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489 lines
22 KiB
Markdown
489 lines
22 KiB
Markdown
---
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eip: 2315
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title: Simple Subroutines for the EVM
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status: Draft
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type: Standards Track
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category: Core
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author: Greg Colvin <greg@colvin.org>, Martin Holst Swende (@holiman)
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discussions-to: https://ethereum-magicians.org/t/eip-2315-simple-subroutines-for-the-evm/3941
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created: 2019-10-17
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---
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## Simple Summary
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(Almost) the smallest possible change that provides native subroutines.
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## Abstract
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This proposal introduces three opcodes to support subroutines: `BEGINSUB`, `JUMPSUB` and `RETURNSUB`. (The smallest possible change would do without `BEGINSUB`).
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Substantial gains in efficiency are achieved.
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Safety properties equivalent to [EIP-615](https://eips.ethereum.org/EIPS/eip-615) -- include valid jump destinations -- can be ensured by enforcing a few simple rules, which are validated at contract creation time -- not runtime -- with the provided algorithm, and without imposing syntactic constraints.
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## Motivation
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The EVM does not provide subroutines as a primitive. Instead, calls can be synthesized by fetching and pushing the current program counter on the data stack and jumping to the subroutine address; returns can be synthesized by getting the return address to the top of the stack and jumping back to it. These conventions are more costly than necessary, and impede static analysis of EVM code, especially rapid validation of some important safety properties.
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Facilities to directly support subroutines are provided by all but one of the real and virtual machines programmed by the lead author, including the Burroughs 5000, CDC 7600, IBM 360, DEC PDP 11 and VAX, Motorola 68000, Intel 80x86, Sun SPARC, USCD p-Machine, Sun JVM, Wasm, and the EVM. In whatever form, these operations provide for capturing the current context of execution, transferring control to a new context, and returning to the original context. The concept goes back to Turing (1946):
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> We also wish to be able to arrange for the splitting up of operations into subsidiary operations. This should be done in such a way that once we have written down how an operation is done we can use it as a subsidiary to any other operation.
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> ...
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> When we wish to start on a subsidiary operation we need only make a note of where we left off the major operation and then apply the first instruction of the subsidiary. When the `subsidiary` is over we look up the note and continue with the major operation. Each subsidiary operation can end with instructions for this recovery of the note. How is the burying and disinterring of the note to be done? There are of course many ways. One is to keep a list of these notes in one or more standard size delay lines, (1024) with the most recent last. The position of the most recent of these will be kept in a fixed TS, and this reference will be modified every time a subsidiary is started or finished...
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>
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> Notes: TS 1 contains the address of the currently executing instruction.
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We propose to use Turing's simple mechanism, long known to work well for virtual stack machines, as we specify below. Note that this specification is entirely semantic. It constrains only stack usage and control flow and imposes no syntax on code beyond being a sequence of bytes to be executed.
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## Specification
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We introduce one more stack into the EVM in addition to the existing `data stack` which we call the `return stack`. The `return stack` is limited to `1024` items. This stack supports the three new instructions for subroutines.
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### `BEGINSUB`
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Marks an entry point to a subroutine. Execution of a `BEGINSUB` is a no-op.
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#### `JUMPSUB <location>`
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Transfers control to a subroutine.
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1. Decode the `location` from the immediate data. The data is encoded as two bytes, MSB-first.
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2. If the opcode at `location` is not a `BEGINSUB` _`abort`_.
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3. If the `return stack` already has `1024` items _`abort`_.
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4. Push the current `pc + 1` to the `return stack`.
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5. Set `pc` to `location + 1`.
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* _pops one item off the `data stack`_
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* _pushes one item on the `return stack`_
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#### `RETURNSUB`
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Returns control to the caller of a subroutine.
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1. If the `return stack` is empty _`abort`_.
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2. Pop `pc` off the `return stack`.
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* _pops one item off the `return stack`_
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_Note 1: If a resulting `pc` to be executed is beyond the last instruction then the opcode is implicitly a `STOP`, which is not an error._
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_Note 2: Values popped off the `return stack` do not need to be validated, since they are alterable only by `JUMPSUB` and `RETURNSUB`._
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_Note 3: The description above lays out the semantics of this feature in terms of a `return stack`. But the actual state of the `return stack` is not observable by EVM code or consensus-critical to the protocol. (For example, a node implementor may code `JUMPSUB` to unobservably push `pc` on the `return stack` rather than `pc + 1`, which is allowed so long as `RETURNSUB` observably returns control to the `pc + 1` location.)_
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### Dependencies
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[EVM Object Format (EOF) v1](https://eips.ethereum.org/EIPS/eip-3540)
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[EOF static relative jumps](https://github.com/ethereum/evmone/pull/351)
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## Rationale
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We modeled this design on the simple, proven, archetypal Forth virtual machine of 1970. It is a two-stack design -- the data stack is supplemented with a return stack to support jumping into and returning from subroutines, as specified above. All that is needed on the return stack for Turing's "note of where we left off the major operation" is the address just after the JUMPSUB to return to. And all that is needed to recover the note from the "delay line" and "continue with the major operation" is to pop the stack and jump to the popped address.
