generate_seed(state, epoch)
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i = 0
while True:
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candidate_index = first_committee[(epoch + i) % len(first_committee)]
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random_byte = hash(seed + int_to_bytes(i // 32, length=8))[i % 32]
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effective_balance = state.validators[candidate_index].effective_balance
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if effective_balance * MAX_RANDOM_BYTE >= MAX_EFFECTIVE_BALANCE * random_byte:
return ValidatorIndex(candidate_index)
i += 1
```
### `verify_merkle_branch`
```python
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def verify_merkle_branch(leaf: Hash, proof: List[Hash], depth: int, index: int, root: Hash) -> bool:
"""
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Verify that the given ``leaf`` is on the merkle branch ``proof``
starting with the given ``root``.
"""
value = leaf
for i in range(depth):
if index // (2**i) % 2:
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value = hash(proof[i] + value)
else:
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value = hash(value + proof[i])
return value == root
```
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### `get_shuffled_index`
```python
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def get_shuffled_index(index: ValidatorIndex, index_count: int, seed: Hash) -> ValidatorIndex:
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"""
Return the shuffled validator index corresponding to ``seed`` (and ``index_count``).
"""
assert index < index_count
assert index_count <= 2**40
# Swap or not (https://link.springer.com/content/pdf/10.1007%2F978-3-642-32009-5_1.pdf)
# See the 'generalized domain' algorithm on page 3
for current_round in range(SHUFFLE_ROUND_COUNT):
pivot = bytes_to_int(hash(seed + int_to_bytes(current_round, length=1))[0:8]) % index_count
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flip = ValidatorIndex((pivot + index_count - index) % index_count)
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position = max(index, flip)
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source = hash(
seed + int_to_bytes(current_round, length=1) +
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int_to_bytes(position // 256, length=4)
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)
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byte = source[(position % 256) // 8]
bit = (byte >> (position % 8)) % 2
index = flip if bit else index
return ValidatorIndex(index)
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```
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### `compute_committee`
```python
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def compute_committee(indices: List[ValidatorIndex], seed: Hash, index: int, count: int) -> List[ValidatorIndex]:
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start = (len(indices) * index) // count
end = (len(indices) * (index + 1)) // count
return [indices[get_shuffled_index(ValidatorIndex(i), len(indices), seed)] for i in range(start, end)]
```
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### `get_crosslink_committee`
```python
def get_crosslink_committee(state: BeaconState, epoch: Epoch, shard: Shard) -> List[ValidatorIndex]:
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return compute_committee(
indices=get_active_validator_indices(state, epoch),
seed=generate_seed(state, epoch),
index=(shard + SHARD_COUNT - get_epoch_start_shard(state, epoch)) % SHARD_COUNT,
count=get_epoch_committee_count(state, epoch),
)
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```
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### `get_attesting_indices`
```python
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def get_attesting_indices(state: BeaconState,
attestation_data: AttestationData,
bitfield: bytes) -> List[ValidatorIndex]:
"""
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Return the sorted attesting indices corresponding to ``attestation_data`` and ``bitfield``.
"""
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committee = get_crosslink_committee(state, attestation_data.target_epoch, attestation_data.crosslink.shard)
assert verify_bitfield(bitfield, len(committee))
return sorted([index for i, index in enumerate(committee) if get_bitfield_bit(bitfield, i) == 0b1])
```
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### `int_to_bytes`
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```python
def int_to_bytes(integer: int, length: int) -> bytes:
return integer.to_bytes(length, 'little')
```
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### `bytes_to_int`
```python
def bytes_to_int(data: bytes) -> int:
return int.from_bytes(data, 'little')
```
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### `get_total_balance`
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```python
def get_total_balance(state: BeaconState, indices: List[ValidatorIndex]) -> Gwei:
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"""
Return the combined effective balance of the ``indices``. (1 Gwei minimum to avoid divisions by zero.)
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"""
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return Gwei(max(sum([state.validators[index].effective_balance for index in indices]), 1))
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```
### `get_domain`
```python
def get_domain(state: BeaconState,
domain_type: int,
message_epoch: Epoch=None) -> int:
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"""
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Return the signature domain (fork version concatenated with domain type) of a message.
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"""
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epoch = get_current_epoch(state) if message_epoch is None else message_epoch
fork_version = state.fork.previous_version if epoch < state.fork.epoch else state.fork.current_version
return bls_domain(domain_type, fork_version)
```
### `get_bitfield_bit`
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```python
def get_bitfield_bit(bitfield: bytes, i: int) -> int:
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"""
Extract the bit in ``bitfield`` at position ``i``.
"""
return (bitfield[i // 8] >> (i % 8)) % 2
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```
### `verify_bitfield`
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```python
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def verify_bitfield(bitfield: bytes, committee_size: int) -> bool:
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"""
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Verify ``bitfield`` against the ``committee_size``.
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"""
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if len(bitfield) != (committee_size + 7) // 8:
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return False
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# Check `bitfield` is padded with zero bits only
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for i in range(committee_size, len(bitfield) * 8):
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if get_bitfield_bit(bitfield, i) == 0b1:
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return False
return True
```
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### `convert_to_indexed`
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```python
def convert_to_indexed(state: BeaconState, attestation: Attestation) -> IndexedAttestation:
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"""
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Convert ``attestation`` to (almost) indexed-verifiable form.
