Marcin Pawlowski f1433cbbb3
Anchor the uncle reference window to the parent, not the uncle
The spec bounds an uncle's own slot (0 < sl_A - sl_U <= w_u) but leaves its
PARENT unconstrained beyond lying on the referencing chain. So a block minted
NOW, built on a chain block from arbitrarily far back, is a legal first-fork
uncle: recent by its own slot, ancient by its parent's. Verifying it means
deriving the epoch state and ledger root as of that ancient parent, per
reference, and those are precisely the inputs the counting rules require -- so
the work cannot be amortised. It costs the adversary nothing beyond lottery
wins it already has; it just builds them somewhere useless.

Measured with a deep_parent coalition. At the deployed operating point a 30%
adversary moves the MEDIAN counted reference's reach from 54 slots back to
20,144, and the worst case to 76,778 -- the epoch boundary, ~21 hours of
history, ~256x the nominal window. It is not a tail effect.

The fix is a SUBSTITUTION, not an additional rule. A block strictly postdates
its parent and a referenced uncle strictly precedes its referencer, so
sl_A - sl_U < sl_A - sl_parent(U) <= w_u: bounding the parent bounds the uncle
for free, and a both-windows variant would be identical to the parent one. Both
invariants are pinned in a new test_slot_ordering.py rather than argued -- the
user asked to confirm sl_A > sl_U explicitly, and it turns out to be
load-bearing for the whole implication, so it is tested at three geometries
plus a hand-built counting case.

Under the parent anchor the same coalition reaches 292/300/300 slots at
delta_max 4/8/16 -- capped by construction. Honest recovery is unaffected:
0.9993 -> 0.9999, 0.9969 -> 0.9986, 0.9791 -> 0.9858, no loss anywhere within
one to two SEM, because a latency orphan's parent is recent by construction.

One finding that sharpens the case: at delta_max = 16 the HONEST uncle-anchored
arm already reaches 315 slots, past its own w_u = 300. Under the current rule
w_u is not a bound on validation reach even with no adversary present. It only
becomes a state-retention bound once anchored to the parent.

Recorded as sec 6.12 with fig38, a new row in the sec 8.5 spec deltas, both new
knobs in sec 7, and the study in sec 9. uncle_window_anchor and the deep_parent
strategy are appended to the RNG key only when non-default, so no committed run
is reseeded.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-08-07 12:22:50 +02:00
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