# Whisk -- The Beacon Chain **Notice**: This document is a work-in-progress for researchers and implementers. ## Table of contents - [Introduction](#introduction) - [Constants](#constants) - [Domain types](#domain-types) - [Preset](#preset) - [Configuration](#configuration) - [Cryptography](#cryptography) - [BLS](#bls) - [Curdleproofs and opening proofs](#curdleproofs-and-opening-proofs) - [Epoch processing](#epoch-processing) - [`WhiskTracker`](#whisktracker) - [`BeaconState`](#beaconstate) - [Block processing](#block-processing) - [Block header](#block-header) - [Whisk](#whisk) - [`BeaconBlockBody`](#beaconblockbody) - [Deposits](#deposits) - [`get_beacon_proposer_index`](#get_beacon_proposer_index) - [Testing](#testing) ## Introduction This document details the beacon chain additions and changes of to support the Whisk SSLE. *Note:* This specification is built upon [capella](../../capella/beacon-chain.md) and is under active development. ## Constants ### Domain types | Name | Value | | ---------------------------------- | -------------------------- | | `DOMAIN_WHISK_CANDIDATE_SELECTION` | `DomainType('0x07000000')` | | `DOMAIN_WHISK_SHUFFLE` | `DomainType('0x07100000')` | | `DOMAIN_WHISK_PROPOSER_SELECTION` | `DomainType('0x07200000')` | ## Preset | Name | Value | Description | | ---------------------------------- | -------------------------- | ----------------------------------------------------------- | | `CURDLEPROOFS_N_BLINDERS` | `uint64(4)` | number of blinders for curdleproofs | | `WHISK_CANDIDATE_TRACKERS_COUNT` | `uint64(2**14)` (= 16,384) | number of candidate trackers | | `WHISK_PROPOSER_TRACKERS_COUNT` | `uint64(2**13)` (= 8,192) | number of proposer trackers | | `WHISK_VALIDATORS_PER_SHUFFLE` | `uint64(2**7 - 4)` (= 124) | number of validators shuffled per shuffle step | | `WHISK_MAX_SHUFFLE_PROOF_SIZE` | `uint64(2**15)` | max size of a shuffle proof | | `WHISK_MAX_OPENING_PROOF_SIZE` | `uint64(2**10)` | max size of a opening proof | ## Configuration | Name | Value | Description | | ---------------------------------- | -------------------------- | ----------------------------------------------------------- | | `WHISK_EPOCHS_PER_SHUFFLING_PHASE` | `Epoch(2**8)` (= 256) | epochs per shuffling phase | | `WHISK_PROPOSER_SELECTION_GAP` | `Epoch(2)` | gap between proposer selection and the block proposal phase | ## Cryptography ### BLS | Name | SSZ equivalent | Description | | ------------------- | ---------------------------------------- | ----------------------------- | | `BLSFieldElement` | `uint256` | BLS12-381 scalar | | `BLSG1Point` | `Bytes48` | compressed BLS12-381 G1 point | | `WhiskShuffleProof` | `ByteList[WHISK_MAX_SHUFFLE_PROOF_SIZE]` | Serialized shuffle proof | | `WhiskTrackerProof` | `ByteList[WHISK_MAX_OPENING_PROOF_SIZE]` | Serialized tracker proof | *Note*: A subgroup check MUST be performed when deserializing a `BLSG1Point` for use in any of the functions below. ```python def BLSG1ScalarMultiply(scalar: BLSFieldElement, point: BLSG1Point) -> BLSG1Point: return bls.G1_to_bytes48(bls.multiply(bls.bytes48_to_G1(point), scalar)) ``` ```python def bytes_to_bls_field(b: Bytes32) -> BLSFieldElement: """ Convert bytes to a BLS field scalar. The output is not uniform over the BLS field. TODO: Deneb will introduces this helper too. Should delete it once it's rebased to post-Deneb. """ field_element = int.from_bytes(b, ENDIANNESS) return