add local copy of ethereum wire protocol spec
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# Ethereum Wire Protocol (ETH)
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'eth' is a protocol on the [RLPx] transport that facilitates exchange of Ethereum
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blockchain information between peers. The current protocol version is **eth/67**. See end
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of document for a list of changes in past protocol versions.
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### Basic Operation
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Once a connection is established, a [Status] message must be sent. Following the reception
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of the peer's Status message, the Ethereum session is active and any other message may be
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sent.
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Within a session, three high-level tasks can be performed: chain synchronization, block
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propagation and transaction exchange. These tasks use disjoint sets of protocol messages
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and clients typically perform them as concurrent activities on all peer connections.
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Client implementations should enforce limits on protocol message sizes. The underlying
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RLPx transport limits the size of a single message to 16.7 MiB. The practical limits for
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the eth protocol are lower, typically 10 MiB. If a received message is larger than the
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limit, the peer should be disconnected.
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In addition to the hard limit on received messages, clients should also impose 'soft'
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limits on the requests and responses which they send. The recommended soft limit varies
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per message type. Limiting requests and responses ensures that concurrent activity, e.g.
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block synchronization and transaction exchange work smoothly over the same peer
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connection.
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### Chain Synchronization
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Nodes participating in the eth protocol are expected to have knowledge of the complete
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chain of all blocks from the genesis block to current, latest block. The chain is obtained
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by downloading it from other peers.
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Upon connection, both peers send their [Status] message, which includes the Total
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Difficulty (TD) and hash of their 'best' known block.
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The client with the worst TD then proceeds to download block headers using the
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[GetBlockHeaders] message. It verifies proof-of-work values in received headers and
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fetches block bodies using the [GetBlockBodies] message. Received blocks are executed
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using the Ethereum Virtual Machine, recreating the state tree and receipts.
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Note that header downloads, block body downloads and block execution may happen
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concurrently.
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### State Synchronization (a.k.a. "fast sync")
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Protocol versions eth/63 through eth/66 also allowed synchronizing the state tree. Since
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protocol version eth/67, the Ethereum state tree can no longer be retrieved using the eth
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protocol, and state downloads are provided by the auxiliary [snap protocol] instead.
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State synchronization typically proceeds by downloading the chain of block headers,
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verifying their validity. Block bodies are requested as in the Chain Synchronization
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section but transactions aren't executed, only their 'data validity' is verified. The
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client picks a block near the head of the chain (the 'pivot block') and downloads the
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state of that block.
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### Block Propagation
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Newly-mined blocks must be relayed to all nodes. This happens through block propagation,
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which is a two step process. When a [NewBlock] announcement message is received from a
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peer, the client first verifies the basic header validity of the block, checking whether
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the proof-of-work value is valid. It then sends the block to a small fraction of connected
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peers (usually the square root of the total number of peers) using the [NewBlock] message.
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After the header validity check, the client imports the block into its local chain by
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executing all transactions contained in the block, computing the block's 'post state'. The
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block's `state-root` hash must match the computed post state root. Once the block is fully
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processed, and considered valid, the client sends a [NewBlockHashes] message about the
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block to all peers which it didn't notify earlier. Those peers may request the full block
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later if they fail to receive it via [NewBlock] from anyone else.
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A node should never send a block announcement back to a peer which previously announced
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the same block. This is usually achieved by remembering a large set of block hashes
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recently relayed to or from each peer.
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The reception of a block announcement may also trigger chain synchronization if the block
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is not the immediate successor of the client's current latest block.
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### Transaction Exchange
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All nodes must exchange pending transactions in order to relay them to miners, which will
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pick them for inclusion into the blockchain. Client implementations keep track of the set
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of pending transactions in the 'transaction pool'. The pool is subject to client-specific
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limits and can contain many (i.e. thousands of) transactions.
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When a new peer connection is established, the transaction pools on both sides need to be
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synchronized. Initially, both ends should send [NewPooledTransactionHashes] messages
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containing all transaction hashes in the local pool to start the exchange.
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On receipt of a NewPooledTransactionHashes announcement, the client filters the received
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set, collecting transaction hashes which it doesn't yet have in its own local pool. It can
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then request the transactions using the [GetPooledTransactions] message.
