# beacon_chain # Copyright (c) 2018-2020 Status Research & Development GmbH # Licensed and distributed under either of # * MIT license (license terms in the root directory or at https://opensource.org/licenses/MIT). # * Apache v2 license (license terms in the root directory or at https://www.apache.org/licenses/LICENSE-2.0). # at your option. This file may not be copied, modified, or distributed except according to those terms. # State transition - epoch processing, as described in # https://github.com/ethereum/eth2.0-specs/blob/master/specs/core/0_beacon-chain.md#beacon-chain-state-transition-function # # The purpose of this code right is primarily educational, to help piece # together the mechanics of the beacon state and to discover potential problem # areas. # # The entry point is `process_epoch` which is at the bottom of this file. # # General notes about the code (TODO): # * It's inefficient - we quadratically copy, allocate and iterate when there # are faster options # * Weird styling - the sections taken from the spec use python styling while # the others use NEP-1 - helps grepping identifiers in spec # * We mix procedural and functional styles for no good reason, except that the # spec does so also. # * There are likely lots of bugs. # * For indices, we get a mix of uint64, ValidatorIndex and int - this is currently # swept under the rug with casts # * The spec uses uint64 for data types, but functions in the spec often assume # signed bigint semantics - under- and overflows ensue # * Sane error handling is missing in most cases (yay, we'll get the chance to # debate exceptions again!) # When updating the code, add TODO sections to mark where there are clear # improvements to be made - other than that, keep things similar to spec for # now. import math, options, sequtils, tables, stew/[bitseqs, bitops2], chronicles, json_serialization/std/sets, metrics, ../ssz, beaconstate, crypto, datatypes, digest, helpers, validator, state_transition_helpers, ../../nbench/bench_lab # Logging utilities # -------------------------------------------------------- logScope: topics = "consens" # https://github.com/ethereum/eth2.0-metrics/blob/master/metrics.md#interop-metrics declareGauge beacon_finalized_epoch, "Current finalized epoch" # On epoch transition declareGauge beacon_finalized_root, "Current finalized root" # On epoch transition declareGauge beacon_current_justified_epoch, "Current justified epoch" # On epoch transition declareGauge beacon_current_justified_root, "Current justified root" # On epoch transition declareGauge beacon_previous_justified_epoch, "Current previously justified epoch" # On epoch transition declareGauge beacon_previous_justified_root, "Current previously justified root" # On epoch transition # Non-spec declareGauge epoch_transition_justification_and_finalization, "Epoch transition justification and finalization time" declareGauge epoch_transition_times_rewards_and_penalties, "Epoch transition reward and penalty time" declareGauge epoch_transition_registry_updates, "Epoch transition registry updates time" declareGauge epoch_transition_slashings, "Epoch transition slashings time" declareGauge epoch_transition_final_updates, "Epoch transition final updates time" # Spec # -------------------------------------------------------- # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#get_total_active_balance func get_total_active_balance*(state: BeaconState): Gwei = # Return the combined effective balance of the active validators. # Note: ``get_total_balance`` returns ``EFFECTIVE_BALANCE_INCREMENT`` Gwei # minimum to avoid divisions by zero. # TODO it calls get_total_balance with set(g_a_v_i(...)) get_total_balance( state, get_active_validator_indices(state, get_current_epoch(state))) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#helper-functions-1 func get_matching_source_attestations(state: BeaconState, epoch: Epoch): seq[PendingAttestation] = doAssert epoch in [get_current_epoch(state), get_previous_epoch(state)] if epoch == get_current_epoch(state): state.current_epoch_attestations else: state.previous_epoch_attestations func get_matching_target_attestations(state: BeaconState, epoch: Epoch): seq[PendingAttestation] = filterIt( get_matching_source_attestations(state, epoch), it.data.target.root == get_block_root(state, epoch) ) func get_matching_head_attestations(state: BeaconState, epoch: Epoch): seq[PendingAttestation] = filterIt( get_matching_target_attestations(state, epoch), it.data.beacon_block_root == get_block_root_at_slot(state, it.data.slot) ) func get_attesting_balance( state: BeaconState, attestations: seq[PendingAttestation], stateCache: var StateCache): Gwei = # Return the combined effective balance of the set of unslashed validators # participating in ``attestations``. # Note: ``get_total_balance`` returns ``EFFECTIVE_BALANCE_INCREMENT`` Gwei # minimum to avoid divisions by zero. get_total_balance(state, get_unslashed_attesting_indices( state, attestations, stateCache)) # https://github.com/ethereum/eth2.0-specs/blob/v0.9.4/specs/core/0_beacon-chain.md#justification-and-finalization proc process_justification_and_finalization*( state: var BeaconState, stateCache: var StateCache) {.nbench.