BLSFieldElement(field_element % BLS_MODULUS) ``` | Name | Value | | --------------------- | ------------------------------------------------------------------------------- | | `BLS_G1_GENERATOR` | `BLSG1Point('0x97f1d3a73197d7942695638c4fa9ac0fc3688c4f9774b905a14e3a3f171bac586c55e83ff97a1aeffb3af00adb22c6bb') # noqa: E501` | | `BLS_MODULUS` | `52435875175126190479447740508185965837690552500527637822603658699938581184513` | | `CURDLEPROOFS_CRS` | TBD | ### Curdleproofs and opening proofs Note that Curdleproofs (Whisk Shuffle Proofs), the tracker opening proofs and all related data structures and verifier code (along with tests) is specified in [curdleproofs.pie](https://github.com/nalinbhardwaj/curdleproofs.pie/tree/dev) repository. ```python def IsValidWhiskShuffleProof(pre_shuffle_trackers: Sequence[WhiskTracker], post_shuffle_trackers: Sequence[WhiskTracker], shuffle_proof: WhiskShuffleProof) -> bool: """ Verify `post_shuffle_trackers` is a permutation of `pre_shuffle_trackers`. Defined in https://github.com/nalinbhardwaj/curdleproofs.pie/blob/dev/curdleproofs/curdleproofs/whisk_interface.py. """ return curdleproofs.IsValidWhiskShuffleProof( CURDLEPROOFS_CRS, pre_shuffle_trackers, post_shuffle_trackers, shuffle_proof, ) ``` ```python def IsValidWhiskOpeningProof(tracker: WhiskTracker, k_commitment: BLSG1Point, tracker_proof: WhiskTrackerProof) -> bool: """ Verify knowledge of `k` such that `tracker.k_r_G == k * tracker.r_G` and `k_commitment == k * BLS_G1_GENERATOR`. Defined in https://github.com/nalinbhardwaj/curdleproofs.pie/blob/dev/curdleproofs/curdleproofs/whisk_interface.py. """ return curdleproofs.IsValidWhiskOpeningProof(tracker, k_commitment, tracker_proof) ``` ## Epoch processing ### `WhiskTracker` ```python class WhiskTracker(Container): r_G: BLSG1Point # r * G k_r_G: BLSG1Point # k * r * G ``` ### `BeaconState` ```python class BeaconState(Container): # Versioning genesis_time: uint64 genesis_validators_root: Root slot: Slot fork: Fork # History latest_block_header: BeaconBlockHeader block_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT] state_roots: Vector[Root, SLOTS_PER_HISTORICAL_ROOT] historical_roots: List[Root, HISTORICAL_ROOTS_LIMIT] # Frozen in Capella, replaced by historical_summaries # Eth1 eth1_data: Eth1Data eth1_data_votes: List[Eth1Data, EPOCHS_PER_ETH1_VOTING_PERIOD * SLOTS_PER_EPOCH] eth1_deposit_index: uint64 # Registry validators: List[Validator, VALIDATOR_REGISTRY_LIMIT] balances: List[Gwei, VALIDATOR_REGISTRY_LIMIT] # Randomness randao_mixes: Vector[Bytes32, EPOCHS_PER_HISTORICAL_VECTOR] # Slashings slashings: Vector[Gwei, EPOCHS_PER_SLASHINGS_VECTOR] # Per-epoch sums of slashed effective balances # Participation previous_epoch_participation: List[ParticipationFlags, VALIDATOR_REGISTRY_LIMIT] current_epoch_participation: List[ParticipationFlags, VALIDATOR_REGISTRY_LIMIT] # Finality justification_bits: Bitvector[JUSTIFICATION_BITS_LENGTH] # Bit set for every recent justified epoch previous_justified_checkpoint: Checkpoint current_justified_checkpoint: Checkpoint finalized_checkpoint: Checkpoint # Inactivity inactivity_scores: List[uint64, VALIDATOR_REGISTRY_LIMIT] # Sync current_sync_committee: SyncCommittee next_sync_committee: SyncCommittee # Execution latest_execution_payload_header: ExecutionPayloadHeader # Withdrawals next_withdrawal_index: WithdrawalIndex next_withdrawal_validator_index: ValidatorIndex # Deep history valid from Capella onwards