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add(RFC): sharding + index alloc (#566)
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slug: 51
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title: 51/WAKU2-RELAY-SHARDING
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name: Waku v2 Relay Sharding
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status: raw
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category: Standards Track
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tags:
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editor: Daniel Kaiser <danielkaiser@status.im>
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contributors:
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---
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# Abstract
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This document describes ways of sharding the [Waku relay](/spec/11/) topic,
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allowing Waku networks to scale in the number of content topics.
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> *Note*: Scaling in the size of a single content topic is out of scope for this document.
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# Background and Motivation
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[Unstructured P2P networks](https://en.wikipedia.org/wiki/Peer-to-peer#Unstructured_networks)
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are more robust and resilient against DoS attacks compared to
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[structured P2P networks](https://en.wikipedia.org/wiki/Peer-to-peer#Structured_networks)).
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However, they do not scale to large traffic loads.
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A single [libp2p gossipsub mesh](https://github.com/libp2p/specs/blob/master/pubsub/gossipsub/gossipsub-v1.0.md#gossipsub-the-gossiping-mesh-router),
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which carries messages associated with a single pubsub topic, can be seen as a separate unstructured P2P network
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(gossip and control messages go beyond these boundaries, but at its core, it is a separate P2P network).
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With this, the number of [Waku relay](/spec/11/) content topics that can be carried over a pubsub topic is limited.
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This prevents app protocols that aim to span many multicast groups (realized by content topics) from scaling.
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This document specifies three pubsub topic sharding methods (with varying degrees of automation),
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which allow application protocols to scale in the number of content topics.
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This document also covers discovery of topic shards.
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# Named Sharding
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*Named sharding* offers apps to freely choose pubsub topic names.
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App protocols SHOULD follow the naming structure detailed in [23/WAKU2-TOPICS](/spec/23/).
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With named sharding, managing discovery falls into the responsibility of apps.
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The default Waku pubsub topic `/waku/2/default-waku/proto` can be seen as a named shard available to all app protocols.
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> *Note*: Future versions of this document are planned to give more guidance with respect to discovery via
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[33/WAKU2-DISCV5](/spec/33/),
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[DNS discovery](https://eips.ethereum.org/EIPS/eip-1459),
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and inter-mesh discovery via gossipsub control messages (also using circuit relay).
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It might make sense to deprecate [23/WAKU2-TOPICS](/spec/23/) as a separate spec and merge it here.
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From an app protocol point of view, a subscription to a content topic `waku2/xxx` on a shard named /mesh/v1.1.1/xxx would look like:
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`subscribe("/waku2/xxx", "/mesh/v1.1.1/xxx")`
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# Static Sharding
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*Static sharding* offers a set of shards with fixed names.
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Assigning content topics to specific shards is up to app protocols,
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but the discovery of these shards is managed by Waku.
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These shards are managed in an array of $2^16$ shard clusters.
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A shard cluster, in turn, contains 64 shards.
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A shard cluster is either globally available to all apps (like the default pubsub topic),
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specific for an app protocol,
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or reserved for automatic sharding (see next section).
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In total, there are $2^16 * 64 = 4194304$ shards for which Waku manages discovery.
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App protocols can either choose to use global shards, or app specific shards.
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(In future versions of this document, automatic sharding, described in the next section, will become the default.)
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Like the [IANA ports](https://www.iana.org/assignments/service-names-port-numbers/service-names-port-numbers.xhtml),
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shard clusters are divided into ranges:
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| index (range) | usage |
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| --- | --- |
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| 0 | global |
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| 1 - 15 | reserved |
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| 16 - 1023 | specific app protocols |
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| 1024 - 49125 | all app protocols |
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| 49152 - 65535 | automatic sharding |
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The informational RFC [52/WAKU2-RELAY-STATIC-SHARD-ALLOC](/spec/52) lists the current index allocations.
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The global shard with index 0 and the "all app protocols" range are treated in the same way,
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but choosing shards in the global cluster has a higher probability of sharing the shard with other apps.
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This offers k-anonymity and better connectivity, but comes at a higher bandwidth cost.
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The name of the pubsub topic corresponding to a given static shard is specified as
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`/waku/2/static-rshard/<shard_cluster_index>/<shard_number>`,
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an example for the 2nd shard in the global shard cluster:
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`/waku/2/static-rshard/0/2`.
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> *Note*: Because *all* shards distribute payload defined in [14/WAKU2-MESSAGE](spec/14/) via [protocol buffers](https://developers.google.com/protocol-buffers/),
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the pubsub topic name does not explicitly add `/proto` to indicate protocol buffer encoding.
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We use `rshard` to indicate it is a relay shards; further shard types might follow in the future.
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From an app point of view, a subscription to a content topic `waku2/xxx` on a static shard would look like:
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`subscribe("/waku2/xxx", 43)`
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for global shard 43.
