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title: RELAY-SHARDING
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name: Waku v2 Relay Sharding
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status: raw
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category: Standards Track
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tags: waku/core
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editor: Daniel Kaiser <danielkaiser@status.im>
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contributors:
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- Simon-Pierre Vivier <simvivier@status.im>
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---
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## Abstract
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This document describes ways of sharding the [Waku relay](/spec/11/) topic,
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allowing Waku networks to scale in the number of content topics.
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> *Note*: Scaling in the size of a single content topic is out of scope for this document.
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## Background and Motivation
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[Unstructured P2P networks](https://en.wikipedia.org/wiki/Peer-to-peer#Unstructured_networks)
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are more robust and resilient against DoS attacks compared to
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[structured P2P networks](https://en.wikipedia.org/wiki/Peer-to-peer#Structured_networks)).
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However, they do not scale to large traffic loads.
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A single [libp2p gossipsub mesh](https://github.com/libp2p/specs/blob/master/pubsub/gossipsub/gossipsub-v1.0.md#gossipsub-the-gossiping-mesh-router),
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which carries messages associated with a single pubsub topic, can be seen as a separate unstructured P2P network
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(control messages go beyond these boundaries, but at its core, it is a separate P2P network).
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With this, the number of [Waku relay](/spec/11/) content topics that can be carried over a pubsub topic is limited.
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This prevents app protocols that aim to span many multicast groups (realized by content topics) from scaling.
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This document specifies three pubsub topic sharding methods (with varying degrees of automation),
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which allow application protocols to scale in the number of content topics.
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This document also covers discovery of topic shards.
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## Named Sharding
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*Named sharding* offers apps to freely choose pubsub topic names.
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It is RECOMMENDED for App protocols to follow the naming structure detailed in [23/WAKU2-TOPICS](/spec/23/).
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With named sharding, managing discovery falls into the responsibility of apps.
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From an app protocol point of view, a subscription to a content topic `waku2/xxx` on a shard named /mesh/v1.1.1/xxx would look like:
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`subscribe("/waku2/xxx", "/mesh/v1.1.1/xxx")`
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## Static Sharding
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*Static sharding* offers a set of shards with fixed names.
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Assigning content topics to specific shards is up to app protocols,
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but the discovery of these shards is managed by Waku.
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Static shards are managed in shard clusters of 1024 shards per cluster.
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Waku static sharding can manage $2^16$ shard clusters.
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Each shard cluster is identified by its index (between $0$ and $2^16-1$).
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A specific shard cluster is either globally available to all apps,
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specific for an app protocol,
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or reserved for automatic sharding (see next section).
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> *Note:* This leads to $2^16 * 1024 = 2^26$ shards for which Waku manages discovery.
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App protocols can either choose to use global shards, or app specific shards.
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Like the [IANA ports](https://www.iana.org/assignments/service-names-port-numbers/service-names-port-numbers.xhtml),
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shard clusters are divided into ranges:
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| index (range) | usage |
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| --- | --- |
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| 0 - 15 | reserved |
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| 16 - 65535| app-defined networks |
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The informational RFC [52/WAKU2-RELAY-STATIC-SHARD-ALLOC](/spec/52) lists the current index allocations.
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The global shard with index 0 and the "all app protocols" range are treated in the same way,
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but choosing shards in the global cluster has a higher probability of sharing the shard with other apps.
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This offers k-anonymity and better connectivity, but comes at a higher bandwidth cost.
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The name of the pubsub topic corresponding to a given static shard is specified as
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`/waku/2/rs/<cluster_id>/<shard_number>`,
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an example for the 2nd shard in the global shard cluster:
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`/waku/2/rs/0/2`.
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> *Note*: Because *all* shards distribute payload defined in [14/WAKU2-MESSAGE](spec/14/) via [protocol buffers](https://developers.google.com/protocol-buffers/),
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the pubsub topic name does not explicitly add `/proto` to indicate protocol buffer encoding.
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We use `rs` to indicate these are *relay shard* clusters; further shard types might follow in the future.
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From an app point of view, a subscription to a content topic `waku2/xxx` on a static shard would look like:
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`subscribe("/waku2/xxx", 43)`
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for global shard 43.
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And for shard 43 of the Status app (which has allocated index 16):
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`subscribe("/waku2/xxx", 16, 43)`
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### Discovery
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Waku v2 supports the discovery of peers within static shards,
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so app protocols do not have to implement their own discovery method.