historical_summaries: List[HistoricalSummary, HISTORICAL_ROOTS_LIMIT] # Whisk whisk_candidate_trackers: Vector[WhiskTracker, WHISK_CANDIDATE_TRACKERS_COUNT] # [New in Whisk] whisk_proposer_trackers: Vector[WhiskTracker, WHISK_PROPOSER_TRACKERS_COUNT] # [New in Whisk] whisk_trackers: List[WhiskTracker, VALIDATOR_REGISTRY_LIMIT] # [New in Whisk] whisk_k_commitments: List[BLSG1Point, VALIDATOR_REGISTRY_LIMIT] # [New in Whisk] ``` ```python def select_whisk_proposer_trackers(state: BeaconState, epoch: Epoch) -> None: # Select proposer trackers from candidate trackers proposer_seed = get_seed( state, Epoch(saturating_sub(epoch, WHISK_PROPOSER_SELECTION_GAP)), DOMAIN_WHISK_PROPOSER_SELECTION ) for i in range(WHISK_PROPOSER_TRACKERS_COUNT): index = compute_shuffled_index(uint64(i), uint64(len(state.whisk_candidate_trackers)), proposer_seed) state.whisk_proposer_trackers[i] = state.whisk_candidate_trackers[index] ``` ```python def select_whisk_candidate_trackers(state: BeaconState, epoch: Epoch) -> None: # Select candidate trackers from active validator trackers active_validator_indices = get_active_validator_indices(state, epoch) for i in range(WHISK_CANDIDATE_TRACKERS_COUNT): seed = hash(get_seed(state, epoch, DOMAIN_WHISK_CANDIDATE_SELECTION) + uint_to_bytes(uint64(i))) candidate_index = compute_proposer_index(state, active_validator_indices, seed) # sample by effective balance state.whisk_candidate_trackers[i] = state.whisk_trackers[candidate_index] ``` ```python def process_whisk_updates(state: BeaconState) -> None: next_epoch = Epoch(get_current_epoch(state) + 1) if next_epoch % WHISK_EPOCHS_PER_SHUFFLING_PHASE == 0: # select trackers at the start of shuffling phases select_whisk_proposer_trackers(state, next_epoch) select_whisk_candidate_trackers(state, next_epoch) ``` ```python def process_epoch(state: BeaconState) -> None: process_justification_and_finalization(state) process_inactivity_updates(state) process_rewards_and_penalties(state) process_registry_updates(state) process_slashings(state) process_eth1_data_reset(state) process_effective_balance_updates(state) process_slashings_reset(state) process_randao_mixes_reset(state) process_historical_summaries_update(state) process_participation_flag_updates(state) process_sync_committee_updates(state) process_whisk_updates(state) # [New in Whisk] ``` ## Block processing ### Block header ```python def process_whisk_opening_proof(state: BeaconState, block: BeaconBlock) -> None: tracker = state.whisk_proposer_trackers[state.slot % WHISK_PROPOSER_TRACKERS_COUNT] k_commitment = state.whisk_k_commitments[block.proposer_index] assert IsValidWhiskOpeningProof(tracker, k_commitment, block.body.whisk_opening_proof) ``` Removed `assert block.proposer_index == get_beacon_proposer_index(state)` check in Whisk. ```python def process_block_header(state: BeaconState, block: BeaconBlock) -> None: # Verify that the slots match assert block.slot == state.slot # Verify that the block is newer than latest block header assert block.slot > state.latest_block_header.slot # # Verify that proposer index is the correct index # assert block.proposer_index == get_beacon_proposer_index(state) # Verify that the parent matches assert block.parent_root == hash_tree_root(state.latest_block_header) # Cache current block as the new latest block state.latest_block_header = BeaconBlockHeader( slot=block.slot, proposer_index=block.proposer_index, parent_root=block.parent_root, state_root=Bytes32(), # Overwritten