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"""
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attesting_indices = get_attesting_indices(state, attestation.data, attestation.aggregation_bitfield)
custody_bit_1_indices = get_attesting_indices(state, attestation.data, attestation.custody_bitfield)
assert set(custody_bit_1_indices).issubset(attesting_indices)
custody_bit_0_indices = [index for index in attesting_indices if index not in custody_bit_1_indices]
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return IndexedAttestation(
custody_bit_0_indices=custody_bit_0_indices,
custody_bit_1_indices=custody_bit_1_indices,
data=attestation.data,
signature=attestation.signature,
)
```
### `validate_indexed_attestation`
```python
def validate_indexed_attestation(state: BeaconState, indexed_attestation: IndexedAttestation) -> None:
"""
Verify validity of ``indexed_attestation``.
"""
bit_0_indices = indexed_attestation.custody_bit_0_indices
bit_1_indices = indexed_attestation.custody_bit_1_indices
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# Verify no index has custody bit equal to 1 [to be removed in phase 1]
assert len(bit_1_indices) == 0
# Verify max number of indices
assert len(bit_0_indices) + len(bit_1_indices) <= MAX_INDICES_PER_ATTESTATION
# Verify index sets are disjoint
assert len(set(bit_0_indices).intersection(bit_1_indices)) == 0
# Verify indices are sorted
assert bit_0_indices == sorted(bit_0_indices) and bit_1_indices == sorted(bit_1_indices)
# Verify aggregate signature
assert bls_verify_multiple(
pubkeys=[
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bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_0_indices]),
bls_aggregate_pubkeys([state.validators[i].pubkey for i in bit_1_indices]),
],
message_hashes=[
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hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b0)),
hash_tree_root(AttestationDataAndCustodyBit(data=indexed_attestation.data, custody_bit=0b1)),
],
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signature=indexed_attestation.signature,
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domain=get_domain(state, DOMAIN_ATTESTATION, indexed_attestation.data.target_epoch),
)
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```
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### `is_slashable_attestation_data`
```python
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def is_slashable_attestation_data(data_1: AttestationData, data_2: AttestationData) -> bool:
"""
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Check if ``data_1`` and ``data_2`` are slashable according to Casper FFG rules.
"""
return (
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# Double vote
(data_1 != data_2 and data_1.target_epoch == data_2.target_epoch) or
# Surround vote
(data_1.source_epoch < data_2.source_epoch and data_2.target_epoch < data_1.target_epoch)
)
```
### `integer_squareroot`
```python
def integer_squareroot(n: int) -> int:
"""
The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``.
"""
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assert n >= 0
x = n
y = (x + 1) // 2
while y < x:
x = y
y = (x + n // x) // 2
return x
```
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### `get_delayed_activation_exit_epoch`
```python
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def get_delayed_activation_exit_epoch(epoch: Epoch) -> Epoch:
"""
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Return the epoch at which an activation or exit triggered in ``epoch`` takes effect.
"""
return Epoch(epoch + 1 + ACTIVATION_EXIT_DELAY)
```
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### `get_churn_limit`
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```python
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def get_churn_limit(state: BeaconState) -> int:
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"""
Return the churn limit based on the active validator count.
"""
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return max(
MIN_PER_EPOCH_CHURN_LIMIT,
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len(get_active_validator_indices(state, get_current_epoch(state))) // CHURN_LIMIT_QUOTIENT
)
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```
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### `bls_verify`
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`bls_verify` is a function for verifying a BLS signature, defined in the [BLS Signature spec](../bls_signature.md#bls_verify).
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### `bls_verify_multiple`
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`bls_verify_multiple` is a function for verifying a BLS signature constructed from multiple messages, defined in the [BLS Signature spec](../bls_signature.md#bls_verify_multiple).
### `bls_aggregate_pubkeys`
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`bls_aggregate_pubkeys` is a function for aggregating multiple BLS public keys into a single aggregate key, defined in the [BLS Signature spec](../bls_signature.md#bls_aggregate_pubkeys).
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### Routines for updating validator status
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*Note*: All functions in this section mutate `state`.
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#### `initiate_validator_exit`
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```python
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def initiate_validator_exit(state: BeaconState, index: ValidatorIndex) -> None:
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"""
Initiate the exit of the validator of the given ``index``.
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"""
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# Return if validator already initiated exit
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validator = state.validators[index]
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if validator.exit_epoch != FAR_FUTURE_EPOCH:
return
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# Compute exit queue epoch
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exit_epochs = [v.exit_epoch for v in state.validators if v.exit_epoch != FAR_FUTURE_EPOCH]
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exit_queue_epoch = max(exit_epochs + [get_delayed_activation_exit_epoch(get_current_epoch(state))])
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exit_queue_churn = len([v for v in state.validators if v.exit_epoch == exit_queue_epoch])
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if exit_queue_churn >= get_churn_limit(state):
exit_queue_epoch += Epoch(1)
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# Set validator exit epoch and withdrawable epoch
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validator.exit_epoch = exit_queue_epoch
validator.withdrawable_epoch = Epoch(validator.exit_epoch + MIN_VALIDATOR_WITHDRAWABILITY_DELAY)
```
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#### `slash_validator`
```python
def slash_validator(state: BeaconState,
slashed_index: ValidatorIndex,
whistleblower_index: ValidatorIndex=None) -> None:
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"""
Slash the validator with index ``slashed_index``.