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When new transactions appear in the client's pool, it should propagate them to the network
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using the [Transactions] and [NewPooledTransactionHashes] messages. The Transactions
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message relays complete transaction objects and is typically sent to a small, random
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fraction of connected peers. All other peers receive a notification of the transaction
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hash and can request the complete transaction object if it is unknown to them. The
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dissemination of complete transactions to a fraction of peers usually ensures that all
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nodes receive the transaction and won't need to request it.
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A node should never send a transaction back to a peer that it can determine already knows
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of it (either because it was previously sent or because it was informed from this peer
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originally). This is usually achieved by remembering a set of transaction hashes recently
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relayed by the peer.
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### Transaction Encoding and Validity
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Transaction objects exchanged by peers have one of two encodings. In definitions across
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this specification, we refer to transactions of either encoding using the identifier `txₙ`.
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tx = {legacy-tx, typed-tx}
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Untyped, legacy transactions are given as an RLP list.
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legacy-tx = [
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nonce: P,
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gas-price: P,
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gas-limit: P,
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recipient: {B_0, B_20},
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value: P,
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data: B,
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V: P,
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R: P,
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S: P,
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]
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[EIP-2718] typed transactions are encoded as RLP byte arrays where the first byte is the
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transaction type (`tx-type`) and the remaining bytes are opaque type-specific data.
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typed-tx = tx-type || tx-data
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Transactions must be validated when they are received. Validity depends on the Ethereum
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chain state. The specific kind of validity this specification is concerned with is not
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whether the transaction can be executed successfully by the EVM, but only whether it is
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acceptable for temporary storage in the local pool and for exchange with other peers.
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Transactions are validated according to the rules below. While the encoding of typed
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transactions is opaque, it is assumed that their `tx-data` provides values for `nonce`,
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`gas-price`, `gas-limit`, and that the sender account of the transaction can be determined
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from their signature.
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- If the transaction is typed, the `tx-type` must be known to the implementation. Defined
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transaction types may be considered valid even before they become acceptable for
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inclusion in a block. Implementations should disconnect peers sending transactions of
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unknown type.
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- The signature must be valid according to the signature schemes supported by the chain.
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For typed transactions, signature handling is defined by the EIP introducing the type.
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For legacy transactions, the two schemes in active use are the basic 'Homestead' scheme
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and the [EIP-155] scheme.
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- The `gas-limit` must cover the 'intrinsic gas' of the transaction.
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- The sender account of the transaction, which is derived from the signature, must have
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sufficient ether balance to cover the cost (`gas-limit * gas-price + value`) of the
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transaction.
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- The `nonce` of the transaction must be equal or greater than the current nonce of the
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sender account.
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- When considering the transaction for inclusion in the local pool, it is up to
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implementations to determine how many 'future' transactions with nonce greater than the
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current account nonce are valid, and to which degree 'nonce gaps' are acceptable.
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Implementations may enforce other validation rules for transactions. For example, it is
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common practice to reject encoded transactions larger than 128 kB.
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Unless noted otherwise, implementations must not disconnect peers for sending invalid
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transactions, and should simply discard them instead. This is because the peer might be
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operating under slightly different validation rules.
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### Block Encoding and Validity
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Ethereum blocks are encoded as follows:
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block = [header, transactions, ommers]
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transactions = [tx₁, tx₂, ...]
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ommers = [header₁, header₂, ...]
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header = [
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parent-hash: B_32,
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ommers-hash: B_32,
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coinbase: B_20,
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state-root: B_32,
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txs-root: B_32,
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receipts-root: B_32,
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bloom: B_256,
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difficulty: P,
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number: P,
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gas-limit: P,
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gas-used: P,
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time: P,
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extradata: B,
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mix-digest: B_32,
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block-nonce: B_8,
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basefee-per-gas: P,
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]
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In certain protocol messages, the transaction and ommer lists are relayed together as a
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single item called the 'block body'.