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The alternative design is to push the return address on the data stack. But the separate return stack ensures that the return address cannot be overwritten or mislaid, and obviates any need to swap the return address past the arguments on the stack. Importantly, a dynamic jump is not needed to implement subroutine returns, allowing for deprecation of `JUMP` and `JUMPI`.
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(`JUMPSUB` and `RETURNSUB` are also defined in terms of a `return stack` in [EIP-615](https://eips.ethereum.org/EIPS/eip-615)).
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## Backwards and Forwards Compatibility
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These changes affect the semantics of existing EVM code. The EVM Object Format is required to allow for immediate data.
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These changes are compatible with using [EIP-3337](https://eips.ethereum.org/EIPS/eip-3337) to provide stack frames, by associating a frame with each subroutine.
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## Implementations
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Three clients have implemented this (or an earlier version of this) proposal:
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- [geth](https://github.com/ethereum/go-ethereum/pull/20619) .
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- [besu](https://github.com/hyperledger/besu/pull/717), and
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- [openethereum](https://github.com/openethereum/openethereum/pull/11629).
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### Costs and Codes
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We suggest that the cost of
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- `BEGINSUB` be _jumpdest_ (`1`)
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- `JUMPSUB` be _low_ (`5`)
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- `RETURNSUB` be _low_ (`5`)
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The _low_ costs are justified by these instructions requiring only a few operations on the return stack and `pc`, with no 256-bit arithmetic and no checking for valid destinations.
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Benchmarking might be needed to tell if the costs are well-balanced.
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We suggest the following opcodes:
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```
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0x5c BEGINSUB
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0x5d RETURNSUB
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0x5e JUMPSUB
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```
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### Efficiency
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Consider this example of calling a minimal subroutine.
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```
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TEST_DIV:
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beginsub ; 1 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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jumpsub DIVIDE ; 5 gas
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returnsub ; 5 gas
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DIVIDE:
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beginsub ; 1 gas
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div ; 5 gas
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returnsub ; 5 gase
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```
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Total 28 gas.
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The same code, using JUMP.
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```
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TEST_DIV:
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jumpdest ; 1 gas
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RTN_DIV ; 3 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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DIVIDE ; 3 gas
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jump ; 8 gas
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RTN_DIV:
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jumpdest ; 1 gas
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swap1 ; 3 gas
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jump ; 8 gas
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DIVIDE:
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jumpdest ; 1 gas
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div ; 5 gas
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swap1 ; 3 gas
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jump ; 8 gas
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```
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50 gas total.
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Both approaches need to push two arguments and divide, using 11 gas. So control flow gas is 39 using `JUMP` versus 17 using `JUMPSUB`.
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That’s a 44% savings of 22 gas to just jump to and return from a subroutine.
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Of course in this case we can optimize the tail call, so that the final jump in `DIVIDE` actually returns from TEST_DIV.
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```
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TEST_DIV:
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jumpdest ; 1 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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DIVIDE ; 3 gas
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jump ; 8 gas
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DIVIDE:
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jumpdest ; 1 gas
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div ; 5 gas
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swap1 ; 3 gas
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jump ; 8 gas
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```
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Total 35 gas, which is still worse than with `JUMPSUB`.
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We could even take advantage of `DIVIDE` just happening to directly follow `TEST_DIV` and just fall through:
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```
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TEST_DIV:
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jumpdest ; 1 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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DIVIDE:
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jumpdest ; 1 gas
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div ; 5 gas
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swap1 ; 3 gas
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jump ; 8 gas
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```
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Total 24 gas, better than `JUMPSUB`.
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However, `JUMPSUB` can do even better with the same optimizations.
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We can optimize the tail call.
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```
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TEST_DIV:
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beginsub ; 1 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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DIVIDE ; 3 gas
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jump ; 9 gas
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DIVIDE:
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beginsub ; 1 gas
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div ; 5 gas
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returnsub ; 5 gase
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```
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Total 30 gas. 5 better than with `JUMP`.