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Nodes add information about their shard participation in their [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/).
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Having a static shard participation indication as part of the ENR allows nodes
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to discover peers that are part of shards via [33/WAKU2-DISCV5](/spec/33/) as well as via DNS.
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> *Note:* In the current version of this document,
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sharding information is directly added to the ENR.
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(see Ethereum ENR sharding bit vector [here](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/p2p-interface.md#metadata)
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Static relay sharding supports 1024 shards per cluster, leading to a flag field of 128 bytes.
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This already takes half (including index and key) of the ENR space of 300 bytes.
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For this reason, the current specification only supports a single shard cluster per node.
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In future versions, we will add further (hierarchical) discovery methods.
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We will update [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/) accordingly, once this RFC moves forward.
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This document specifies two ways of indicating shard cluster participation.
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The index list SHOULD be used for nodes that participante in fewer than 64 shards,
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the bit vector representation SHOULD be used for nodes participating in 64 or more shards.
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Nodes MUST NOT use both index list (`rs`) and bit vector (`rsv`) in a single ENR.
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ENRs with both `rs` and `rsv` keys SHOULD be ignored.
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Nodes MAY interpret `rs` in such ENRs, but MUST ignore `rsv`.
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#### Index List
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| key | value |
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|--- |--- |
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| `rs` | <2-byte shard cluster index> | <1-byte length> | <2-byte shard index> | ... | <2-byte shard index> |
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The ENR key is `rs`.
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The value is comprised of
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* a two-byte shard cluster index in network byte order, concatenated with
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* a one-byte length field holding the number of shards in the given shard cluster, concatenated with
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* two-byte shard indices in network byte order
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Example:
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| key | value |
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|--- |--- |
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| `rs` | 16u16 | 3u8 | 13u16 | 14u16 | 45u16 |
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This example node is part of shards `13`, `14`, and `45` in the Status main-net shard cluster (index 16).
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#### Bit Vector
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| key | value |
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|--- |--- |
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| `rsv` | <2-byte shard cluster index> | <128-byte flag field> |
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The ENR key is `rsv`.
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The value is comprised of a two-byte shard cluster index in network byte order concatenated with a 128-byte wide bit vector.
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The bit vector indicates which shards of the respective shard cluster the node is part of.
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The right-most bit in the bit vector represents shard `0`, the left-most bit represents shard `1023`.
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The representation in the ENR is inspired by [Ethereum shard ENRs](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/validator.md#sync-committee-subnet-stability)),
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and [this](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/validator.md#sync-committee-subnet-stability)).
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Example:
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| key | value |
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|--- |--- |
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| `rsv` | 16u16 | `0x[...]0000100000003000` |
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The `[...]` in the example indicates 120 `0` bytes.
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This example node is part of shards `13`, `14`, and `45` in the Status main-net shard cluster (index 16).
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(This is just for illustration purposes, a node that is only part of three shards should use the index list method specified above.)
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## Automatic Sharding
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Autosharding selects shards automatically and is the default behavior for shard choice.
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The other choices being static and named sharding as seen in previous sections.
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Shards (pubsub topics) SHOULD be computed from content topics with the procedure below.
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#### Algorithm
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Hash using Sha2-256 the concatenation of
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the content topic `application` field (UTF-8 string of N bytes) and
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the `version` (UTF-8 string of N bytes).
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The shard to use is the modulo of the hash by the number of shards in the network.
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#### Example
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| Field | Value | Hex
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|--- |--- |---
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| `application` | "myapp"| 0x6d79617070
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| `version` | "1" | 0x31
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| `network shards`| 8 | 0x8
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- SHA2-256 of `0x6d7961707031` is `0x8e541178adbd8126068c47be6a221d77d64837221893a8e4e53139fb802d4928`
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- `0x8e541178adbd8126068c47be6a221d77d64837221893a8e4e53139fb802d4928` MOD `8` equals `0`
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- The shard to use has index 0
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### Content Topics Format for Autosharding
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Content topics MUST follow the format in [23/WAKU2-TOPICS](https://rfc.vac.dev/spec/23/#content-topic-format).
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In addition, a generation prefix MAY be added to content topics.
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When omitted default values are used.
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Generation default value is `0`.