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block-body = [transactions, ommers]
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The validity of block headers depends on the context in which they are used. For a single
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block header, only the validity of the proof-of-work seal (`mix-digest`, `block-nonce`)
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can be verified. When a header is used to extend the client's local chain, or multiple
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headers are processed in sequence during chain synchronization, the following rules apply:
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- Headers must form a chain where block numbers are consecutive and the `parent-hash` of
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each header matches the hash of the preceding header.
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- When extending the locally-stored chain, implementations must also verify that the
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values of `difficulty`, `gas-limit` and `time` are within the bounds of protocol rules
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given in the [Yellow Paper].
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- The `gas-used` header field must be less than or equal to the `gas-limit`.
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- The `basefee-per-gas` header field must be present for blocks after the [London hard
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fork]. Note that `basefee-per-gas` must be absent for earlier blocks. This rule was
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added implicity by [EIP-1559], which added the field into the definition of the Ethereum
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block hash.
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For complete blocks, we distinguish between the validity of the block's EVM state
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transition, and the (weaker) 'data validity' of the block. The definition of state
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transition rules is not dealt with in this specification. We require data validity of the
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block for the purposes of immediate [block propagation] and during [state synchronization].
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To determine the data validity of a block, use the rules below. Implementations should
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disconnect peers sending invalid blocks.
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- The block `header` must be valid.
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- The `transactions` contained in the block must be valid for inclusion into the chain at
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the block's number. This means that, in addition to the transaction validation rules
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given earlier, validating whether the `tx-type` is permitted at the block number is
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required, and validation of transaction gas must take the block number into account.
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- The sum of the `gas-limit`s of all transactions must not exceed the `gas-limit` of the
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block.
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- The `transactions` of the block must be verified against the `txs-root` by computing and
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comparing the merkle trie hash of the transactions list.
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- The `ommers` list may contain at most two headers.
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- `keccak256(ommers)` must match the `ommers-hash` of the block header.
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- The headers contained in the `ommers` list must be valid headers. Their block number
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must not be greater than that of the block they are included in. The parent hash of an
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ommer header must refer to an ancestor of depth 7 or less of its including block, and it
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must not have been included in any earlier block contained in this ancestor set.
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### Receipt Encoding and Validity
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Receipts are the output of the EVM state transition of a block. Like transactions,
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receipts have two distinct encodings and we will refer to either encoding using the
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identifier `receiptₙ`.
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receipt = {legacy-receipt, typed-receipt}
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Untyped, legacy receipts are encoded as follows:
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legacy-receipt = [
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post-state-or-status: {B_32, {0, 1}},
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cumulative-gas: P,
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bloom: B_256,
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logs: [log₁, log₂, ...]
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]
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log = [
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contract-address: B_20,
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topics: [topic₁: B, topic₂: B, ...],
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data: B
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]
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[EIP-2718] typed receipts are encoded as RLP byte arrays where the first byte gives the
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receipt type (matching `tx-type`) and the remaining bytes are opaque data specific to the
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type.
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typed-receipt = tx-type || receipt-data
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In the Ethereum Wire Protocol, receipts are always transferred as the complete list of all
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receipts contained in a block. It is also assumed that the block containing the receipts
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is valid and known. When a list of block receipts is received by a peer, it must be
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verified by computing and comparing the merkle trie hash of the list against the
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`receipts-root` of the block. Since the valid list of receipts is determined by the EVM
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state transition, it is not necessary to define any further validity rules for receipts in
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this specification.
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## Protocol Messages
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In most messages, the first element of the message data list is the `request-id`. For
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requests, this is a 64-bit integer value chosen by the requesting peer. The responding
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peer must mirror the value in the `request-id` element of the response message.
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### Status (0x00)
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`[version: P, networkid: P, td: P, blockhash: B_32, genesis: B_32, forkid]`
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Inform a peer of its current state. This message should be sent just after the connection
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is established and prior to any other eth protocol messages.
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- `version`: the current protocol version
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- `networkid`: integer identifying the blockchain, see table below
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- `td`: total difficulty of the best chain. Integer, as found in block header.
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- `blockhash`: the hash of the best (i.e. highest TD) known block
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- `genesis`: the hash of the genesis block
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- `forkid`: An [EIP-2124] fork identifier, encoded as `[fork-hash, fork-next]`.