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And we can fall directly into the "called" routine.
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```
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TEST_DIV:
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beginsub ; 1 gas
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0x02 ; 3 gas
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0x03 ; 3 gas
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DIVIDE:
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beginsub ; 1 gas
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div ; 5 gas
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returnsub ; 5 gase
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```
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Total 18 gas. 6 better than with `JUMP`.
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So these opcodes both improve simple subroutine calls, and increase the efficiency of available optimizations.
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## Security Considerations
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These changes do introduce new flow control instructions, so any software which does static/dynamic analysis of EVM code needs to be modified accordingly. The `JUMPSUB` semantics are similar to `JUMP` (but jumping to a `BEGINSUB`), whereas the `RETURNSUB` instruction is different, since it can 'land' on any opcode (but the possible destinations can be statically inferred).
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Safety and amenability to static analysis of valid programs can be made comparable to [EIP-615](https://eips.ethereum.org/EIPS/eip-615), but without imposing syntactic constraints, and thus with minimal impact on low-level optimizations (as shown above.) Validity can ensured by following the rules given in the next section, and programs can be validated with the provided algorithm. The validation algorithm is simple and bounded by the size of the code, allowing for validation at creation time. And compilers can easily follow the rules.
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### Validity
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We define safety here as avoiding exceptional halting states.
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#### Exceptional Halting States
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_Execution_ is as defined in the [Yellow Paper](https://ethereum.github.io/yellowpaper/paper.pdf) — a sequence of changes in the EVM state. The conditions on valid code are preserved by state changes. At runtime, if execution of an instruction would violate a condition the execution is in an exceptional halting state. The Yellow Paper defines five such states.
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1. Insufficient gas
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2. More than 1024 stack items
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3. Insufficient stack items
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4. Invalid jump destination
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5. Invalid instruction
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We would like to consider EVM code valid iff no execution of the program can lead to an exceptional halting state, but we must be able to validate code in linear time to avoid denial of service attacks. So in practice, we can only partially meet these requirements. Our validation algorithm does not consider the code’s data and computations, only its control flow and stack use. This means we will reject programs with any invalid code paths, even if those paths are not reachable at runtime. Further, conditions 1 and 2 — Insufficient gas and stack overflow — must in general be checked at runtime. Conditions 3, 4, and 5 cannot occur if the code conforms to the following rules.
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#### The Rules
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0. `JUMP` and `JUMPI` are deprecated.
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1. `RJUMP` and `RJUMPI` address only valid `JUMPDEST` instructions.
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2. `JUMPSUB` addresses only valid `BEGINSUB` instructions.
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3. For each instruction in the code the `stack depth` is always the same.
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4. The `stack depth` is always positive and at most 1024.
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Rule 0, deprecating `JUMP` and `JUMPI`, would forbid dynamic jumps. Absent dynamic jumps another mechanism is needed for subroutine returns, as provided here.
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Jump destinations are currently checked at runtime. Static jumps allow them to be validated at creation time, per rule 1. _Note: Valid instructions are not part of immediate data._
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For rules 3 and 4 we need to define `stack depth`. The Yellow Paper has the `stack pointer` or `SP` pointing just past the top item on the `data stack`. We define the `stack base` as where the `SP` pointed before the most recent `JUMPSUB`, or `0` on program entry. So we can define the `stack depth` as the number of stack elements between the current `SP` and the current `stack base`.
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Given our definition of `stack depth` Rule 3 ensures that control flows which return to the same place with a different `stack depth` are invalid. These can be caused by irreducible paths like jumping into loops and subroutines, and calling subroutines with different numbers of arguments. Taken together, these rules allow for code to be validated by following the control-flow graph, traversing each edge only once.
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Finally, Rule 4 catches all stack underflows. It also catches stack overflows in programs that overflow without (or before) recursing.
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### Validation
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The following is a pseudo-Go specification of an algorithm for enforcing program validity. It recursively traverses the bytecode, following its control flow and stack use and checking for violations of the rules above. (For simplicity we ignore the issue of JUMPDEST or BEGINSUB bytes in immediate data, assume an `advance_pc()` routine, and don't specify JUMPTABLE, which amounts to a loop over `RJUMP`.) It runs in time == O(vertices + edges) in the program's control-flow graph, where vertices represent control-flow instructions and the edges represent basic blocks.