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"""
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current_epoch = get_current_epoch(state)
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initiate_validator_exit(state, slashed_index)
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state.validators[slashed_index].slashed = True
state.validators[slashed_index].withdrawable_epoch = Epoch(current_epoch + EPOCHS_PER_SLASHED_BALANCES_VECTOR)
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slashed_balance = state.validators[slashed_index].effective_balance
state.slashed_balances[current_epoch % EPOCHS_PER_SLASHED_BALANCES_VECTOR] += slashed_balance
proposer_index = get_beacon_proposer_index(state)
if whistleblower_index is None:
whistleblower_index = proposer_index
whistleblowing_reward = Gwei(slashed_balance // WHISTLEBLOWING_REWARD_QUOTIENT)
proposer_reward = Gwei(whistleblowing_reward // PROPOSER_REWARD_QUOTIENT)
increase_balance(state, proposer_index, proposer_reward)
increase_balance(state, whistleblower_index, whistleblowing_reward - proposer_reward)
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decrease_balance(state, slashed_index, whistleblowing_reward)
```
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## Genesis
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### Genesis trigger
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Before genesis has been triggered and whenever the deposit contract emits a `Deposit` log, call the function `is_genesis_trigger(deposits: List[Deposit], timestamp: uint64) -> bool` where:
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* `deposits` is the list of all deposits, ordered chronologically, up to and including the deposit triggering the latest `Deposit` log
* `timestamp` is the Unix timestamp in the Ethereum 1.0 block that emitted the latest `Deposit` log
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When `is_genesis_trigger(deposits, timestamp) is True` for the first time let:
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* `genesis_deposits = deposits`
* `genesis_time = timestamp - timestamp % SECONDS_PER_DAY + 2 * SECONDS_PER_DAY` where `SECONDS_PER_DAY = 86400`
* `genesis_eth1_data` be the object of type `Eth1Data` where:
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* `genesis_eth1_data.block_hash` is the Ethereum 1.0 block hash that emitted the log for the last deposit in `deposits`
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* `genesis_eth1_data.deposit_root` is the deposit root for the last deposit in `deposits`
* `genesis_eth1_data.deposit_count = len(genesis_deposits)`
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*Note*: The function `is_genesis_trigger` has yet to be agreed by the community, and can be updated as necessary. We define the following testing placeholder:
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```python
def is_genesis_trigger(deposits: List[Deposit], timestamp: uint64) -> bool:
# Process deposits
state = BeaconState()
for deposit in deposits:
process_deposit(state, deposit)
# Count active validators at genesis
active_validator_count = 0
for validator in state.validator_registry:
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if validator.effective_balance == MAX_EFFECTIVE_BALANCE:
active_validator_count += 1
# Check effective balance to trigger genesis
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GENESIS_ACTIVE_VALIDATOR_COUNT = 2**16
return active_validator_count == GENESIS_ACTIVE_VALIDATOR_COUNT
```
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### Genesis state
Let `genesis_state = get_genesis_beacon_state(genesis_deposits, genesis_time, genesis_eth1_data)`.
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```python
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def get_genesis_beacon_state(deposits: List[Deposit], genesis_time: int, genesis_eth1_data: Eth1Data) -> BeaconState:
state = BeaconState(
genesis_time=genesis_time,
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eth1_data=genesis_eth1_data,
latest_block_header=BeaconBlockHeader(body_root=hash_tree_root(BeaconBlockBody())),
)
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# Process genesis deposits
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for deposit in deposits:
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process_deposit(state, deposit)
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# Process genesis activations
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for validator in state.validators:
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if validator.effective_balance >= MAX_EFFECTIVE_BALANCE:
validator.activation_eligibility_epoch = GENESIS_EPOCH
validator.activation_epoch = GENESIS_EPOCH
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# Populate active_index_roots
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genesis_active_index_root = hash_tree_root(get_active_validator_indices(state, GENESIS_EPOCH))
for index in range(EPOCHS_PER_HISTORICAL_VECTOR):
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state.active_index_roots[index] = genesis_active_index_root
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return state
```
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### Genesis block
Let `genesis_block = BeaconBlock(state_root=hash_tree_root(genesis_state))`.
## Beacon chain state transition function
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The post-state corresponding to a pre-state `state` and a block `block` is defined as `state_transition(state, block)`. State transitions that trigger an unhandled excpetion (e.g. a failed `assert` or an out-of-range list access) are considered invalid.
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```python
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def state_transition(state: BeaconState, block: BeaconBlock, validate_state_root: bool=False) -> BeaconState:
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# Process slots (including those with no blocks) since block
process_slots(state, block.slot)
# Process block
process_block(state, block)
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# Validate state root (`validate_state_root == True` in production)
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if validate_state_root:
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assert block.state_root == hash_tree_root(state)
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# Return post-state
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return state
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```
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```python
def process_slots(state: BeaconState, slot: Slot) -> None:
assert state.slot <= slot
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while state.slot < slot:
process_slot(state)
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# Process epoch on the first slot of the next epoch
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if (state.slot + 1) % SLOTS_PER_EPOCH == 0:
process_epoch(state)
state.slot += Slot(1)
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```
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```python
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def process_slot(state: BeaconState) -> None:
# Cache state root
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previous_state_root = hash_tree_root(state)
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state.state_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_state_root
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# Cache latest block header state root
if state.latest_block_header.state_root == ZERO_HASH:
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state.latest_block_header.state_root = previous_state_root
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# Cache block root
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previous_block_root = signing_root(state.latest_block_header)
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state.block_roots[state.slot % SLOTS_PER_HISTORICAL_ROOT] = previous_block_root
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```
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### Epoch processing
*Note*: the `# @LabelHere` lines below are placeholders to show that code will be inserted here in a future phase.