in the next process_slot call body_root=hash_tree_root(block.body), ) # Verify proposer is not slashed proposer = state.validators[block.proposer_index] assert not proposer.slashed process_whisk_opening_proof(state, block) # [New in Whisk] ``` ### Whisk #### `BeaconBlockBody` ```python class BeaconBlockBody(Container): randao_reveal: BLSSignature eth1_data: Eth1Data # Eth1 data vote graffiti: Bytes32 # Arbitrary data # Operations proposer_slashings: List[ProposerSlashing, MAX_PROPOSER_SLASHINGS] attester_slashings: List[AttesterSlashing, MAX_ATTESTER_SLASHINGS] attestations: List[Attestation, MAX_ATTESTATIONS] deposits: List[Deposit, MAX_DEPOSITS] voluntary_exits: List[SignedVoluntaryExit, MAX_VOLUNTARY_EXITS] sync_aggregate: SyncAggregate # Execution execution_payload: ExecutionPayload bls_to_execution_changes: List[SignedBLSToExecutionChange, MAX_BLS_TO_EXECUTION_CHANGES] # Whisk whisk_opening_proof: WhiskTrackerProof # [New in Whisk] whisk_post_shuffle_trackers: Vector[WhiskTracker, WHISK_VALIDATORS_PER_SHUFFLE] # [New in Whisk] whisk_shuffle_proof: WhiskShuffleProof # [New in Whisk] whisk_registration_proof: WhiskTrackerProof # [New in Whisk] whisk_tracker: WhiskTracker # [New in Whisk] whisk_k_commitment: BLSG1Point # k * BLS_G1_GENERATOR [New in Whisk] ``` ```python def get_shuffle_indices(randao_reveal: BLSSignature) -> Sequence[uint64]: """ Given a `randao_reveal` return the list of indices that got shuffled from the entire candidate set. """ indices = [] for i in range(0, WHISK_VALIDATORS_PER_SHUFFLE): # XXX ensure we are not suffering from modulo bias pre_image = randao_reveal + uint_to_bytes(uint64(i)) shuffle_index = bytes_to_uint64(hash(pre_image)[0:8]) % WHISK_CANDIDATE_TRACKERS_COUNT indices.append(shuffle_index) return indices ``` ```python def process_shuffled_trackers(state: BeaconState, body: BeaconBlockBody) -> None: shuffle_epoch = get_current_epoch(state) % WHISK_EPOCHS_PER_SHUFFLING_PHASE if shuffle_epoch + WHISK_PROPOSER_SELECTION_GAP + 1 >= WHISK_EPOCHS_PER_SHUFFLING_PHASE: # Require trackers set to zero during cooldown assert body.whisk_post_shuffle_trackers == Vector[WhiskTracker, WHISK_VALIDATORS_PER_SHUFFLE]() assert body.whisk_shuffle_proof == WhiskShuffleProof() else: # Require shuffled trackers during shuffle shuffle_indices = get_shuffle_indices(body.randao_reveal) pre_shuffle_trackers = [state.whisk_candidate_trackers[i] for i in shuffle_indices] assert IsValidWhiskShuffleProof( pre_shuffle_trackers, body.whisk_post_shuffle_trackers, body.whisk_shuffle_proof, ) # Shuffle candidate trackers for i, shuffle_index in enumerate(shuffle_indices): state.whisk_candidate_trackers[shuffle_index] = body.whisk_post_shuffle_trackers[i] ``` ```python def is_k_commitment_unique(state: BeaconState, k_commitment: BLSG1Point) -> bool: return all([whisk_k_commitment != k_commitment for whisk_k_commitment in state.whisk_k_commitments]) ``` ```python def process_whisk_registration(state: BeaconState, body: BeaconBlockBody) -> None: proposer_index = get_beacon_proposer_index(state) if state.whisk_trackers[proposer_index].r_G == BLS_G1_GENERATOR: # first Whisk proposal assert body.whisk_tracker.r_G != BLS_G1_GENERATOR assert is_k_commitment_unique(state, body.whisk_k_commitment) assert IsValidWhiskOpeningProof( body.whisk_tracker, body.whisk_k_commitment, body.whisk_registration_proof, ) state.whisk_trackers[proposer_index] = body.whisk_tracker