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```
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var bytecode []byte
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var stack_depth []int
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var SP := 0
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func validate(PC :=0) boolean {
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// traverse code sequentially
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// recurse for subroutines and conditional jumps
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while true {
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instruction = bytecode[PC]
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if is_invalid(instruction) {
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return false;
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}
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// if stack depth non-zero we have been here before
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// check for constant depth and return to break cycle
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if stack_depth[PC] != 0 {
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if SP != stack_depth[PC] {
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return false
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}
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return true
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}
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stack_depth[PC] = SP
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// effect of instruction on stack
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SP -= removed_items(instruction)
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SP += added_items(instruction)
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if SP < 0 || 1024 < SP {
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return false
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}
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// successful validation of path
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if instruction == STOP, RETURN, or SUICIDE {
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return true
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}
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if instruction == RJUMP {
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// check for valid destination
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jumpdest = *PC, PC++, jumpdest << 8, jumpdest = *PC
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if bytecode[jumpdest] != JUMPDEST {
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return false
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}
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// reset PC to destination of jump
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PC = jumpdest
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continue
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}
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if instruction == RJUMPI {
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// check for valid destination
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jumpdest = *PC, PC++, jumpdest << 8, jumpdest = *PC
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if bytecode[jumpdest] != JUMPDEST {
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return false
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}
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// reset PC to destination of jump
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PC = jumpdest
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// recurse to jump to code to validate
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if !validate(stack[SP])) {
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return false
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}
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continue
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}
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if instruction == JUMPSUB {
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// check for valid destination
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jumpdest = *PC, PC++, jumpdest << 8
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if bytecode[jumpdest] != BEGINSUB {
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return false
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}
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// recurse to jump to code to validate
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prevSP = SP
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depth = SP - prevSP
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SP = depth
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if !validate(stack[SP]+1)) {
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return false
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}
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SP = prevSP - depth + SP
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PC = prevPC
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continue
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}
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if instruction == RETURNSUB {
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PC = prevPC
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return true
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}
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// advance PC according to instruction
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PC = advance_pc(PC, instruction)
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}
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}
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```
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## Test Cases
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*TO DO: Test cases are not up-to-date.*
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### Simple routine
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This should jump into a subroutine, back out and stop.
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Bytecode: `0x60045e005c5d` (`PUSH1 0x04, JUMPSUB, STOP, BEGINSUB, RETURNSUB`)
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| Pc | Op | Cost | Stack | RStack |
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|-------|-------------|------|-----------|-----------|
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| 0 | JUMPSUB | 5 | [] | [] |
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| 3 | RETURNSUB | 5 | [] | [0] |
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| 4 | STOP | 0 | [] | [] |
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Output: 0x
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Consumed gas: `10`
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### Two levels of subroutines
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This should execute fine, going into one two depths of subroutines
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Bytecode: `0x6800000000000000000c5e005c60115e5d5c5d` (`PUSH9 0x00000000000000000c, JUMPSUB, STOP, BEGINSUB, PUSH1 0x11, JUMPSUB, RETURNSUB, BEGINSUB, RETURNSUB`)
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| Pc | Op | Cost | Stack | RStack |
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|-------|-------------|------|-----------|-----------|
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| 0 | JUMPSUB | 5 | [] | [] |
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| 3 | JUMPSUB | 5 | [] | [0] |
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| 4 | RETURNSUB | 5 | [] | [0,3] |
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| 5 | RETURNSUB | 5 | [] | [3] |
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| 6 | STOP | 0 | [] | [] |
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Consumed gas: `20`
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### Failure 1: invalid jump
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This should fail, since the given location is outside of the code-range. The code is the same as previous example,
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except that the pushed location is `0x01000000000000000c` instead of `0x0c`.