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This table lists common Network IDs and their corresponding networks. Other IDs exist
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which aren't listed, i.e. clients should not require that any particular network ID is
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used. Note that the Network ID may or may not correspond with the EIP-155 Chain ID used
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for transaction replay prevention.
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| ID | chain |
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|----|-------------------------------|
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| 0 | Olympic (disused) |
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| 1 | Frontier (now mainnet) |
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| 2 | Morden (disused) |
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| 3 | Ropsten (current PoW testnet) |
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| 4 | [Rinkeby] |
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For a community curated list of chain IDs, see <https://chainid.network>.
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### NewBlockHashes (0x01)
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`[[blockhash₁: B_32, number₁: P], [blockhash₂: B_32, number₂: P], ...]`
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Specify one or more new blocks which have appeared on the network. To be maximally
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helpful, nodes should inform peers of all blocks that they may not be aware of. Including
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hashes that the sending peer could reasonably be considered to know (due to the fact they
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were previously informed of because that node has itself advertised knowledge of the
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hashes through NewBlockHashes) is considered bad form, and may reduce the reputation of
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the sending node. Including hashes that the sending node later refuses to honour with a
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proceeding [GetBlockHeaders] message is considered bad form, and may reduce the reputation
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of the sending node.
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### Transactions (0x02)
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`[tx₁, tx₂, ...]`
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Specify transactions that the peer should make sure is included on its transaction queue.
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The items in the list are transactions in the format described in the main Ethereum
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specification. Transactions messages must contain at least one (new) transaction, empty
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Transactions messages are discouraged and may lead to disconnection.
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Nodes must not resend the same transaction to a peer in the same session and must not
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relay transactions to a peer they received that transaction from. In practice this is
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often implemented by keeping a per-peer bloom filter or set of transaction hashes which
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have already been sent or received.
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### GetBlockHeaders (0x03)
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`[request-id: P, [startblock: {P, B_32}, limit: P, skip: P, reverse: {0, 1}]]`
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Require peer to return a BlockHeaders message. The response must contain a number of block
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headers, of rising number when `reverse` is `0`, falling when `1`, `skip` blocks apart,
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beginning at block `startblock` (denoted by either number or hash) in the canonical chain,
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and with at most `limit` items.
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### BlockHeaders (0x04)
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`[request-id: P, [header₁, header₂, ...]]`
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This is the response to GetBlockHeaders, containing the requested headers. The header list
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may be empty if none of the requested block headers were found. The number of headers that
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can be requested in a single message may be subject to implementation-defined limits.
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The recommended soft limit for BlockHeaders responses is 2 MiB.
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### GetBlockBodies (0x05)
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`[request-id: P, [blockhash₁: B_32, blockhash₂: B_32, ...]]`
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This message requests block body data by hash. The number of blocks that can be requested
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in a single message may be subject to implementation-defined limits.
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### BlockBodies (0x06)
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`[request-id: P, [block-body₁, block-body₂, ...]]`
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This is the response to GetBlockBodies. The items in the list contain the body data of the
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requested blocks. The list may be empty if none of the requested blocks were available.
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The recommended soft limit for BlockBodies responses is 2 MiB.
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### NewBlock (0x07)
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`[block, td: P]`
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Specify a single complete block that the peer should know about. `td` is the total
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difficulty of the block, i.e. the sum of all block difficulties up to and including this
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block.
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### NewPooledTransactionHashes (0x08)
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`[txhash₁: B_32, txhash₂: B_32, ...]`
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This message announces one or more transactions that have appeared in the network and
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which have not yet been included in a block. To be maximally helpful, nodes should inform
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peers of all transactions that they may not be aware of.
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The recommended soft limit for this message is 4096 hashes (128 KiB).
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Nodes should only announce hashes of transactions that the remote peer could reasonably be
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considered not to know, but it is better to return more transactions than to have a nonce
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gap in the pool.
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### GetPooledTransactions (0x09)
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`[request-id: P, [txhash₁: B_32, txhash₂: B_32, ...]]`
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This message requests transactions from the recipient's transaction pool by hash.