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```python
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def process_epoch(state: BeaconState) -> None:
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process_justification_and_finalization(state)
process_crosslinks(state)
process_rewards_and_penalties(state)
process_registry_updates(state)
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# @process_reveal_deadlines
# @process_challenge_deadlines
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process_slashings(state)
process_final_updates(state)
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# @after_process_final_updates
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```
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#### Helper functions
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```python
def get_total_active_balance(state: BeaconState) -> Gwei:
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return get_total_balance(state, get_active_validator_indices(state, get_current_epoch(state)))
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```
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```python
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def get_matching_source_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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assert epoch in (get_current_epoch(state), get_previous_epoch(state))
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return state.current_epoch_attestations if epoch == get_current_epoch(state) else state.previous_epoch_attestations
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```
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```python
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def get_matching_target_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.target_root == get_block_root(state, epoch)
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]
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```
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```python
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def get_matching_head_attestations(state: BeaconState, epoch: Epoch) -> List[PendingAttestation]:
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return [
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a for a in get_matching_source_attestations(state, epoch)
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if a.data.beacon_block_root == get_block_root_at_slot(state, get_attestation_data_slot(state, a.data))
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]
```
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```python
def get_unslashed_attesting_indices(state: BeaconState,
attestations: List[PendingAttestation]) -> List[ValidatorIndex]:
output = set() # type: Set[ValidatorIndex]
for a in attestations:
output = output.union(get_attesting_indices(state, a.data, a.aggregation_bitfield))
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return sorted(filter(lambda index: not state.validators[index].slashed, list(output)))
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```
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```python
def get_attesting_balance(state: BeaconState, attestations: List[PendingAttestation]) -> Gwei:
return get_total_balance(state, get_unslashed_attesting_indices(state, attestations))
```
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```python
def get_winning_crosslink_and_attesting_indices(state: BeaconState,
epoch: Epoch,
shard: Shard) -> Tuple[Crosslink, List[ValidatorIndex]]:
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attestations = [a for a in get_matching_source_attestations(state, epoch) if a.data.crosslink.shard == shard]
crosslinks = list(filter(
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lambda c: hash_tree_root(state.current_crosslinks[shard]) in (c.parent_root, hash_tree_root(c)),
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[a.data.crosslink for a in attestations]
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))
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# Winning crosslink has the crosslink data root with the most balance voting for it (ties broken lexicographically)
winning_crosslink = max(crosslinks, key=lambda c: (
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get_attesting_balance(state, [a for a in attestations if a.data.crosslink == c]), c.data_root
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), default=Crosslink())
winning_attestations = [a for a in attestations if a.data.crosslink == winning_crosslink]
return winning_crosslink, get_unslashed_attesting_indices(state, winning_attestations)
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```
#### Justification and finalization
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```python
def process_justification_and_finalization(state: BeaconState) -> None:
if get_current_epoch(state) <= GENESIS_EPOCH + 1:
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return
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previous_epoch = get_previous_epoch(state)
current_epoch = get_current_epoch(state)
old_previous_justified_epoch = state.previous_justified_epoch
old_current_justified_epoch = state.current_justified_epoch
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# Process justifications
state.previous_justified_epoch = state.current_justified_epoch
state.previous_justified_root = state.current_justified_root
state.justification_bitfield = (state.justification_bitfield << 1) % 2**64
previous_epoch_matching_target_balance = get_attesting_balance(
state, get_matching_target_attestations(state, previous_epoch)
)
if previous_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = previous_epoch
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state.current_justified_root = get_block_root(state, state.current_justified_epoch)
state.justification_bitfield |= (1 << 1)
current_epoch_matching_target_balance = get_attesting_balance(
state, get_matching_target_attestations(state, current_epoch)
)
if current_epoch_matching_target_balance * 3 >= get_total_active_balance(state) * 2:
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state.current_justified_epoch = current_epoch
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state.current_justified_root = get_block_root(state, state.current_justified_epoch)
state.justification_bitfield |= (1 << 0)
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# Process finalizations
bitfield = state.justification_bitfield
# The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th as source
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if (bitfield >> 1) % 8 == 0b111 and old_previous_justified_epoch + 3 == current_epoch:
state.finalized_epoch = old_previous_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as source
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if (bitfield >> 1) % 4 == 0b11 and old_previous_justified_epoch + 2 == current_epoch:
state.finalized_epoch = old_previous_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as source
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if (bitfield >> 0) % 8 == 0b111 and old_current_justified_epoch + 2 == current_epoch:
state.finalized_epoch = old_current_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