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- The full length format is `/{generation}/{application-name}/{version-of-the-application}/{content-topic-name}/{encoding}`
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- The short length format is `/{application-name}/{version-of-the-application}/{content-topic-name}/{encoding}`
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#### Example
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- Full length `/0/myapp/1/mytopic/cbor`
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- Short length `/myapp/1/mytopic/cbor`
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#### Generation
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The generation number monotonously increases and indirectly refers to the total number of shards of the Waku Network.
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<!-- Create a new RFC for each generation spec. -->
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#### Topic Design
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Content topics have 2 purposes: filtering and routing.
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Filtering is done by changing the `{content-topic-name}` field.
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As this part is not hashed, it will not affect routing (shard selection).
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The `{application-name}` and `{version-of-the-application}` fields do affect routing.
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Using multiple content topics with different `{application-name}` field has advantages and disadvantages.
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It increases the traffic a relay node is subjected to when subscribed to all topics.
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It also allows relay and light nodes to subscribe to a subset of all topics.
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### Problems
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#### Hot Spots
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Hot spots occur (similar to DHTs), when a specific mesh network (shard) becomes responsible for (several) large multicast groups (content topics).
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The opposite problem occurs when a mesh only carries multicast groups with very few participants: this might cause bad connectivity within the mesh.
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The current autosharding method does not solve this problem.
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> *Note:* Automatic sharding based on network traffic measurements to avoid hot spots in not part of this specification.
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#### Discovery
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For the discovery of automatic shards this document specifies two methods (the second method will be detailed in a future version of this document).
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The first method uses the discovery introduced above in the context of static shards.
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The second discovery method will be a successor to the first method,
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but is planned to preserve the index range allocation.
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Instead of adding the data to the ENR, it will treat each array index as a capability,
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which can be hierarchical, having each shard in the indexed shard cluster as a sub-capability.
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When scaling to a very large number of shards, this will avoid blowing up the ENR size, and allows efficient discovery.
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We currently use [33/WAKU2-DISCV5](https://rfc.vac.dev/spec/33/) for discovery,
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which is based on Ethereum's [discv5](https://github.com/ethereum/devp2p/blob/master/discv5/discv5.md).
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While this allows to sample nodes from a distributed set of nodes efficiently and offers good resilience,
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it does not allow to efficiently discover nodes with specific capabilities within this node set.
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Our [research log post](https://vac.dev/wakuv2-apd) explains this in more detail.
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Adding efficient (but still preserving resilience) capability discovery to discv5 is ongoing research.
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[A paper on this](https://github.com/harnen/service-discovery-paper) has been completed,
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but the [Ethereum discv5 specification](https://github.com/ethereum/devp2p/blob/master/discv5/discv5-theory.md)
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has yet to be updated.
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When the new capability discovery is available,
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this document will be updated with a specification of the second discovery method.
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The transition to the second method will be seamless and fully backwards compatible because nodes can still advertise and discover shard memberships in ENRs.
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## Security/Privacy Considerations
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See [45/WAKU2-ADVERSARIAL-MODELS](/spec/45), especially the parts on k-anonymity.
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We will add more on security considerations in future versions of this document.
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### Receiver Anonymity
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The strength of receiver anonymity, i.e. topic receiver unlinkablity,
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depends on the number of content topics (`k`), as a proxy for the number of peers and messages, that get mapped onto a single pubsub topic (shard).
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For *named* and *static* sharding this responsibility is at the app protocol layer.
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## Copyright
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Copyright and related rights waived via [CC0](https://creativecommons.org/publicdomain/zero/1.0/).
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## References
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* [11/WAKU2-RELAY](/spec/11/)
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* [Unstructured P2P network](https://en.wikipedia.org/wiki/Peer-to-peer#Unstructured_networks)
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* [33/WAKU2-DISCV5](/spec/33/)
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* [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/)
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* [23/WAKU2-TOPICS](/spec/23/)
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* [51/WAKU2-RELAY-SHARDING](/spec/51/)
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* [Ethereum ENR sharding bit vector](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/p2p-interface.md#metadata)
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* [Ethereum discv5 specification](https://github.com/ethereum/devp2p/blob/master/discv5/discv5-theory.md)
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* [Research log: Waku Discovery](https://vac.dev/wakuv2-apd)
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* [45/WAKU2-ADVERSARIAL-MODELS](/spec/45)
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