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The recommended soft limit for GetPooledTransactions requests is 256 hashes (8 KiB). The
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recipient may enforce an arbitrary limit on the response (size or serving time), which
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must not be considered a protocol violation.
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### PooledTransactions (0x0a)
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`[request-id: P, [tx₁, tx₂...]]`
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This is the response to GetPooledTransactions, returning the requested transactions from
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the local pool. The items in the list are transactions in the format described in the main
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Ethereum specification.
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The transactions must be in same order as in the request, but it is OK to skip
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transactions which are not available. This way, if the response size limit is reached,
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requesters will know which hashes to request again (everything starting from the last
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returned transaction) and which to assume unavailable (all gaps before the last returned
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transaction).
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It is permissible to first announce a transaction via NewPooledTransactionHashes, but then
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to refuse serving it via PooledTransactions. This situation can arise when the transaction
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is included in a block (and removed from the pool) in between the announcement and the
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request.
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A peer may respond with an empty list iff none of the hashes match transactions in its
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pool.
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### GetReceipts (0x0f)
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||||
|
||||
`[request-id: P, [blockhash₁: B_32, blockhash₂: B_32, ...]]`
|
||||
|
||||
Require peer to return a Receipts message containing the receipts of the given block
|
||||
hashes. The number of receipts that can be requested in a single message may be subject to
|
||||
implementation-defined limits.
|
||||
|
||||
### Receipts (0x10)
|
||||
|
||||
`[request-id: P, [[receipt₁, receipt₂], ...]]`
|
||||
|
||||
This is the response to GetReceipts, providing the requested block receipts. Each element
|
||||
in the response list corresponds to a block hash of the GetReceipts request, and must
|
||||
contain the complete list of receipts of the block.
|
||||
|
||||
The recommended soft limit for Receipts responses is 2 MiB.
|
||||
|
||||
## Change Log
|
||||
|
||||
### eth/67 ([EIP-4938], March 2022)
|
||||
|
||||
Version 67 removed the GetNodeData and NodeData messages.
|
||||
|
||||
- GetNodeData (0x0d)
|
||||
`[request_id: P, [hash_0: B_32, hash_1: B_32, ...]]`
|
||||
- NodeData (0x0e)
|
||||
`[request_id: P, [value_0: B, value_1: B, ...]]`
|
||||
|
||||
### eth/66 ([EIP-2481], April 2021)
|
||||
|
||||
Version 66 added the `request-id` element in messages [GetBlockHeaders], [BlockHeaders],
|
||||
[GetBlockBodies], [BlockBodies], [GetPooledTransactions], [PooledTransactions],
|
||||
GetNodeData, NodeData, [GetReceipts], [Receipts].
|
||||
|
||||
### eth/65 with typed transactions ([EIP-2976], April 2021)
|
||||
|
||||
When typed transactions were introduced by [EIP-2718], client implementers decided to
|
||||
accept the new transaction and receipt formats in the wire protocol without increasing the
|
||||
protocol version. This specification update also added definitions for the encoding of all
|
||||
consensus objects instead of referring to the Yellow Paper.
|
||||
|
||||
### eth/65 ([EIP-2464], January 2020)
|
||||
|
||||
Version 65 improved transaction exchange, introducing three additional messages:
|
||||
[NewPooledTransactionHashes], [GetPooledTransactions], and [PooledTransactions].
|
||||
|
||||
Prior to version 65, peers always exchanged complete transaction objects. As activity and
|
||||
transaction sizes increased on the Ethereum mainnet, the network bandwidth used for
|
||||
transaction exchange became a significant burden on node operators. The update reduced the
|
||||
required bandwidth by adopting a two-tier transaction broadcast system similar to block
|
||||
propagation.
|
||||
|
||||
### eth/64 ([EIP-2364], November 2019)
|
||||
|
||||
Version 64 changed the [Status] message to include the [EIP-2124] ForkID. This allows
|
||||
peers to determine mutual compatibility of chain execution rules without synchronizing the
|
||||
blockchain.