# The 1st/2nd most recent epochs are justified, the 1st using the 2nd as source
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if (bitfield >> 0) % 4 == 0b11 and old_current_justified_epoch + 1 == current_epoch:
state.finalized_epoch = old_current_justified_epoch
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state.finalized_root = get_block_root(state, state.finalized_epoch)
```
2018-09-20 05:20:49 +00:00
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#### Crosslinks
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```python
def process_crosslinks(state: BeaconState) -> None:
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state.previous_crosslinks = [c for c in state.current_crosslinks]
for epoch in (get_previous_epoch(state), get_current_epoch(state)):
for offset in range(get_epoch_committee_count(state, epoch)):
shard = Shard((get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT)
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crosslink_committee = get_crosslink_committee(state, epoch, shard)
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
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if 3 * get_total_balance(state, attesting_indices) >= 2 * get_total_balance(state, crosslink_committee):
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state.current_crosslinks[shard] = winning_crosslink
```
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#### Rewards and penalties
```python
def get_base_reward(state: BeaconState, index: ValidatorIndex) -> Gwei:
total_balance = get_total_active_balance(state)
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effective_balance = state.validators[index].effective_balance
return Gwei(effective_balance * BASE_REWARD_FACTOR // integer_squareroot(total_balance) // BASE_REWARDS_PER_EPOCH)
```
```python
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def get_attestation_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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previous_epoch = get_previous_epoch(state)
total_balance = get_total_active_balance(state)
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rewards = [Gwei(0) for _ in range(len(state.validators))]
penalties = [Gwei(0) for _ in range(len(state.validators))]
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eligible_validator_indices = [
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ValidatorIndex(index) for index, v in enumerate(state.validators)
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if is_active_validator(v, previous_epoch) or (v.slashed and previous_epoch + 1 < v.withdrawable_epoch)
]
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# Micro-incentives for matching FFG source, FFG target, and head
matching_source_attestations = get_matching_source_attestations(state, previous_epoch)
matching_target_attestations = get_matching_target_attestations(state, previous_epoch)
matching_head_attestations = get_matching_head_attestations(state, previous_epoch)
for attestations in (matching_source_attestations, matching_target_attestations, matching_head_attestations):
unslashed_attesting_indices = get_unslashed_attesting_indices(state, attestations)
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attesting_balance = get_total_balance(state, unslashed_attesting_indices)
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for index in eligible_validator_indices:
if index in unslashed_attesting_indices:
rewards[index] += get_base_reward(state, index) * attesting_balance // total_balance
else:
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penalties[index] += get_base_reward(state, index)
# Proposer and inclusion delay micro-rewards
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for index in get_unslashed_attesting_indices(state, matching_source_attestations):
index = ValidatorIndex(index)
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attestation = min([
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a for a in matching_source_attestations
if index in get_attesting_indices(state, a.data, a.aggregation_bitfield)
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], key=lambda a: a.inclusion_delay)
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proposer_reward = Gwei(get_base_reward(state, index) // PROPOSER_REWARD_QUOTIENT)
Tweak inclusion delay rewards and set BASE_REWARD_FACTOR Substantive changes: 1) Split the inclusion delay reward between attester and proposer to add up to at most one base reward. This is analogous to the reward logic in `slash_validator`, and makes the `BASE_REWARDS_PER_EPOCH` constant include proposer rewards. 2) Double `BASE_REWARD_FACTOR` to 2^6 (addressing item 4 in #1054). When the total effective balance is 2^17 ETH then maximum annual issuance is a bit below 2^21 ETH. Maximum annual issuance happens when a) all validators make perfect attestations (matching source, target, head, as well as consistent crosslink data), b) all attestations are included as fast as possible (in particular, no skip blocks), and c) there are no slashings. ```python BASE_REWARD_FACTOR = 2**6 SLOTS_PER_EPOCH = 2**6 SECONDS_PER_SLOT = 6 BASE_REWARDS_PER_EPOCH = 5 GWEI_PER_ETH = 10**9 MAX_TOTAL_EFFECTIVE_BALANCE = 2**27 * GWEI_PER_ETH TARGET_MAX_ISSUANCE = 2**21 * GWEI_PER_ETH def integer_squareroot(n: int) -> int: """ The largest integer ``x`` such that ``x**2`` is less than or equal to ``n``. """ assert n >= 0 x = n y = (x + 1) // 2 while y < x: x = y y = (x + n // x) // 2 return x MAX_REWARDS_PER_EPOCH = MAX_TOTAL_EFFECTIVE_BALANCE * BASE_REWARD_FACTOR // integer_squareroot(MAX_TOTAL_EFFECTIVE_BALANCE) // BASE_REWARDS_PER_EPOCH EPOCHS_PER_YEAR = 365.25*24*60*60 / (SECONDS_PER_SLOT * SLOTS_PER_EPOCH) MAX_REWARDS_PER_YEAR = EPOCHS_PER_YEAR * MAX_REWARDS_PER_EPOCH * BASE_REWARDS_PER_EPOCH print(MAX_REWARDS_PER_YEAR / TARGET_MAX_ISSUANCE) ```
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rewards[attestation.proposer_index] += proposer_reward
max_attester_reward = get_base_reward(state, index) - proposer_reward
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rewards[index] += Gwei(max_attester_reward * MIN_ATTESTATION_INCLUSION_DELAY // attestation.inclusion_delay)
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# Inactivity penalty
finality_delay = previous_epoch - state.finalized_epoch
if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY:
matching_target_attesting_indices = get_unslashed_attesting_indices(state, matching_target_attestations)
for index in eligible_validator_indices:
index = ValidatorIndex(index)
penalties[index] += Gwei(BASE_REWARDS_PER_EPOCH * get_base_reward(state, index))
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if index not in matching_target_attesting_indices:
penalties[index] += Gwei(
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state.validators[index].effective_balance * finality_delay // INACTIVITY_PENALTY_QUOTIENT
)
return rewards, penalties
```
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```python
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def get_crosslink_deltas(state: BeaconState) -> Tuple[List[Gwei], List[Gwei]]:
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rewards = [Gwei(0) for index in range(len(state.validators))]