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Bytecode: (`PUSH9 0x01000000000000000c, JUMPSUB, `0x6801000000000000000c5e005c60115e5d5c5d`, STOP, BEGINSUB, PUSH1 0x11, JUMPSUB, RETURNSUB, BEGINSUB, RETURNSUB`)
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| Pc | Op | Cost | Stack | RStack |
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|-------|-------------|------|-----------|-----------|
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| 0 | JUMPSUB | 10 |[18446744073709551628] | [] |
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```
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Error: at pc=10, op=JUMPSUB: invalid jump destination
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```
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### Failure 2: shallow `return stack`
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This should fail at first opcode, due to shallow `return_stack`
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Bytecode: `0x5d5858` (`RETURNSUB, PC, PC`)
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| Pc | Op | Cost | Stack | RStack |
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|-------|-------------|------|-----------|-----------|
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| 0 | RETURNSUB | 5 | [] | [] |
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```
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Error: at pc=0, op=RETURNSUB: invalid retsub
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```
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### Subroutine at end of code
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In this example. the JUMPSUB is on the last byte of code. When the subroutine returns, it should hit the 'virtual stop' _after_ the bytecode, and not exit with error
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Bytecode: `0x6005565c5d5b60035e` (`PUSH1 0x05, JUMP, BEGINSUB, RETURNSUB, JUMPDEST, PUSH1 0x03, JUMPSUB`)
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| Pc | Op | Cost | Stack | RStack |
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|-------|-------------|------|-----------|-----------|
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| 0 | PUSH1 | 3 | [] | [] |
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| 2 | JUMP | 8 | [5] | [] |
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| 5 | JUMPDEST | 1 | [] | [] |
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| 6 | JUMPSUB | 5 | [] | [] |
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| 2 | RETURNSUB | 5 | [] | [2] |
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| 7 | STOP | 0 | [] | [] |
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Consumed gas: `30`
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## Appendix: Stack Frames
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Given [EIP-3337](https://eips.ethereum.org/EIPS/eip-3337), we can easily create an auxiliary stack in memory for local variables and temporaries. Two conventions are typical -- either create the frame before calling the subroutine, or create the frame on entry to the subroutine. Adding these two instructions would easse the way. They are modelled on the corresponding Intel opcdodes.
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#### ENTER <frame_size>
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Write the current `FP` to memory as 4 bytes, MSB-first at `FP - frame_size`, then set `FP` to `FP - frame size`.
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||
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This should be placed either before a `JUMPSUB` operation, or after a `BEGINSUB` -- depending on the calling convemtion. Repeated calls to `PUSHFP` create a stack of frames, linked by their `previous FP` field. The stack grows towards lower addresses in memory, as is the common, efficient practice.
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#### `LEAVE`
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||
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Restores `FP` to the value which was stored at offset `FP` in memory by `ENTER`.
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||
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||
This should be placed after the `JUMPSUB` operation or before the `RETURNSUB` -- depending on the calling convention -- to pop the most recent frame from the call stack.
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||
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These operations would be especially useful if the gas formula for memory was reinterpreted so that writes from the top of memory down (equivalently, from -1 down, twos-complement) are charged the same as or writes from bottom of memory up.
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||
|
||
The total cost to expand the memory to size _a_ words is
|
||
> `Cmem(a) = 3 * a + floor(a ** 2 / 512)`
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||
|
||
If the memory is already _b_ words long, the incremental cost is
|
||
> `Cmem(a) - Cmem(b)`
|
||
|
||
If _a_, _b_ and memory offsets in general are allowed to be negative the formula gives the desired results -- stack memory can grow from the top down, and heap memory can be allocated from the bottom up, without address conflicts or excessive gas charges.
|
||
|
||
## Appendix: Code Sections
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||
|
||
Given [EIP-3540](https://eips.ethereum.org/EIPS/eip-3540) we can divide code into sections, with subroutines contained within sections. These sections could provide syntactic boundaries against cross-routine control flow. Calls from within code sections to subroutines in other sections would be allowed. but not Jumps into or out of code sections would not be allowed.
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||
|
||
## References
|
||
|
||
A.M. Turing, [Proposals for the development in the Mathematics Division of an Automatic Computing Engine (ACE)](http://www.alanturing.net/turing_archive/archive/p/p01/P01-001.html) Report E882, Executive Committee, NPL 1946
|
||
Alex Beregszaszi, Paweł Bylica, Andrei Maiboroda, [EVM Object Format (EOF) v1](https://eips.ethereum.org/EIPS/eip-3540) 2021
|
||
Andrei Maiboroda, [EOF static relative jumps](https://github.com/ethereum/evmone/pull/351)
|
||
Gavin Wood, [Ethereum: A Secure Decentralized Generalized Transaction Ledger](https://ethereum.github.io/yellowpaper/paper.pdf), 2014-2021
|
||
Greg Colvin, Brooklyn Zelenka, Paweł Bylica, Christian Reitwiessner, [EIP-615: Subroutines and Static Jumps for the EVM](https://eips.ethereum.org/EIPS/eip-615), 2016-2019
|
||
Nick Johnson, [EIP-3337: Frame pointer support for memory load and store operations](https://eips.ethereum.org/EIPS/eip-3337), 2021
|
||
|
||
## Copyright
|
||
Copyright and related rights waived via [CC0](https://creativecommons.org/publicdomain/zero/1.0/).
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