|
||||
|
||||
### eth/63 (2016)
|
||||
|
||||
Version 63 added the GetNodeData, NodeData, [GetReceipts] and [Receipts] messages
|
||||
which allow synchronizing transaction execution results.
|
||||
|
||||
### eth/62 (2015)
|
||||
|
||||
In version 62, the [NewBlockHashes] message was extended to include block numbers
|
||||
alongside the announced hashes. The block number in [Status] was removed. Messages
|
||||
GetBlockHashes (0x03), BlockHashes (0x04), GetBlocks (0x05) and Blocks (0x06) were
|
||||
replaced by messages that fetch block headers and bodies. The BlockHashesFromNumber (0x08)
|
||||
message was removed.
|
||||
|
||||
Previous encodings of the reassigned/removed message codes were:
|
||||
|
||||
- GetBlockHashes (0x03): `[hash: B_32, max-blocks: P]`
|
||||
- BlockHashes (0x04): `[hash₁: B_32, hash₂: B_32, ...]`
|
||||
- GetBlocks (0x05): `[hash₁: B_32, hash₂: B_32, ...]`
|
||||
- Blocks (0x06): `[[header, transactions, ommers], ...]`
|
||||
- BlockHashesFromNumber (0x08): `[number: P, max-blocks: P]`
|
||||
|
||||
### eth/61 (2015)
|
||||
|
||||
Version 61 added the BlockHashesFromNumber (0x08) message which could be used to request
|
||||
blocks in ascending order. It also added the latest block number to the [Status] message.
|
||||
|
||||
### eth/60 and below
|
||||
|
||||
Version numbers below 60 were used during the Ethereum PoC development phase.
|
||||
|
||||
- `0x00` for PoC-1
|
||||
- `0x01` for PoC-2
|
||||
- `0x07` for PoC-3
|
||||
- `0x09` for PoC-4
|
||||
- `0x17` for PoC-5
|
||||
- `0x1c` for PoC-6
|
||||
|
||||
[block propagation]: #block-propagation
|
||||
[state synchronization]: #state-synchronization-aka-fast-sync
|
||||
[snap protocol]: ./snap.md
|
||||
[Status]: #status-0x00
|
||||
[NewBlockHashes]: #newblockhashes-0x01
|
||||
[Transactions]: #transactions-0x02
|
||||
[GetBlockHeaders]: #getblockheaders-0x03
|
||||
[BlockHeaders]: #blockheaders-0x04
|
||||
[GetBlockBodies]: #getblockbodies-0x05
|
||||
[BlockBodies]: #blockbodies-0x06
|
||||
[NewBlock]: #newblock-0x07
|
||||
[NewPooledTransactionHashes]: #newpooledtransactionhashes-0x08
|
||||
[GetPooledTransactions]: #getpooledtransactions-0x09
|
||||
[PooledTransactions]: #pooledtransactions-0x0a
|
||||
[GetReceipts]: #getreceipts-0x0f
|
||||
[Receipts]: #receipts-0x10
|
||||
[RLPx]: ../rlpx.md
|
||||
[Rinkeby]: https://rinkeby.io
|
||||
[EIP-155]: https://eips.ethereum.org/EIPS/eip-155
|
||||
[EIP-1559]: https://eips.ethereum.org/EIPS/eip-1559
|
||||
[EIP-2124]: https://eips.ethereum.org/EIPS/eip-2124
|
||||
[EIP-2364]: https://eips.ethereum.org/EIPS/eip-2364
|
||||
[EIP-2464]: https://eips.ethereum.org/EIPS/eip-2464
|
||||
[EIP-2481]: https://eips.ethereum.org/EIPS/eip-2481
|
||||
[EIP-2718]: https://eips.ethereum.org/EIPS/eip-2718
|
||||
[EIP-2976]: https://eips.ethereum.org/EIPS/eip-2976
|
||||
[EIP-4938]: https://eips.ethereum.org/EIPS/eip-4938
|
||||
[London hard fork]: https://github.com/ethereum/execution-specs/blob/master/network-upgrades/mainnet-upgrades/london.md
|
||||
[Yellow Paper]: https://ethereum.github.io/yellowpaper/paper.pdf
|
Loading…
Reference in New Issue