}= logScope: pcs = "process_justification_and_finalization" if get_current_epoch(state) <= GENESIS_EPOCH + 1: return let previous_epoch = get_previous_epoch(state) current_epoch = get_current_epoch(state) old_previous_justified_checkpoint = state.previous_justified_checkpoint old_current_justified_checkpoint = state.current_justified_checkpoint # Process justifications state.previous_justified_checkpoint = state.current_justified_checkpoint ## Spec: ## state.justification_bits[1:] = state.justification_bits[:-1] ## state.justification_bits[0] = 0b0 # TODO JUSTIFICATION_BITS_LENGTH is a constant in spec, move there or fix # BitVector serialization in SSZ layer const JUSTIFICATION_BITS_LENGTH = 4 state.justification_bits = (state.justification_bits shl 1) and cast[uint8]((2^JUSTIFICATION_BITS_LENGTH) - 1) # This is a somewhat expensive approach let active_validator_indices {.used.} = toHashSet(mapIt( get_active_validator_indices(state, get_current_epoch(state)), it.int)) let matching_target_attestations_previous = get_matching_target_attestations(state, previous_epoch) # Previous epoch ## This epoch processing is the last time these previous attestations can ## matter -- in the next epoch, they'll be 2 epochs old, when BeaconState ## tracks current_epoch_attestations and previous_epoch_attestations only ## per ## https://github.com/ethereum/eth2.0-specs/blob/v0.10.1/specs/phase0/beacon-chain.md#attestations ## and `get_matching_source_attestations(...)` via ## https://github.com/ethereum/eth2.0-specs/blob/v0.10.1/specs/phase0/beacon-chain.md#helper-functions-1 ## and ## https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#final-updates ## after which the state.previous_epoch_attestations is replaced. trace "Non-attesting indices in previous epoch", missing_all_validators= difference(active_validator_indices, toHashSet(mapIt(get_attesting_indices(state, matching_target_attestations_previous, stateCache), it.int))), missing_unslashed_validators= difference(active_validator_indices, toHashSet(mapIt(get_unslashed_attesting_indices(state, matching_target_attestations_previous, stateCache), it.int))), prev_attestations_len=len(state.previous_epoch_attestations), cur_attestations_len=len(state.current_epoch_attestations), num_active_validators=len(active_validator_indices), required_balance = get_total_active_balance(state) * 2, attesting_balance_prev = get_attesting_balance(state, matching_target_attestations_previous, stateCache) if get_attesting_balance(state, matching_target_attestations_previous, stateCache) * 3 >= get_total_active_balance(state) * 2: state.current_justified_checkpoint = Checkpoint(epoch: previous_epoch, root: get_block_root(state, previous_epoch)) state.justification_bits.setBit 1 trace "Justified with previous epoch", current_epoch = current_epoch, checkpoint = shortLog(state.current_justified_checkpoint), cat = "justification" let matching_target_attestations_current = get_matching_target_attestations(state, current_epoch) # Current epoch if get_attesting_balance(state, matching_target_attestations_current, stateCache) * 3 >= get_total_active_balance(state) * 2: state.current_justified_checkpoint = Checkpoint(epoch: current_epoch, root: get_block_root(state, current_epoch)) state.justification_bits.setBit 0 trace "Justified with current epoch", current_epoch = current_epoch, checkpoint = shortLog(state.current_justified_checkpoint), cat = "justification" # Process finalizations let bitfield = state.justification_bits ## The 2nd/3rd/4th most recent epochs are justified, the 2nd using the 4th ## as source if (bitfield and 0b1110) == 0b1110 and old_previous_justified_checkpoint.epoch + 3 == current_epoch: state.finalized_checkpoint = old_previous_justified_checkpoint trace "Finalized with rule 234", current_epoch = current_epoch, checkpoint = shortLog(state.finalized_checkpoint), cat = "finalization" ## The 2nd/3rd most recent epochs are justified, the 2nd using the 3rd as ## source if (bitfield and 0b110) == 0b110 and old_previous_justified_checkpoint.epoch + 2 == current_epoch: state.finalized_checkpoint = old_previous_justified_checkpoint trace "Finalized with rule 23", current_epoch = current_epoch, checkpoint = shortLog(state.finalized_checkpoint), cat = "finalization" ## The 1st/2nd/3rd most recent epochs are justified, the 1st using the 3rd as ## source if (bitfield and 0b111) == 0b111 and old_current_justified_checkpoint.epoch + 2 == current_epoch: state.finalized_checkpoint = old_current_justified_checkpoint trace "Finalized with rule 123", current_epoch = current_epoch, checkpoint = shortLog(state.finalized_checkpoint), cat = "finalization" ## The 1st/2nd most recent epochs are justified, the 1st using the 2nd as ## source if (bitfield and 0b11) == 0b11 and old_current_justified_checkpoint.epoch + 1 == current_epoch: state.finalized_checkpoint = old_current_justified_checkpoint trace "Finalized with rule 12", current_epoch = current_epoch, checkpoint = shortLog(state.finalized_checkpoint), cat = "finalization" # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#rewards-and-penalties-1 func get_base_reward(state: BeaconState, index: ValidatorIndex, total_balance: auto): Gwei = # Spec function recalculates total_balance every time, which creates an # O(n^2) situation. let effective_balance = state.validators[index].effective_balance effective_balance * BASE_REWARD_FACTOR div integer_squareroot(total_balance) div BASE_REWARDS_PER_EPOCH # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#rewards-and-penalties-1 func get_attestation_deltas(state: BeaconState, stateCache: var StateCache): tuple[a: seq[Gwei], b: seq[Gwei]] {.nbench.}= let previous_epoch = get_previous_epoch(state) total_balance = get_total_active_balance(state) var rewards = repeat(0'u64, len(state.validators)) penalties = repeat(0'u64, len(state.validators)) eligible_validator_indices : seq[ValidatorIndex] = @[] for index, v in state.validators: if is_active_validator(v, previous_epoch) or (v.slashed and previous_epoch + 1 < v.withdrawable_epoch): eligible_validator_indices.add index.ValidatorIndex # Micro-incentives for matching FFG source, FFG target, and head let matching_source_attestations = get_matching_source_attestations(state, previous_epoch) matching_target_attestations = get_matching_target_attestations(state, previous_epoch) matching_head_attestations = get_matching_head_attestations(state, previous_epoch) for attestations in [matching_source_attestations, matching_target_attestations, matching_head_attestations]: let unslashed_attesting_indices = get_unslashed_attesting_indices(state, attestations, stateCache) attesting_balance = get_total_balance(state, unslashed_attesting_indices) for index in eligible_validator_indices: if index in unslashed_attesting_indices: # Factored out from balance totals to avoid uint64 overflow const increment = EFFECTIVE_BALANCE_INCREMENT let reward_numerator = get_base_reward(state, index, total_balance) * (attesting_balance div increment) rewards[index] += reward_numerator div (total_balance div increment) else: penalties[index] += get_base_reward(state, index, total_balance) # Proposer and inclusion delay micro-rewards ## This depends on matching_source_attestations being an indexable seq, not a ## set, hash table, etc. let source_attestation_attesting_indices = mapIt( matching_source_attestations, get_attesting_indices(state, it.data, it.aggregation_bits, stateCache)) for index in get_unslashed_attesting_indices( state, matching_source_attestations, stateCache): # Translation of attestation = min([...]) doAssert matching_source_attestations.len > 0 # Start by filtering the right attestations var filtered_matching_source_attestations: seq[PendingAttestation] for source_attestation_index, a in matching_source_attestations: if index notin source_attestation_attesting_indices[source_attestation_index]: continue filtered_matching_source_attestations.add a # The first filtered attestation serves as min until we find something # better var attestation = filtered_matching_source_attestations[0] for source_attestation_index, a in filtered_matching_source_attestations: if a.inclusion_delay < attestation.inclusion_delay: attestation = a let base_reward = get_base_reward(state, index, total_balance) proposer_reward = (base_reward div PROPOSER_REWARD_QUOTIENT).Gwei rewards[attestation.proposer_index.int] += proposer_reward let max_attester_reward = base_reward - proposer_reward rewards[index] += max_attester_reward div attestation.inclusion_delay # Inactivity penalty let finality_delay = previous_epoch - state.finalized_checkpoint.epoch if finality_delay > MIN_EPOCHS_TO_INACTIVITY_PENALTY: let matching_target_attesting_indices = get_unslashed_attesting_indices( state, matching_target_attestations, stateCache) for index in eligible_validator_indices: penalties[index] += BASE_REWARDS_PER_EPOCH.uint64 * get_base_reward(state, index, total_balance) if index notin matching_target_attesting_indices: penalties[index] += state.validators[index].effective_balance * finality_delay div INACTIVITY_PENALTY_QUOTIENT (rewards, penalties) # https://github.com/ethereum/eth2.0-specs/blob/v0.10.1/specs/phase0/beacon-chain.md#rewards-and-penalties-1 func process_rewards_and_penalties( state: var BeaconState, cache: var StateCache) {.nbench.