# Phase 1 miscellaneous beacon chain changes ## Table of contents - [Phase 1 miscellaneous beacon chain changes](#phase-1-miscellaneous-beacon-chain-changes) - [Table of contents](#table-of-contents) - [Classes](#classes) - [CompactCommittee](#compactcommittee) - [ShardReceiptProof](#shardreceiptproof) - [Helpers](#helpers) - [pack_compact_validator](#pack_compact_validator) - [unpack_compact_validator](#unpack_compact_validator) - [committee_to_compact_committee](#committee_to_compact_committee) - [get_previous_power_of_2](#get_previous_power_of_2) - [verify_merkle_proof](#verify_merkle_proof) - [concat_generalized_indices](#concat_generalized_indices) - [compute_historical_state_generalized_index](#compute_historical_state_generalized_index) - [get_generalized_index_of_crosslink_header](#get_generalized_index_of_crosslink_header) - [process_shard_receipt](#process_shard_receipt) - [Changes](#changes) - [Persistent committees](#persistent-committees) - [Shard receipt processing](#shard-receipt-processing) ## Classes #### `CompactCommittee` ```python class CompactCommittee(Container): pubkeys: List[BLSPubkey, MAX_VALIDATORS_PER_COMMITTEE] compact_validators: List[uint64, MAX_VALIDATORS_PER_COMMITTEE] ``` #### `ShardReceiptProof` ```python class ShardReceiptProof(Container): shard: Shard proof: List[Hash, PLACEHOLDER] receipt: List[ShardReceiptDelta, PLACEHOLDER] ``` ## Helpers #### `pack_compact_validator` ```python def pack_compact_validator(index: int, slashed: bool, balance_in_increments: int) -> int: """ Creates a compact validator object representing index, slashed status, and compressed balance. Takes as input balance-in-increments (// EFFECTIVE_BALANCE_INCREMENT) to preserve symmetry with the unpacking function. """ return (index << 16) + (slashed << 15) + balance_in_increments ``` #### `unpack_compact_validator` ```python def unpack_compact_validator(compact_validator: uint64) -> Tuple[uint64, bool, uint64]: """ Returns validator index, slashed, balance // EFFECTIVE_BALANCE_INCREMENT """ return compact_validator >> 16, (compact_validator >> 15) % 2, compact_validator & (2**15 - 1) ``` #### `committee_to_compact_committee` ```python def committee_to_compact_committee(state: BeaconState, committee: Sequence[ValidatorIndex]) -> CompactCommittee: """ Given a state and a list of validator indices, outputs the CompactCommittee representing them. """ validators = [state.validators[i] for i in committee] compact_validators = [ pack_compact_validator(i, v.slashed, v.effective_balance // EFFECTIVE_BALANCE_INCREMENT) for i, v in zip(committee, validators) ] pubkeys = [v.pubkey for v in validators] return CompactCommittee(pubkeys=pubkeys, compact_validators=compact_validators) ``` #### `get_previous_power_of_2` ```python def get_previous_power_of_2(x: int) -> int: return x if x <= 2 else 2 * get_previous_power_of_2(x // 2) ``` #### `verify_merkle_proof` ```python def verify_merkle_proof(leaf: Hash, proof: Sequence[Hash], index: GeneralizedIndex, root: Hash) -> bool: assert len(proof) == get_generalized_index_length(index) for i, h in enumerate(proof): if get_generalized_index_bit(index, i): leaf = hash(h + leaf) else: leaf = hash(leaf + h) return leaf == root ``` #### `compute_historical_state_generalized_index` ```python def compute_historical_state_generalized_index(earlier: ShardSlot, later: ShardSlot) -> GeneralizedIndex: """ Computes the generalized index of the state root of slot `frm` based on the state root of slot `to`. Relies on the `history_acc` in the `ShardState`, where `history_acc[i]` maintains the most recent 2**i'th slot state. Works by tracing a `log(later-earlier)` step path from `later` to `earlier` through intermediate blocks at the next available