penalties = [Gwei(0) for index in range(len(state.validators))]
epoch = get_previous_epoch(state)
for offset in range(get_epoch_committee_count(state, epoch)):
shard = Shard((get_epoch_start_shard(state, epoch) + offset) % SHARD_COUNT)
crosslink_committee = get_crosslink_committee(state, epoch, shard)
winning_crosslink, attesting_indices = get_winning_crosslink_and_attesting_indices(state, epoch, shard)
attesting_balance = get_total_balance(state, attesting_indices)
committee_balance = get_total_balance(state, crosslink_committee)
for index in crosslink_committee:
base_reward = get_base_reward(state, index)
if index in attesting_indices:
rewards[index] += base_reward * attesting_balance // committee_balance
else:
penalties[index] += base_reward
return rewards, penalties
```
```python
def process_rewards_and_penalties(state: BeaconState) -> None:
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if get_current_epoch(state) == GENESIS_EPOCH:
return
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rewards1, penalties1 = get_attestation_deltas(state)
rewards2, penalties2 = get_crosslink_deltas(state)
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for index in range(len(state.validators)):
increase_balance(state, ValidatorIndex(index), rewards1[index] + rewards2[index])
decrease_balance(state, ValidatorIndex(index), penalties1[index] + penalties2[index])
```
2018-11-23 04:54:11 +00:00
#### Registry updates
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```python
def process_registry_updates(state: BeaconState) -> None:
# Process activation eligibility and ejections
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for index, validator in enumerate(state.validators):
if (
validator.activation_eligibility_epoch == FAR_FUTURE_EPOCH and
validator.effective_balance >= MAX_EFFECTIVE_BALANCE
):
validator.activation_eligibility_epoch = get_current_epoch(state)
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if is_active_validator(validator, get_current_epoch(state)) and validator.effective_balance <= EJECTION_BALANCE:
initiate_validator_exit(state, ValidatorIndex(index))
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2019-04-22 05:16:34 +00:00
# Queue validators eligible for activation and not dequeued for activation prior to finalized epoch
activation_queue = sorted([
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index for index, validator in enumerate(state.validators) if
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validator.activation_eligibility_epoch != FAR_FUTURE_EPOCH and
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validator.activation_epoch >= get_delayed_activation_exit_epoch(state.finalized_epoch)
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], key=lambda index: state.validators[index].activation_eligibility_epoch)
# Dequeued validators for activation up to churn limit (without resetting activation epoch)
2019-04-14 03:14:05 +00:00
for index in activation_queue[:get_churn_limit(state)]:
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validator = state.validators[index]
if validator.activation_epoch == FAR_FUTURE_EPOCH:
validator.activation_epoch = get_delayed_activation_exit_epoch(get_current_epoch(state))
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```
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#### Slashings
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```python
def process_slashings(state: BeaconState) -> None:
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epoch = get_current_epoch(state)
total_balance = get_total_active_balance(state)
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# Compute slashed balances in the current epoch
2019-06-22 05:34:02 +00:00
total_at_start = state.slashed_balances[(epoch + 1) % EPOCHS_PER_SLASHED_BALANCES_VECTOR]
total_at_end = state.slashed_balances[epoch % EPOCHS_PER_SLASHED_BALANCES_VECTOR]
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total_penalties = total_at_end - total_at_start
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for index, validator in enumerate(state.validators):
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if validator.slashed and epoch + EPOCHS_PER_SLASHED_BALANCES_VECTOR // 2 == validator.withdrawable_epoch:
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penalty = max(
validator.effective_balance * min(total_penalties * 3, total_balance) // total_balance,
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validator.effective_balance // MIN_SLASHING_PENALTY_QUOTIENT
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)
decrease_balance(state, ValidatorIndex(index), penalty)
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```
#### Final updates
```python
def process_final_updates(state: BeaconState) -> None:
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current_epoch = get_current_epoch(state)
next_epoch = current_epoch + 1
# Reset eth1 data votes
if (state.slot + 1) % SLOTS_PER_ETH1_VOTING_PERIOD == 0:
state.eth1_data_votes = []
# Update effective balances with hysteresis
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for index, validator in enumerate(state.validators):
balance = state.balances[index]
HALF_INCREMENT = EFFECTIVE_BALANCE_INCREMENT // 2
if balance < validator.effective_balance or validator.effective_balance + 3 * HALF_INCREMENT < balance:
validator.effective_balance = min(balance - balance % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
# Update start shard
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state.start_shard = Shard((state.start_shard + get_shard_delta(state, current_epoch)) % SHARD_COUNT)
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# Set active index root
index_root_position = (next_epoch + ACTIVATION_EXIT_DELAY) % EPOCHS_PER_HISTORICAL_VECTOR
2019-06-09 19:41:21 +00:00
state.active_index_roots[index_root_position] = hash_tree_root(
get_active_validator_indices(state, Epoch(next_epoch + ACTIVATION_EXIT_DELAY))
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)
# Set total slashed balances
state.slashed_balances[next_epoch % EPOCHS_PER_SLASHED_BALANCES_VECTOR] = (
state.slashed_balances[current_epoch % EPOCHS_PER_SLASHED_BALANCES_VECTOR]
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)
# Set randao mix
state.randao_mixes[next_epoch % EPOCHS_PER_HISTORICAL_VECTOR] = get_randao_mix(state, current_epoch)
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# Set historical root accumulator
if next_epoch % (SLOTS_PER_HISTORICAL_ROOT // SLOTS_PER_EPOCH) == 0:
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historical_batch = HistoricalBatch(
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block_roots=state.block_roots,
state_roots=state.state_roots,
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)
state.historical_roots.append(hash_tree_root(historical_batch))
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# Rotate current/previous epoch attestations
state.previous_epoch_attestations = state.current_epoch_attestations
state.current_epoch_attestations = []
```
2019-05-01 12:29:03 +00:00
### Block processing
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```python
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def process_block(state: BeaconState, block: BeaconBlock) -> None:
process_block_header(state, block)