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And for shard 43 of the Status app (which has allocated index 16):
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`subscribe("/waku2/xxx", 16, 43)`
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## Discovery
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Waku v2 supports the discovery of peers within static shards,
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so app protocols do not have to implement their own discovery method.
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To enable discovery of static shards,
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the array of shard clusters is added to [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/).
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The representation is specified as follows.
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The array index is a 2 bytes field.
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As the array is expected to be sparse (and because ENRs do not feature an array/map type),
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the ENR contains a list of occupied array slots.
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Each shard cluster is represented by a bit vector,
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which indicates which shards of the respective shard cluster the node is part of
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(see Ethereum ENR sharding bit vector [here](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/p2p-interface.md#metadata)
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and [here](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/validator.md#sync-committee-subnet-stability)).
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The right-most bit in the bit vector represents shard `0`, the left-most bit represents shard `63`.
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> *Note*: We will update the [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/) accordingly, once this RFC moves forward.)
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Having a static shard participation indication as part of the ENR allows nodes
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to discover peers that are part of shards via [33/WAKU2-DISCV5](/spec/33/) as well as via DNS.
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In its current raw version, this document proposes two representations in the ENR.
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(Which one to choose is open for discussion in the raw phase of the document.
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Future versions will only specify a single representation.)
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### One key per Shard Cluster
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For each shard cluster a node is part of, the node adds a separate key to its ENR.
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The representation corresponds to [Ethereum shard ENRs](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/validator.md#sync-committee-subnet-stability)).
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Example
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| key | value |
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|--- |--- |
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| `rshard-0` | `0x0000100000000000` |
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| `rshard-16` | `0x0000100000003000` |
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This example node is part of shard `45` in the global shard cluster,
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and part shards `13`, `14`, and `45` in the Status main-net shard cluster.
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This method is easier to read.
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It is feasible, assuming nodes are only part of a few apps using specific shard clusters.
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### Single Key
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Example
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| key | value |
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|--- |--- |
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| `rshards` | `num_shards` | 0u16 | `0x0000100000000000` | 16u16 | `0x0000100000003000` |
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The two-byte index uses network byte order.
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# Automatic Sharding
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> *Note:* Automatic sharding is not yet part of this specification.
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This section merely serves as an outlook.
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A specification of automatic sharding will be added to this document in a future version.
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Automatic sharding is a method for scaling Waku relay in the number of (smaller) content topics.
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It automatically maps Waku content topics to pubsub topics.
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Clients and protocols building on Waku relay only see content topics, while Waku relay internally manages the mapping.
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This provides both scaling as well as removes confusion about content and pubsub topics on the consumer side.
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From an app point of view, a subscription to a content topic `waku2/xxx` using automatic sharding would look like:
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`subscribe("/waku2/xxx", auto=true)`
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The app is oblivious to the pubsub topic layer.
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(Future versions could deprecate the default pubsub topic and remove the necessity for `auto=true`.)
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*The basic idea behind automatic sharding*:
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Content topics are mapped using [consistent hashing](https://en.wikipedia.org/wiki/Consistent_hashing).
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Like with DHTs, the hash space is split into parts,
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each covered by a Pubsub topic (mesh network) that carries content topics which are mapped into the respective part of the hash space.
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There are (at least) two issues that have to be solved: *Hot spots* and *Discovery* (see next subsection).
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Hot spots occur (similar to DHTs), when a specific mesh network becomes responsible for (several) large multicast groups (content topics).
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The opposite problem occurs when a mesh only carries multicast groups with very few participants: this might cause bad connectivity within the mesh.
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Our research goal here is finding efficient ways of distribution.
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We could get inspired by the DHT literature.
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We also have to consider:
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If a node is part of many content topics which are all spread over different shards,
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the node will potentially be exposed to a lot of network traffic.
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## Discovery
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For the discovery of automatic shards this document specifies two methods (the second method will be detailed in a future version of this document).
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The first method uses the discovery introduced above in the context of static shards.
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The index range `49152 - 65535` is reserved for automatic sharding.
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Each index can be seen as a hash bucket.
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Consistent hashing maps content topics in one of these buckets.
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The second discovery method will be a successor to the first method,
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but is planned to preserve the index range allocation.
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Instead of adding the data to the ENR, it will treat each array index as a capability,
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which can be hierarchical, having each shard in the indexed shard cluster as a sub-capability.
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When scaling to a very large number of shards, this will avoid blowing up the ENR size, and allows efficient discovery.
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We currently use [33/WAKU2-DISCV5](https://rfc.vac.dev/spec/33/) for discovery,
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which is based on Ethereum's [discv5](https://github.com/ethereum/devp2p/blob/master/discv5/discv5.md).
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While this allows to sample nodes from a distributed set of nodes efficiently and offers good resilience,
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it does not allow to efficiently discover nodes with specific capabilities within this node set.
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Our [research log post](https://vac.dev/wakuv2-apd) explains this in more detail.
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Adding efficient (but still preserving resilience) capability discovery to discv5 is ongoing research.