state.whisk_k_commitments[proposer_index] = body.whisk_k_commitment else: # next Whisk proposals assert body.whisk_registration_proof == WhiskTrackerProof() assert body.whisk_tracker == WhiskTracker() assert body.whisk_k_commitment == BLSG1Point() ``` ```python def process_block(state: BeaconState, block: BeaconBlock) -> None: process_block_header(state, block) process_withdrawals(state, block.body.execution_payload) process_execution_payload(state, block.body, EXECUTION_ENGINE) process_randao(state, block.body) process_eth1_data(state, block.body) process_operations(state, block.body) process_sync_aggregate(state, block.body.sync_aggregate) process_shuffled_trackers(state, block.body) # [New in Whisk] process_whisk_registration(state, block.body) # [New in Whisk] ``` ### Deposits ```python def get_initial_whisk_k(validator_index: ValidatorIndex, counter: int) -> BLSFieldElement: # hash `validator_index || counter` return BLSFieldElement(bytes_to_bls_field(hash(uint_to_bytes(validator_index) + uint_to_bytes(uint64(counter))))) ``` ```python def get_unique_whisk_k(state: BeaconState, validator_index: ValidatorIndex) -> BLSFieldElement: counter = 0 while True: k = get_initial_whisk_k(validator_index, counter) if is_k_commitment_unique(state, BLSG1ScalarMultiply(k, BLS_G1_GENERATOR)): return k # unique by trial and error counter += 1 ``` ```python def get_k_commitment(k: BLSFieldElement) -> BLSG1Point: return BLSG1ScalarMultiply(k, BLS_G1_GENERATOR) ``` ```python def get_initial_tracker(k: BLSFieldElement) -> WhiskTracker: return WhiskTracker(r_G=BLS_G1_GENERATOR, k_r_G=BLSG1ScalarMultiply(k, BLS_G1_GENERATOR)) ``` ```python def add_validator_to_registry(state: BeaconState, pubkey: BLSPubkey, withdrawal_credentials: Bytes32, amount: uint64) -> None: index = get_index_for_new_validator(state) validator = get_validator_from_deposit(pubkey, withdrawal_credentials, amount) set_or_append_list(state.validators, index, validator) set_or_append_list(state.balances, index, amount) set_or_append_list(state.previous_epoch_participation, index, ParticipationFlags(0b0000_0000)) set_or_append_list(state.current_epoch_participation, index, ParticipationFlags(0b0000_0000)) set_or_append_list(state.inactivity_scores, index, uint64(0)) # [New in Whisk] k = get_unique_whisk_k(state, ValidatorIndex(len(state.validators) - 1)) state.whisk_trackers.append(get_initial_tracker(k)) state.whisk_k_commitments.append(get_k_commitment(k)) ``` ### `get_beacon_proposer_index` ```python def get_beacon_proposer_index(state: BeaconState) -> ValidatorIndex: """ Return the beacon proposer index at the current slot. """ assert state.latest_block_header.slot == state.slot # sanity check `process_block_header` has been called return state.latest_block_header.proposer_index ``` ## Testing *Note*: The function `initialize_beacon_state_from_eth1` is modified purely for Whisk testing. ```python def initialize_beacon_state_from_eth1(eth1_block_hash: Hash32, eth1_timestamp: uint64, deposits: Sequence[Deposit], execution_payload_header: ExecutionPayloadHeader=ExecutionPayloadHeader() ) -> BeaconState: state_capella = capella.initialize_beacon_state_from_eth1( eth1_block_hash, eth1_timestamp, deposits, execution_payload_header, ) state = upgrade_to_whisk(state_capella) state.fork.previous_version = WHISK_FORK_VERSION state.fork.current_version = WHISK_FORK_VERSION return state ```