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process_randao(state, block.body)
process_eth1_data(state, block.body)
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process_operations(state, block.body)
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```
#### Block header
```python
def process_block_header(state: BeaconState, block: BeaconBlock) -> None:
# Verify that the slots match
assert block.slot == state.slot
# Verify that the parent matches
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assert block.parent_root == signing_root(state.latest_block_header)
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# Save current block as the new latest block
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state.latest_block_header = BeaconBlockHeader(
slot=block.slot,
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parent_root=block.parent_root,
state_root=ZERO_HASH, # Overwritten in next `process_slot` call
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body_root=hash_tree_root(block.body),
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)
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# Verify proposer is not slashed
2019-06-09 19:41:21 +00:00
proposer = state.validators[get_beacon_proposer_index(state)]
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assert not proposer.slashed
# Verify proposer signature
assert bls_verify(proposer.pubkey, signing_root(block), block.signature, get_domain(state, DOMAIN_BEACON_PROPOSER))
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```
#### RANDAO
```python
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def process_randao(state: BeaconState, body: BeaconBlockBody) -> None:
epoch = get_current_epoch(state)
# Verify RANDAO reveal
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proposer = state.validators[get_beacon_proposer_index(state)]
assert bls_verify(proposer.pubkey, hash_tree_root(epoch), body.randao_reveal, get_domain(state, DOMAIN_RANDAO))
# Mix in RANDAO reveal
mix = xor(get_randao_mix(state, epoch), hash(body.randao_reveal))
state.randao_mixes[epoch % EPOCHS_PER_HISTORICAL_VECTOR] = mix
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```
#### Eth1 data
```python
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def process_eth1_data(state: BeaconState, body: BeaconBlockBody) -> None:
state.eth1_data_votes.append(body.eth1_data)
if state.eth1_data_votes.count(body.eth1_data) * 2 > SLOTS_PER_ETH1_VOTING_PERIOD:
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state.eth1_data = body.eth1_data
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```
#### Operations
2019-03-07 19:05:34 +00:00
```python
def process_operations(state: BeaconState, body: BeaconBlockBody) -> None:
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# Verify that outstanding deposits are processed up to the maximum number of deposits
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assert len(body.deposits) == min(MAX_DEPOSITS, state.eth1_data.deposit_count - state.eth1_deposit_index)
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# Verify that there are no duplicate transfers
assert len(body.transfers) == len(set(body.transfers))
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all_operations = [
(body.proposer_slashings, MAX_PROPOSER_SLASHINGS, process_proposer_slashing),
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(body.attester_slashings, MAX_ATTESTER_SLASHINGS, process_attester_slashing),
(body.attestations, MAX_ATTESTATIONS, process_attestation),
(body.deposits, MAX_DEPOSITS, process_deposit),
(body.voluntary_exits, MAX_VOLUNTARY_EXITS, process_voluntary_exit),
(body.transfers, MAX_TRANSFERS, process_transfer),
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] # type: List[Tuple[List[Container], int, Callable]]
for operations, max_operations, function in all_operations:
assert len(operations) <= max_operations
for operation in operations:
function(state, operation)
```
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##### Proposer slashings
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```python
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def process_proposer_slashing(state: BeaconState, proposer_slashing: ProposerSlashing) -> None:
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"""
Process ``ProposerSlashing`` operation.
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"""
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proposer = state.validators[proposer_slashing.proposer_index]
# Verify that the epoch is the same
assert slot_to_epoch(proposer_slashing.header_1.slot) == slot_to_epoch(proposer_slashing.header_2.slot)
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# But the headers are different
assert proposer_slashing.header_1 != proposer_slashing.header_2
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# Check proposer is slashable
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assert is_slashable_validator(proposer, get_current_epoch(state))
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# Signatures are valid
for header in (proposer_slashing.header_1, proposer_slashing.header_2):
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domain = get_domain(state, DOMAIN_BEACON_PROPOSER, slot_to_epoch(header.slot))
assert bls_verify(proposer.pubkey, signing_root(header), header.signature, domain)
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slash_validator(state, proposer_slashing.proposer_index)
```
##### Attester slashings
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```python
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def process_attester_slashing(state: BeaconState, attester_slashing: AttesterSlashing) -> None:
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"""
Process ``AttesterSlashing`` operation.
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"""
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attestation_1 = attester_slashing.attestation_1
attestation_2 = attester_slashing.attestation_2
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assert is_slashable_attestation_data(attestation_1.data, attestation_2.data)
validate_indexed_attestation(state, attestation_1)
validate_indexed_attestation(state, attestation_2)
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slashed_any = False
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attesting_indices_1 = attestation_1.custody_bit_0_indices + attestation_1.custody_bit_1_indices
attesting_indices_2 = attestation_2.custody_bit_0_indices + attestation_2.custody_bit_1_indices
for index in sorted(set(attesting_indices_1).intersection(attesting_indices_2)):
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if is_slashable_validator(state.validators[index], get_current_epoch(state)):
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slash_validator(state, index)
slashed_any = True
assert slashed_any
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```
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##### Attestations
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```python
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def process_attestation(state: BeaconState, attestation: Attestation) -> None:
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"""
Process ``Attestation`` operation.