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[A paper on this](https://github.com/harnen/service-discovery-paper) has been completed,
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but the [Ethereum discv5 specification](https://github.com/ethereum/devp2p/blob/master/discv5/discv5-theory.md)
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has yet to be updated.
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When the new capability discovery is available,
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this document will be updated with a specification of the second discovery method.
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The transition to the second method will be seamless and fully backwards compatible because nodes can still advertise and discover shard memberships in ENRs.
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# Security/Privacy Considerations
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See [45/WAKU2-ADVERSARIAL-MODELS](/spec/45), especially the parts on k-anonymity.
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We will add more on security considerations in future versions of this document.
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## Receiver Anonymity
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The strength of receiver anonymity, i.e. topic receiver unlinkablity,
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depends on the number of content topics (`k`) that get mapped onto a single pubsub topic (shard).
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For *named* and *static* sharding this responsibility is at the app protocol layer.
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# Copyright
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Copyright and related rights waived via [CC0](https://creativecommons.org/publicdomain/zero/1.0/).
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# References
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* [11/WAKU2-RELAY](/spec/11/)
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* [Unstructured P2P network](https://en.wikipedia.org/wiki/Peer-to-peer#Unstructured_networks)
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* [33/WAKU2-DISCV5](/spec/33/)
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* [31/WAKU2-ENR](https://rfc.vac.dev/spec/31/)
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* [23/WAKU2-TOPICS](/spec/23/)
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* [51/WAKU2-RELAY-SHARDING](/spec/51/)
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* [Ethereum ENR sharding bit vector](https://github.com/ethereum/consensus-specs/blob/dev/specs/altair/p2p-interface.md#metadata)
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* [Ethereum discv5 specification](https://github.com/ethereum/devp2p/blob/master/discv5/discv5-theory.md)
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* [consistent hashing](https://en.wikipedia.org/wiki/Consistent_hashing).
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* [Research log: Waku Discovery](https://vac.dev/wakuv2-apd)
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* [45/WAKU2-ADVERSARIAL-MODELS](/spec/45)
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---
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slug: 52
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title: 52/WAKU2-RELAY-STATIC-SHARD-ALLOC
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name: Waku v2 Relay Static Shard Allocation
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status: raw
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category: Informational
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tags:
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editor: Daniel Kaiser <danielkaiser@status.im>
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contributors:
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---
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# Abstract
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This document lists static shard flag index assignments (see [51/WAKU2-RELAY-SHARDING](/spec/51/).
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# Background
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Similar to the [IANA port allocation](https://www.iana.org/assignments/service-names-port-numbers/service-names-port-numbers.xhtml),
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this document lists static shard index assignments (see [51/WAKU2-RELAY-SHARDING](/spec/51/).
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The index ranges are as follows:
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index `0` represents the global shards,
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indices `1` to `15` are reserved,
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indices `16` to `1023` are reservable for apps,
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indices `1024` to `49151` are for open use by apps,
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indices `49152` to `65535` are reserved.
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# Assingment Process
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> *Note*: Future versions of this document will specify the assignment process.
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# List of Static Shard Indices
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| index | Protocol/App | Description |
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| --- | --- | |
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| 0 | global | global use |
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| 1 | reserved | |
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| 2 | reserved | |
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| 3 | reserved | |
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| 4 | reserved | |
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| 5 | reserved | |
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| 6 | reserved | |
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| 7 | reserved | |
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| 8 | reserved | |
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| 9 | reserved | |
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| 10 | reserved | |
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| 11 | reserved | |
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| 12 | reserved | |
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| 13 | reserved | |
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| 14 | reserved | |
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| 15 | reserved | |
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| 16 | Status | Status main net |
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| 17 | Status | |
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| 18 | Status | |
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# Copyright
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Copyright and related rights waived via [CC0](https://creativecommons.org/publicdomain/zero/1.0/).
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# References
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* [51/WAKU2-RELAY-SHARDING](/spec/51/)
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* [IANA port allocation](https://www.iana.org/assignments/service-names-port-numbers/service-names-port-numbers.xhtml)
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@ -19,6 +19,8 @@ bookMenuLevels: 1
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- [46/GOSSIPSUB-TOR-PUSH]({{< relref "/docs/rfcs/46/README.md" >}})
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- [47/WAKU2-TOR-PUSH]({{< relref "/docs/rfcs/47/README.md" >}})
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- [48/RLN-INTEREP-SPEC]({{< relref "/docs/rfcs/48/README.md" >}})
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- [51/WAKU2-RELAY-SHARDING]({{< relref "/docs/rfcs/51/README.md" >}})
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- [52/WAKU2-RELAY-STATIC-SHARD-ALLOC]({{< relref "/docs/rfcs/52/README.md" >}})
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- Draft
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- [1/COSS]({{< relref "/docs/rfcs/1/README.md" >}})
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- [3/REMOTE-LOG]({{< relref "/docs/rfcs/3/README.md" >}})
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