}= if get_current_epoch(state) == GENESIS_EPOCH: return let (rewards, penalties) = get_attestation_deltas(state, cache) for i in 0 ..< len(state.validators): increase_balance(state, i.ValidatorIndex, rewards[i]) decrease_balance(state, i.ValidatorIndex, penalties[i]) # https://github.com/ethereum/eth2.0-specs/blob/v0.9.4/specs/core/0_beacon-chain.md#slashings func process_slashings*(state: var BeaconState) {.nbench.}= let epoch = get_current_epoch(state) total_balance = get_total_active_balance(state) for index, validator in state.validators: if validator.slashed and epoch + EPOCHS_PER_SLASHINGS_VECTOR div 2 == validator.withdrawable_epoch: let increment = EFFECTIVE_BALANCE_INCREMENT # Factored out from penalty # numerator to avoid uint64 overflow let penalty_numerator = validator.effective_balance div increment * min(sum(state.slashings) * 3, total_balance) let penalty = penalty_numerator div total_balance * increment decrease_balance(state, index.ValidatorIndex, penalty) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#final-updates func process_final_updates*(state: var BeaconState) {.nbench.}= let current_epoch = get_current_epoch(state) next_epoch = current_epoch + 1 # Reset eth1 data votes if next_epoch mod EPOCHS_PER_ETH1_VOTING_PERIOD == 0: state.eth1_data_votes = @[] # Update effective balances with hysteresis for index, validator in state.validators: let balance = state.balances[index] const HYSTERESIS_INCREMENT = EFFECTIVE_BALANCE_INCREMENT div HYSTERESIS_QUOTIENT DOWNWARD_THRESHOLD = HYSTERESIS_INCREMENT * HYSTERESIS_DOWNWARD_MULTIPLIER UPWARD_THRESHOLD = HYSTERESIS_INCREMENT * HYSTERESIS_UPWARD_MULTIPLIER if balance + DOWNWARD_THRESHOLD < validator.effective_balance or validator.effective_balance + UPWARD_THRESHOLD < balance: state.validators[index].effective_balance = min( balance - balance mod EFFECTIVE_BALANCE_INCREMENT, MAX_EFFECTIVE_BALANCE) # Reset slashings state.slashings[next_epoch mod EPOCHS_PER_SLASHINGS_VECTOR] = 0.Gwei # Set randao mix state.randao_mixes[next_epoch mod EPOCHS_PER_HISTORICAL_VECTOR] = get_randao_mix(state, current_epoch) # Set historical root accumulator if next_epoch mod (SLOTS_PER_HISTORICAL_ROOT div SLOTS_PER_EPOCH).uint64 == 0: let historical_batch = HistoricalBatch( block_roots: state.block_roots, state_roots: state.state_roots, ) state.historical_roots.add (hash_tree_root(historical_batch)) # Rotate current/previous epoch attestations state.previous_epoch_attestations = state.current_epoch_attestations state.current_epoch_attestations = @[] # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#epoch-processing proc process_epoch*(state: var BeaconState) {.nbench.}= trace "process_epoch", current_epoch = get_current_epoch(state) var per_epoch_cache = get_empty_per_epoch_cache() # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#justification-and-finalization process_justification_and_finalization(state, per_epoch_cache) trace "ran process_justification_and_finalization", current_epoch = get_current_epoch(state) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#rewards-and-penalties-1 process_rewards_and_penalties(state, per_epoch_cache) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#registry-updates # Don't rely on caching here. process_registry_updates(state) ## Caching here for get_beacon_committee(...) can break otherwise, since ## get_active_validator_indices(...) usually changes. clear(per_epoch_cache.beacon_committee_cache) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#slashings process_slashings(state) # https://github.com/ethereum/eth2.0-specs/blob/v0.11.1/specs/phase0/beacon-chain.md#final-updates process_final_updates(state) # Once per epoch metrics beacon_finalized_epoch.set(state.finalized_checkpoint.epoch.int64) beacon_finalized_root.set(state.finalized_checkpoint.root.toGaugeValue) beacon_current_justified_epoch.set( state.current_justified_checkpoint.epoch.int64) beacon_current_justified_root.set( state.current_justified_checkpoint.root.toGaugeValue) beacon_previous_justified_epoch.set( state.previous_justified_checkpoint.epoch.int64) beacon_previous_justified_root.set( state.previous_justified_checkpoint.root.toGaugeValue)