multiples of descending powers of two. """ o = GeneralizedIndex(1) for i in range(63, -1, -1): if (later - 1) & 2**i > (earlier - 1) & 2**i: later = later - ((later - 1) % 2**i) - 1 o = concat_generalized_indices(o, get_generalized_index(ShardState, 'history_acc', i)) return o ``` #### `get_generalized_index_of_crosslink_header` ```python def get_generalized_index_of_crosslink_header(index: int) -> GeneralizedIndex: """ Gets the generalized index for the root of the index'th header in a crosslink. """ MAX_CROSSLINK_SIZE = SHARD_BLOCK_SIZE_LIMIT * SHARD_SLOTS_PER_BEACON_SLOT * SLOTS_PER_EPOCH * MAX_EPOCHS_PER_CROSSLINK assert MAX_CROSSLINK_SIZE == get_previous_power_of_2(MAX_CROSSLINK_SIZE) return GeneralizedIndex(MAX_CROSSLINK_SIZE // SHARD_HEADER_SIZE + index) ``` #### `process_shard_receipt` ```python def process_shard_receipt(state: BeaconState, receipt_proof: ShardReceiptProof): """ Processes a ShardReceipt object. """ receipt_slot = state.next_shard_receipt_period[receipt_proof.shard] * SLOTS_PER_EPOCH * EPOCHS_PER_SHARD_PERIOD first_slot_in_last_crosslink = state.current_crosslinks[receipt_proof.shard].start_epoch * SLOTS_PER_EPOCH gindex = concat_generalized_indices( get_generalized_index_of_crosslink_header(0), get_generalized_index(ShardBlockHeader, 'state_root'), compute_historical_state_generalized_index(receipt_slot, first_slot_in_last_crosslink), get_generalized_index(ShardState, 'receipt_root') ) assert verify_merkle_proof( leaf=hash_tree_root(receipt_proof.receipt), proof=receipt_proof.proof, index=gindex, root=state.current_crosslinks[shard].data_root ) for delta in receipt_proof.receipt: if get_current_epoch(state) < state.validators[delta.index].withdrawable_epoch: increase_balance(state, delta.index, state.validators[delta.index].effective_balance * delta.reward_coefficient // REWARD_COEFFICIENT_BASE) decrease_balance(state, delta.index, delta.block_fee) state.next_shard_receipt_period[receipt_proof.shard] += 1 increase_balance(state, get_beacon_proposer_index(state), MICRO_REWARD) ``` ## Changes ### Persistent committees Add to the beacon state the following fields: ```python # begin insert @persistent_committee_fields previous_persistent_committee_root: Hash current_persistent_committee_root: Hash next_persistent_committee_root: Hash next_shard_receipt_period: Vector[uint, SHARD_COUNT] # end insert @persistent_committee_fields ``` `next_shard_receipt_period` values initialized to `PHASE_1_FORK_SLOT // SLOTS_PER_EPOCH // EPOCHS_PER_SHARD_PERIOD` Run `update_persistent_committee` immediately before `process_final_updates`: ```python # begin insert @update_persistent_committee update_persistent_committee(state) # end insert @update_persistent_committee def update_persistent_committee(state: BeaconState) -> None: """ Updates persistent committee roots at boundary blocks. """ if (get_current_epoch(state) + 1) % EPOCHS_PER_SHARD_PERIOD == 0: state.previous_persistent_committee_root = state.current_persistent_committee_root state.current_persistent_committee_root = state.next_persistent_committee_root committees = Vector[CompactCommittee, SHARD_COUNT]([ committee_to_compact_committee(state, get_period_committee(state, get_current_epoch(state) + 1, i)) for i in range(SHARD_COUNT) ]) state.next_persistent_committee_root = hash_tree_root(committees) ``` ### Shard receipt processing Add the `shard_receipts` operation to `BeaconBlockBody`: ```python # begin insert @shard_receipts shard_receipts: List[ShardReceipt, MAX_SHARD_RECEIPTS] # end insert @shard_receipts ``` Use `process_shard_receipt` to process each receipt. ```python # begin insert @process_shard_receipts (body.shard_receipts, process_shard_receipts), # end insert @process_shard_receipts ```