# The Merge -- Honest Validator **Notice**: This document is a work-in-progress for researchers and implementers. ## Table of contents - [Introduction](#introduction) - [Prerequisites](#prerequisites) - [Custom types](#custom-types) - [Protocols](#protocols) - [`ExecutionEngine`](#executionengine) - [`prepare_payload`](#prepare_payload) - [`get_payload`](#get_payload) - [Beacon chain responsibilities](#beacon-chain-responsibilities) - [Block proposal](#block-proposal) - [Constructing the `BeaconBlockBody`](#constructing-the-beaconblockbody) - [ExecutionPayload](#executionpayload) ## Introduction This document represents the changes to be made in the code of an "honest validator" to implement executable beacon chain proposal. ## Prerequisites This document is an extension of the [Altair -- Honest Validator](../altair/validator.md) guide. All behaviors and definitions defined in this document, and documents it extends, carry over unless explicitly noted or overridden. All terminology, constants, functions, and protocol mechanics defined in the updated Beacon Chain doc of [The Merge](./beacon-chain.md) are requisite for this document and used throughout. Please see related Beacon Chain doc before continuing and use them as a reference throughout. ## Custom types | Name | SSZ equivalent | Description | | - | - | - | | `PayloadId` | `uint64` | Identifier of a payload building process | ## Protocols ### `ExecutionEngine` *Note*: `prepare_payload` and `get_payload` functions are added to the `ExecutionEngine` protocol for use as a validator. The body of each of these functions is implementation dependent. The Engine API may be used to implement them with an external execution engine. #### `prepare_payload` Given the set of execution payload attributes, `prepare_payload` initiates a process of building an execution payload on top of the execution chain tip identified by `parent_hash`. ```python def prepare_payload(self: ExecutionEngine, parent_hash: Hash32, timestamp: uint64, random: Bytes32, fee_recipient: ExecutionAddress) -> PayloadId: """ Return ``payload_id`` that is used to obtain the execution payload in a subsequent ``get_payload`` call. """ ... ``` #### `get_payload` Given the `payload_id`, `get_payload` returns the most recent version of the execution payload that has been built since the corresponding call to `prepare_payload` method. ```python def get_payload(self: ExecutionEngine, payload_id: PayloadId) -> ExecutionPayload: """ Return ``execution_payload`` object. """ ... ``` ## Beacon chain responsibilities All validator responsibilities remain unchanged other than those noted below. Namely, the transition block handling and the addition of `ExecutionPayload`. ### Block proposal #### Constructing the `BeaconBlockBody` ##### ExecutionPayload To obtain an execution payload, a block proposer building a block on top of a `state` must take the following actions: 1. Set `payload_id = prepare_execution_payload(state, pow_chain, fee_recipient, execution_engine)`, where: * `state` is the state object after applying `process_slots(state, slot)` transition to the resulting state of the parent block processing * `pow_chain` is a list that abstractly represents all blocks in the PoW chain * `fee_recipient` is the value suggested to be used for the `coinbase` field of the execution payload ```python def get_pow_block_at_terminal_total_difficulty(pow_chain: Sequence[PowBlock]) -> Optional[PowBlock]: # `pow_chain` abstractly represents all blocks in the PoW chain for block in pow_chain: parent = get_pow_block(block.parent_hash) block_reached_ttd = block.total_difficulty >= TERMINAL_TOTAL_DIFFICULTY parent_reached_ttd = parent.total_difficulty >= TERMINAL_TOTAL_DIFFICULTY if block_reached_ttd and not parent_reached_ttd: return block return None def get_terminal_pow_block(pow_chain: Sequence[PowBlock]) -> Optional[PowBlock]: if TERMINAL_BLOCK_HASH != Hash32(): # Terminal block hash override takes precedence over terminal total difficulty pow_block_overrides = [block for block in pow_chain if block.block_hash == TERMINAL_BLOCK_HASH] if not any(pow_block_overrides): return None return pow_block_overrides[0] return get_pow_block_at_terminal_total_difficulty(pow_chain) def prepare_execution_payload(state: BeaconState, pow_chain: Sequence[PowBlock], fee_recipient: ExecutionAddress, execution_engine: ExecutionEngine) -> Optional[PayloadId]: if not is_merge_complete(state): terminal_pow_block = get_terminal_pow_block(pow_chain) if terminal_pow_block is None: # Pre-merge, no prepare payload call is needed return None # Signify merge via producing on top of the terminal PoW block parent_hash = terminal_pow_block.block_hash else: # Post-merge, normal payload parent_hash = state.latest_execution_payload_header.block_hash timestamp = compute_timestamp_at_slot(state, state.slot) random = get_randao_mix(state, get_current_epoch(state)) return execution_engine.prepare_payload(parent_hash, timestamp, random, fee_recipient) ``` 2. Set `block.body.execution_payload = get_execution_payload(payload_id, execution_engine)`, where: ```python def get_execution_payload(payload_id: Optional[PayloadId], execution_engine: ExecutionEngine) -> ExecutionPayload: if payload_id is None: # Pre-merge, empty payload return ExecutionPayload() else: return execution_engine.get_payload(payload_id) ``` *Note*: It is recommended for a validator to call `prepare_execution_payload` as soon as input parameters become known, and make subsequent calls to this function when any of these parameters gets updated.