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"""
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data = attestation.data
assert data.crosslink.shard < SHARD_COUNT
assert data.target_epoch in (get_previous_epoch(state), get_current_epoch(state))
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attestation_slot = get_attestation_data_slot(state, data)
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assert attestation_slot + MIN_ATTESTATION_INCLUSION_DELAY <= state.slot <= attestation_slot + SLOTS_PER_EPOCH
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pending_attestation = PendingAttestation(
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data=data,
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aggregation_bitfield=attestation.aggregation_bitfield,
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inclusion_delay=state.slot - attestation_slot,
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proposer_index=get_beacon_proposer_index(state),
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)
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if data.target_epoch == get_current_epoch(state):
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ffg_data = (state.current_justified_epoch, state.current_justified_root, get_current_epoch(state))
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parent_crosslink = state.current_crosslinks[data.crosslink.shard]
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state.current_epoch_attestations.append(pending_attestation)
else:
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ffg_data = (state.previous_justified_epoch, state.previous_justified_root, get_previous_epoch(state))
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parent_crosslink = state.previous_crosslinks[data.crosslink.shard]
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state.previous_epoch_attestations.append(pending_attestation)
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# Check FFG data, crosslink data, and signature
assert ffg_data == (data.source_epoch, data.source_root, data.target_epoch)
assert data.crosslink.start_epoch == parent_crosslink.end_epoch
assert data.crosslink.end_epoch == min(data.target_epoch, parent_crosslink.end_epoch + MAX_EPOCHS_PER_CROSSLINK)
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assert data.crosslink.parent_root == hash_tree_root(parent_crosslink)
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assert data.crosslink.data_root == ZERO_HASH # [to be removed in phase 1]
validate_indexed_attestation(state, convert_to_indexed(state, attestation))
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```
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##### Deposits
```python
def process_deposit(state: BeaconState, deposit: Deposit) -> None:
"""
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Process an Eth1 deposit, registering a validator or increasing its balance.
"""
# Verify the Merkle branch
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assert verify_merkle_branch(
leaf=hash_tree_root(deposit.data),
proof=deposit.proof,
depth=DEPOSIT_CONTRACT_TREE_DEPTH,
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index=state.eth1_deposit_index,
root=state.eth1_data.deposit_root,
)
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# Deposits must be processed in order
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state.eth1_deposit_index += 1
pubkey = deposit.data.pubkey
amount = deposit.data.amount
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validator_pubkeys = [v.pubkey for v in state.validators]
if pubkey not in validator_pubkeys:
# Verify the deposit signature (proof of possession).
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# Invalid signatures are allowed by the deposit contract,
# and hence included on-chain, but must not be processed.
# Note: deposits are valid across forks, hence the deposit domain is retrieved directly from `bls_domain`
if not bls_verify(
pubkey, signing_root(deposit.data), deposit.data.signature, bls_domain(DOMAIN_DEPOSIT)
):
return
# Add validator and balance entries
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state.validators.append(Validator(
pubkey=pubkey,
withdrawal_credentials=deposit.data.withdrawal_credentials,
activation_eligibility_epoch=FAR_FUTURE_EPOCH,
activation_epoch=FAR_FUTURE_EPOCH,
exit_epoch=FAR_FUTURE_EPOCH,
withdrawable_epoch=FAR_FUTURE_EPOCH,
effective_balance=min(amount - amount % EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE)
))
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state.balances.append(amount)
else:
# Increase balance by deposit amount
index = ValidatorIndex(validator_pubkeys.index(pubkey))
increase_balance(state, index, amount)
```
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##### Voluntary exits
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```python
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def process_voluntary_exit(state: BeaconState, exit: VoluntaryExit) -> None:
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"""
Process ``VoluntaryExit`` operation.
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"""
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validator = state.validators[exit.validator_index]
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# Verify the validator is active
assert is_active_validator(validator, get_current_epoch(state))
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# Verify the validator has not yet exited
assert validator.exit_epoch == FAR_FUTURE_EPOCH
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# Exits must specify an epoch when they become valid; they are not valid before then
assert get_current_epoch(state) >= exit.epoch
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# Verify the validator has been active long enough
assert get_current_epoch(state) >= validator.activation_epoch + PERSISTENT_COMMITTEE_PERIOD
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# Verify signature
domain = get_domain(state, DOMAIN_VOLUNTARY_EXIT, exit.epoch)
assert bls_verify(validator.pubkey, signing_root(exit), exit.signature, domain)
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# Initiate exit
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initiate_validator_exit(state, exit.validator_index)
```
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##### Transfers
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```python
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def process_transfer(state: BeaconState, transfer: Transfer) -> None:
"""
Process ``Transfer`` operation.
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"""
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# Verify the amount and fee are not individually too big (for anti-overflow purposes)
assert state.balances[transfer.sender] >= max(transfer.amount, transfer.fee)
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# A transfer is valid in only one slot
assert state.slot == transfer.slot
# Sender must satisfy at least one of the following conditions in the parenthesis:
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assert (
# * Has not been activated
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state.validators[transfer.sender].activation_eligibility_epoch == FAR_FUTURE_EPOCH or
# * Is withdrawable
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get_current_epoch(state) >= state.validators[transfer.sender].withdrawable_epoch or
# * Balance after transfer is more than the effective balance threshold
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transfer.amount + transfer.fee + MAX_EFFECTIVE_BALANCE <= state.balances[transfer.sender]
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)
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# Verify that the pubkey is valid
assert (
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state.validators[transfer.sender].withdrawal_credentials ==
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int_to_bytes(BLS_WITHDRAWAL_PREFIX, length=1) + hash(transfer.pubkey)[1:]
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)
# Verify that the signature is valid
assert bls_verify(transfer.pubkey, signing_root(transfer), transfer.signature, get_domain(state, DOMAIN_TRANSFER))
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# Process the transfer
decrease_balance(state, transfer.sender, transfer.amount + transfer.fee)
increase_balance(state, transfer.recipient, transfer.amount)
increase_balance(state, get_beacon_proposer_index(state), transfer.fee)
# Verify balances are not dust
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assert not (0 < state.balances[transfer.sender] < MIN_DEPOSIT_AMOUNT)
assert not (0 < state.balances[transfer.recipient] < MIN_DEPOSIT_AMOUNT)
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```